25th Feb 2008 11:37
UBS AG (EPT)25 February 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 22 FEBRUARY 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 27,845 0.02% 1,350 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 27,845 0.02% 1,350 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 1469 786 pence SALE 632 786 SALE 1204 787 SALE 128 787 PURCHASE 100 787 PURCHASE 100 787 PURCHASE 475 787 PURCHASE 1500 787 PURCHASE 3000 787 PURCHASE 1000 787.5 PURCHASE 3000 787.5 PURCHASE 1500 789.5 PURCHASE 3000 789.5 SALE 3000 790 SALE 837 790 SALE 747 790 SALE 400 790 PURCHASE 100 790.5 SALE 379 791 PURCHASE 400 791.5 PURCHASE 67 792 PURCHASE 533 792 SALE 1553 792.5 PURCHASE 52 792.5 PURCHASE 154 792.5 PURCHASE 165 792.5 PURCHASE 594 792.5 PURCHASE 731 792.5 PURCHASE 1276 792.5 PURCHASE 1383 792.5 PURCHASE 1457 792.5 PURCHASE 2323 792.5 PURCHASE 2580 792.5 PURCHASE 4011 792.5 PURCHASE 4261 792.5 SALE 227 794 SALE 100 794 SALE 3000 795.5 SALE 1486 795.5 SALE 1310 795.5 SALE 3000 796 SALE 1424 796 SALE 542 796 SALE 3318 797.5 SALE 3028 797.5 SALE 3000 797.5 SALE 1516 797.5 SALE 762 797.5 SALE 1469 786 SALE 632 786 SALE 1204 787 SALE 128 787 PURCHASE 100 787 PURCHASE 100 787 PURCHASE 475 787 PURCHASE 1500 787 PURCHASE 3000 787 PURCHASE 1000 787.5 PURCHASE 3000 787.5 PURCHASE 1500 789.5 PURCHASE 3000 789.5 SALE 3000 790 SALE 837 790 SALE 747 790 SALE 400 790 PURCHASE 100 790.5 SALE 379 791 PURCHASE 400 791.5 PURCHASE 67 792 PURCHASE 533 792 SALE 1553 792.5 PURCHASE 52 792.5 PURCHASE 154 792.5 PURCHASE 165 792.5 PURCHASE 594 792.5 PURCHASE 731 792.5 PURCHASE 1276 792.5 PURCHASE 1383 792.5 PURCHASE 1457 792.5 PURCHASE 2323 792.5 PURCHASE 2580 792.5 PURCHASE 4011 792.5 PURCHASE 4261 792.5 SALE 227 794 SALE 100 794 SALE 3000 795.5 SALE 1486 795.5 SALE 1310 795.5 SALE 3000 796 TOTAL PURCHASES 33,762 TOTAL SALES 33,062 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 25 FEBRUARY 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros