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EPT Disclosure

29th Sep 2008 12:05

RNS Number : 5583E
Credit Suisse Securities (Eur) Ltd
29 September 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Securities (Europe) Limited

Company dealt in

Rio Tinto Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

26-Sep-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

 

 

925616

0.093

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

 

 

925616

0.093

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

(2) Derivatives (other than options) 

(3) Options and agreements to purchasesell 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

3384

38.4 (GBP)

Buy

2764

37.79 (GBP)

Buy

1830

37.5 (GBP)

Buy

1528

37.45 (GBP)

Buy

1121

38.23 (GBP)

Buy

1121

38.23 (GBP)

Buy

1121

38.23 (GBP)

Buy

922

38.23 (GBP)

Buy

862

37.85 (GBP)

Buy

720

37.66 (GBP)

Buy

700

37.05 (GBP)

Buy

666

37.5 (GBP)

Buy

643

38.23 (GBP)

Buy

621

38.23 (GBP)

Buy

588

37.83 (GBP)

Buy

535

37.36 (GBP)

Buy

531

37.66 (GBP)

Buy

530

37.67 (GBP)

Buy

529

37.79 (GBP)

Buy

529

37.78 (GBP)

Buy

529

37.79 (GBP)

Buy

528

37.84 (GBP)

Buy

527

37.9 (GBP)

Buy

526

37.86 (GBP)

Buy

525

38.06 (GBP)

Buy

525

38.03 (GBP)

Buy

524

38.12 (GBP)

Buy

522

38.18 (GBP)

Buy

518

38.61 (GBP)

Buy

512

38.23 (GBP)

Buy

510

38.8 (GBP)

Buy

508

37.83 (GBP)

Buy

500

38.7 (GBP)

Buy

500

37.94 (GBP)

Buy

500

38.17 (GBP)

Buy

473

38 (GBP)

Buy

458

38 (GBP)

Buy

458

38.3 (GBP)

Buy

458

37.92 (GBP)

Buy

458

38.12 (GBP)

Buy

458

38 (GBP)

Buy

458

38 (GBP)

Buy

458

38 (GBP)

Buy

458

38 (GBP)

Buy

458

38 (GBP)

Buy

458

38 (GBP)

Buy

458

38 (GBP)

Buy

458

38 (GBP)

Buy

451

37.51 (GBP)

Buy

443

37.7 (GBP)

Buy

437

38.06 (GBP)

Buy

432

38.23 (GBP)

Buy

423

37.85 (GBP)

Buy

422

38.62 (GBP)

Buy

420

37.85 (GBP)

Buy

414

38.19 (GBP)

Buy

406

38.11 (GBP)

Buy

403

37.66 (GBP)

Buy

400

37.5 (GBP)

Buy

400

37.45 (GBP)

Buy

400

37.49 (GBP)

Buy

400

37.86 (GBP)

Buy

400

37.56 (GBP)

Buy

400

37.28 (GBP)

Buy

400

37.49 (GBP)

Buy

400

37.65 (GBP)

Buy

400

37.34 (GBP)

Buy

390

38.16 (GBP)

Buy

368

38.34 (GBP)

Buy

350

38.05 (GBP)

Buy

350

37.59 (GBP)

Buy

340

38.23 (GBP)

Buy

333

37.51 (GBP)

Buy

307

37.85 (GBP)

Buy

302

37.34 (GBP)

Buy

302

38.15 (GBP)

Buy

301

37.76 (GBP)

Buy

300

38.05 (GBP)

Buy

300

37.9 (GBP)

Buy

300

38.56 (GBP)

Buy

300

38.56 (GBP)

Buy

300

37.84 (GBP)

Buy

300

37.82 (GBP)

Buy

300

38.43 (GBP)

Buy

300

37.24 (GBP)

Buy

300

37.21 (GBP)

Buy

300

38.13 (GBP)

Buy

300

37.49 (GBP)

Buy

300

37.66 (GBP)

Buy

300

38.8 (GBP)

Buy

295

37.66 (GBP)

Buy

295

38.17 (GBP)

Buy

293

37.64 (GBP)

Buy

288

38 (GBP)

Buy

285

38.15 (GBP)

Buy

285

37.47 (GBP)

Buy

272

38.23 (GBP)

Buy

271

38.08 (GBP)

Buy

269

38.06 (GBP)

Buy

264

38.07 (GBP)

Buy

262

38 (GBP)

Buy

262

37.79 (GBP)

Buy

251

38.23 (GBP)

Buy

247

38.71 (GBP)

Buy

242

37.22 (GBP)

Buy

240

37.69 (GBP)

Buy

240

38.14 (GBP)

Buy

240

37.36 (GBP)

Buy

240

37.18 (GBP)

Buy

237

37.22 (GBP)

Buy

230

37.05 (GBP)

Buy

230

37.97 (GBP)

Buy

224

38.13 (GBP)

Buy

220

38.83 (GBP)

Buy

220

38.17 (GBP)

Buy

217

37.35 (GBP)

Buy

212

37.42 (GBP)

Buy

210

37.3 (GBP)

Buy

210

37.52 (GBP)

Buy

210

37.38 (GBP)

Buy

210

37.36 (GBP)

Buy

210

37.25 (GBP)

Buy

210

37.23 (GBP)

