8th May 2008 11:25
UBS AG (EPT)08 May 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1)Date of dealing 07 MAY 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 0 0.00% 1,714 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 0 0.00% 1,714 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 211 14388 AUD Cents SALE 28 14388 SALE 2 14388 SALE 8 14388 PURCHASE 179 14393 SALE 3 14395 SALE 28 14395 SALE 284 14395 PURCHASE 737 14395 PURCHASE 360 14397 PURCHASE 193 14397 PURCHASE 4 14397 PURCHASE 220 14397 SALE 1 14406 SALE 47 14406 SALE 72 14406 PURCHASE 34 14430 SALE 490 14439 SALE 33 14439 SALE 2 14439 PURCHASE 128 14451 PURCHASE 4 14455 PURCHASE 1067 14455 PURCHASE 12 14460 PURCHASE 360 14460 PURCHASE 351 14460 PURCHASE 357 14466 PURCHASE 167 14474 PURCHASE 193 14476 SALE 430 14476 SALE 42 14476 PURCHASE 215 14477 SALE 894 14477 SALE 5 14477 SALE 11 14477 SALE 507 14477 PURCHASE 2 14478 PURCHASE 377 14478 PURCHASE 275 14478 SALE 1726 14480 PURCHASE 3 14481 PURCHASE 36 14481 PURCHASE 36 14481 PURCHASE 36 14481 PURCHASE 36 14481 PURCHASE 92 14482 PURCHASE 352 14490 PURCHASE 50 14493 PURCHASE 59 14495 PURCHASE 216 14495 PURCHASE 151 14495 PURCHASE 29 14495 PURCHASE 40 14495 PURCHASE 36 14497 PURCHASE 220 14497 PURCHASE 243 14513 PURCHASE 499 14513 PURCHASE 472 14519 PURCHASE 480 14520 PURCHASE 7 14520 PURCHASE 10 14520 PURCHASE 390 14521 PURCHASE 5 14521 PURCHASE 329 14521 PURCHASE 238 14521 PURCHASE 45 14521 PURCHASE 189 14522 PURCHASE 72 14523 PURCHASE 170 14523 PURCHASE 32 14523 SALE 27770 14526.08 PURCHASE 27770 14526.08 SALE 346 14528 SALE 26 14528 SALE 230 14530 SALE 380 14530 PURCHASE 1335 14531 PURCHASE 165 14535 PURCHASE 499 14536 PURCHASE 92 14536 PURCHASE 56 14536 PURCHASE 530 14539 PURCHASE 42 14539 PURCHASE 64 14539 PURCHASE 34 14539 PURCHASE 14 14539 SALE 1400 14542 SALE 727 14542 PURCHASE 183 14544 PURCHASE 8 14544 PURCHASE 150 14545 PURCHASE 814 14545 SALE 215 14545 SALE 493 14547 SALE 37 14547 SALE 10 14547 SALE 195 14547 PURCHASE 351 14547 PURCHASE 503 14547 SALE 10 14547 SALE 929 14547 SALE 337 14547 SALE 51 14547 SALE 1 14547 SALE 2 14548 SALE 74 14548 SALE 28 14548 PURCHASE 259 14548 PURCHASE 13 14548 PURCHASE 68 14549 PURCHASE 77 14549 PURCHASE 57 14549 PURCHASE 702 14550 PURCHASE 1016 14550 PURCHASE 200 14550 PURCHASE 215 14550 SALE 337 14550 SALE 21 14550 SALE 9 14550 PURCHASE 366 14550 PURCHASE 200 14551 PURCHASE 123 14551 PURCHASE 1033 14552 PURCHASE 725 14554 PURCHASE 85 14555 PURCHASE 554 14555 PURCHASE 28140 14555.48 SALE 28140 14555.48 SALE 1 14557 SALE 4 14557 SALE 40 14557 SALE 189 14557 SALE 14 14557 SALE 410 14557 SALE 25 14557 SALE 386 14557 SALE 113 14559 SALE 8 14559 SALE 285 14559 PURCHASE 45 14560 PURCHASE 200 14560 PURCHASE 500 14560 PURCHASE 1384 14560 PURCHASE 583 14560 PURCHASE 3 14560 PURCHASE 142 14560 PURCHASE 100 14560 PURCHASE 200 14562 PURCHASE 681 14562 PURCHASE 60 14563 SALE 663 14564 PURCHASE 200 14565 PURCHASE 673 14565 PURCHASE 500 14565 PURCHASE 148 14566 SALE 291 14567 PURCHASE 171 14568 PURCHASE 80 14569 PURCHASE 181 14569 PURCHASE 500 14570 PURCHASE 425 14572 SALE 97 14572 PURCHASE 162 14573 SALE 43 14573 SALE 287 14574 SALE 47 14574 SALE 47 14577 SALE 283 14577 SALE 298 14577 SALE 63 14580 SALE 234 14580 SALE 1 14580 SALE 16 14580 SALE 461 14580 SALE 28 14580 SALE 180 14580 SALE 87 14580 SALE 242 14580 SALE 39 14580 SALE 46 14580 SALE 247 14581 SALE 75 14581 SALE 211 14582 SALE 510 14582 SALE 471 14583 SALE 32 14583 SALE 197 14583 SALE 296 14585 SALE 41 14585 SALE 1566 14585 SALE 5 14586 SALE 897 14586 SALE 2 14587 SALE 54 14587 SALE 763 14587 SALE 12 14587 SALE 67 14587 SALE 192 14588 SALE 76 14588 SALE 49 14588 SALE 8 14588 SALE 4 14588 SALE 828 14588 SALE 1339 14590 SALE 9 14592 SALE 214 14592 SALE 91 14593 SALE 175 14593 SALE 3 14595 SALE 1 14595 SALE 73 14595 SALE 8 14595 SALE 33 14595 SALE 120 14595 SALE 2 14595 SALE 187 14595 SALE 172 14595 SALE 3 14596 SALE 82 14596 SALE 400 14596 SALE 3 14596 SALE 1 14596 SALE 27 14596 SALE 537 14596 SALE 240 14596 SALE 75 14596 SALE 275 14599 SALE 56 14599 SALE 14 14608 SALE 77 14608 PURCHASE 491 14612 SALE 1710 14614 TOTAL PURCHASES 83,680 TOTAL SALES 84,050 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 08 MAY 2008Contact name NIMISHA SACHDEVTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto