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EPT Disclosure

5th Sep 2008 11:03

RNS Number : 8275C
Credit Suisse Equities (Australia)
05 September 2008
 

4FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

 

Company dealt in

BHP Billiton Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary Shares

Date of dealing

04-09-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

21,176,549

0.631

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

21,176,549

0.631

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

13,900

37.11

Purchase

200

37.29

Purchase

8,098

37.35

Purchase

67

37.35

Purchase

1

37.35

Purchase

1

37.35

Purchase

1

37.35

Purchase

1

37.35

Purchase

99

37.35

Purchase

11,392

37.35

Purchase

340

37.35

Purchase

3,000

37.28

Purchase

23,886

37.40

Purchase

19

37.40

Purchase

290

37.40

Purchase

1,879

37.38

Purchase

286

37.40

Purchase

100

37.38

Purchase

34

37.39

Purchase

175

37.38

Purchase

78

37.42

Purchase

19,815

37.42

Purchase

502

37.40

Purchase

35

37.40

Purchase

225

37.40

Purchase

297

37.40

Purchase

295

37.40

Purchase

372

37.40

Purchase

6

37.40

Purchase

360

37.40

Purchase

1,300

37.39

Purchase

790

37.39

Purchase

35

37.39

Purchase

740

37.38

Purchase

825

37.38

Purchase

315

37.39

Purchase

35

37.38

Purchase

790

37.38

Purchase

9

37.38

Purchase

1,500

37.38

Purchase

501

37.38

Purchase

473

37.38

Purchase

306

37.38

Purchase

68

37.38

Purchase

12,283

37.40

Purchase

200

37.71

Purchase

1,269

37.40

Purchase

925

37.48

Purchase

6,999

37.48

Purchase

1,371

37.47

Purchase

1,629

37.47

Purchase

79

37.50

Purchase

89

37.50

Purchase

1,300

37.50

Purchase

710

37.50

Purchase

1,194

37.50

Purchase

704

37.50

Purchase

1

37.48

Purchase

1

37.48

Purchase

4,591

37.48

Purchase

1

37.48

Purchase

150

37.48

Purchase

179

37.48

Purchase

79

37.48

Purchase

977

37.59

Purchase

900

37.59

Purchase

2,220

37.59

Purchase

2,792

37.71

Purchase

9

37.71

Purchase

216

37.71

Purchase

158

37.71

Purchase

100

37.71

Purchase

849

37.70

Purchase

876

37.70

Purchase

193

37.70

Purchase

1,177

37.70

Purchase

600

37.70

Purchase

1,015

37.70

Purchase

12

37.70

Purchase

2,003

37.69

Purchase

4,210

37.77

Purchase

790

37.77

Purchase

658

37.80

Purchase

25

37.80

Purchase

1,317

37.80

Purchase

2,000

37.80

Purchase

557

37.80

Purchase

37

37.80

Purchase

1,000

37.80

Purchase

8,406

37.80

Purchase

1,420

37.82

Purchase

2,000

37.82

Purchase

790

37.82

Purchase

790

37.82

Purchase

10,000

37.82

Purchase

1,801

37.82

Purchase

8,199

37.82

Purchase

600

37.82

Purchase

322

37.82

Purchase

100

37.82

Purchase

995

37.82

Purchase

522

37.82

Purchase

1,197

37.82

Purchase

615

37.80

Purchase

292

37.80

Purchase

4,000

37.80

Purchase

93

37.80

Purchase

500

37.79

Purchase

1,300

37.79

Purchase

27

37.79

Purchase

41

37.79

Purchase

500

37.80

Purchase

371

37.77

Purchase

3,780

37.77

Purchase

1,764

37.76

Purchase

248

37.76

Purchase

224

37.76

Purchase

1,324

37.76

Purchase

2,537

37.76

Purchase

4,622

37.88

Purchase

16

37.86

Purchase

300

37.86

Purchase

62

37.85

Purchase

1,602

37.58

Purchase

733

37.58

Purchase

16

37.58

Purchase

3,000

37.58

Purchase

1,000

37.58

Purchase

700

37.58

Purchase

2,000

37.58

Purchase

551

37.58

Purchase

9,145

37.50

Purchase

5,855

37.50

Purchase

157

37.50

Purchase

1

37.50

Purchase

500

37.50

Purchase

24

37.50

Purchase

840

37.50

Purchase

13,478

37.50

Purchase

4,272

37.50

Purchase

588

37.50

Purchase

300

37.50

Purchase

12

37.50

Purchase

24,100

37.50

Purchase

3,001

37.50

Purchase

4,184

37.50

Purchase

3,484

37.50

Purchase

897

37.49

Purchase

840

37.49

Purchase

19

37.49

Purchase

9,300

37.49

Purchase

45

37.50

Purchase

400

37.50

Purchase

5,000

37.50

Purchase

555

37.50

Purchase

8,273

37.50

Purchase

869

37.50

Purchase

-358

37.50

Purchase

358

37.50

Purchase

500

37.49

Purchase

869

37.50

Purchase

5,000

37.50

Purchase

10

37.50

Purchase

5,000

37.50

Purchase

3,721

37.50

Purchase

400

37.49

Purchase

3

37.41

Purchase

358

37.50

Sale

-20,000

37.35

Sale

-6,548

37.58

Sale

-20,000

37.48

Sale

-1

37.48

Sale

-74,900

37.85

Sale

71,000

37.84

Sale

-71,000

37.84

Sale

-32,000

37.52

Sale

-9,145

37.50

Sale

-5,855

37.50

Sale

-4,051

37.50

Sale

-5,155

37.50

Sale

-4,200

37.50

Sale

-398

37.50

Sale

-50,000

37.50

Sale

-3,001

37.50

Sale

-4,184

37.50

Sale

-400

37.50

Sale

-555

37.50

Sale

-32,000

37.42

Sale

-11,000

37.57

Sale

-1,250

37.58

Sale

-1,070

37.58

Sale

-132

37.58

Sale

-200

37.60

Sale

-35,142

37.60

Sale

-530

37.60

Sale

-5,000

37.60

Sale

-25

37.60

Sale

-49,700

37.60

Sale

-9,603

37.60

Sale

-3,105

37.60

Sale

-38,424

37.60

Sale

-1,915

37.60

Sale

-590

37.60

Sale

-1,570

37.60

Sale

-350

37.60

Sale

-5,000

37.60

Sale

-500

37.60

Sale

-300

37.60

Sale

-5,000

37.60

Sale

-34

37.60

Sale

-200

37.60

Sale

-139

37.61

Sale

-10,000

37.61

Sale

-265

37.61

Sale

-500

37.61

Sale

-28

37.63

Sale

-5,000

37.64

Sale

-5,452

37.64

Sale

-200

37.64

Sale

-2,000

37.65

Sale

-31

37.65

Sale

-482

37.65

Sale

-210

37.65

Sale

-18,268

37.65

Sale

-437

37.66

Sale

-798

37.65

Sale

-250

37.65

Sale

-548

37.65

Sale

-2,997

37.65

Sale

-82

37.69

Sale

-2,000

37.69

Sale

-1,000

37.69

Sale

-325

37.69

Sale

-4,234

37.54

Sale

-5,000

37.54

Sale

-200

37.54

Sale

-130

37.54

Sale

-200

37.54

Sale

-1,401

37.54

Sale

-135

37.54

Sale

-500

37.54

Sale

-500

37.54

Sale

-100

37.54

Sale

-6,730

37.50

Sale

-1,000

37.51

Sale

-329

37.50

Sale

-396

37.50

Sale

-504

37.50

Sale

-3

37.50

Sale

-2,057

37.50

Sale

-2,235

37.50

Sale

-729

37.50

Sale

-891

37.50

Sale

-1

37.50

Sale

-1,925

37.50

Sale

-2,094

37.50

Sale

-205

37.50

Sale

-295

37.50

Sale

-27

37.50

Sale

-31

37.50

Sale

-31

37.50

Sale

-28

37.50

Sale

-32

37.50

Sale

-7,232

37.50

Sale

-63

37.50

Sale

-272

37.51

Sale

-119

37.50

Sale

-3

37.50

Sale

-258

37.50

Sale

-480

37.51

Sale

-185

37.50

Sale

-10,000

37.50

Sale

-2,570

37.50

Sale

-12,260

37.50

Sale

-170

37.50

Sale

-146

37.50

Sale

-4,699

37.50

Sale

-51

37.50

Sale

-5

37.50

Sale

-2

37.50

Sale

-609

37.50

Sale

-3,751

37.50

Sale

-638

37.50

Sale

-25,000

39.91

Sale

-500,000

38.46

Sale

-9,222,661

37.95

TOTAL BUYS: 333,246

TOTAL SELLS: 10,317,162

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

05-09-2008

 

Contact name

Simon Crawley / Carolyn Collins

 

Telephone number

44 20 7888 0241

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

ADVISOR

Notes 

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFIIAIIEIIT

Related Shares:

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