Buy

210

37.28 (GBP)

Buy

210

37.26 (GBP)

Buy

210

37.36 (GBP)

Buy

207

38.7 (GBP)

Buy

205

37.92 (GBP)

Buy

205

37.4 (GBP)

Buy

200

37.49 (GBP)

Buy

200

37.51 (GBP)

Buy

200

37.48 (GBP)

Buy

200

38.33 (GBP)

Buy

200

37.2 (GBP)

Buy

200

37.42 (GBP)

Buy

200

38.63 (GBP)

Buy

200

37.64 (GBP)

Buy

200

37.5 (GBP)

Buy

200

37.31 (GBP)

Buy

200

37.75 (GBP)

Buy

200

37.73 (GBP)

Buy

198

37.64 (GBP)

Buy

189

37.49 (GBP)

Buy

187

37.26 (GBP)

Buy

185

37.37 (GBP)

Buy

185

37.85 (GBP)

Buy

180

37.78 (GBP)

Buy

180

37.66 (GBP)

Buy

174

38.06 (GBP)

Buy

170

37.47 (GBP)

Buy

168

38.62 (GBP)

Buy

160

37.5 (GBP)

Buy

153

37.87 (GBP)

Buy

150

37.24 (GBP)

Buy

149

38.58 (GBP)

Buy

149

38.15 (GBP)

Buy

144

37.93 (GBP)

Buy

140

37.7 (GBP)

Buy

140

37.69 (GBP)

Buy

139

37.99 (GBP)

Buy

138

37.77 (GBP)

Buy

137

37.69 (GBP)

Buy

134

38.16 (GBP)

Buy

133

37.36 (GBP)

Buy

133

37.27 (GBP)

Buy

133

37.36 (GBP)

Buy

133

37.35 (GBP)

Buy

133

37.47 (GBP)

Buy

133

37.45 (GBP)

Buy

133

37.45 (GBP)

Buy

133

37.35 (GBP)

Buy

133

37.46 (GBP)

Buy

132

37.79 (GBP)

Buy

132

37.54 (GBP)

Buy

132

37.7 (GBP)

Buy

132

37.71 (GBP)

Buy

132

37.63 (GBP)

Buy

132

37.64 (GBP)

Buy

132

37.56 (GBP)

Buy

131

38.02 (GBP)

Buy

123

38.24 (GBP)

Buy

118

38.11 (GBP)

Buy

116

38.06 (GBP)

Buy

104

38.58 (GBP)

Buy

100

37.37 (GBP)

Buy

100

37.78 (GBP)

Buy

100

37.59 (GBP)

Buy

100

38.27 (GBP)

Buy

100

37.75 (GBP)

Buy

100

38.23 (GBP)

Buy

99

37.47 (GBP)

Buy

99

37.71 (GBP)

Buy

99

37.55 (GBP)

Buy

98

37.54 (GBP)

Buy

95

38.61 (GBP)

Buy

88

37.69 (GBP)

Buy

84

37.22 (GBP)

Buy

75

37.52 (GBP)

Buy

73

37.83 (GBP)

Buy

73

37.69 (GBP)

Buy

67

38.6 (GBP)

Buy

66

38.12 (GBP)

Buy

62

37.69 (GBP)

Buy

60

37.18 (GBP)

Buy

58

38 (GBP)

Buy

57

37.5 (GBP)

Buy

53

38 (GBP)

Buy

49

38.63 (GBP)

Buy

48

37.92 (GBP)

Buy

46

38.24 (GBP)

Buy

40

37.86 (GBP)

Buy

34

37.54 (GBP)

Buy

34

37.85 (GBP)

Buy

33

38.3 (GBP)

Buy

32

38.56 (GBP)

Buy

31

38.3 (GBP)

Buy

30

37.93 (GBP)

Buy

29

38.05 (GBP)

Buy

25

38.61 (GBP)

Buy

25

38.57 (GBP)

Buy

23

37.21 (GBP)

Buy

22

38.23 (GBP)

Buy

21

37.92 (GBP)

Buy

21

37.78 (GBP)

Buy

21

38.23 (GBP)

Buy

10

37.38 (GBP)

Buy

8

38.17 (GBP)

Buy

6

37.05 (GBP)

Buy

3

37.05 (GBP)

Buy

2

38.51 (GBP)

Sell

6976

37.7 (GBP)

Sell

2000

38.1 (GBP)

Sell

1667

37.67 (GBP)

Sell

1074

37.67 (GBP)

Sell

961

38 (GBP)

Sell

961

38 (GBP)

Sell

961

38 (GBP)

Sell

885

38 (GBP)

Sell

864

38.16 (GBP)

Sell

800

37.5 (GBP)

Sell

764

37.47 (GBP)

Sell

700

38 (GBP)

Sell

700

38 (GBP)

Sell

696

37.72 (GBP)

Sell

616

38 (GBP)

Sell

535

37.37 (GBP)

Sell

535

37.32 (GBP)

Sell

534

37.42 (GBP)

Sell

534

37.4 (GBP)

Sell

533

37.52 (GBP)

Sell

530

37.71 (GBP)

Sell

527

37.93 (GBP)

Sell

526

37.97 (GBP)

Sell

526

37.97 (GBP)

Sell

524

38.1 (GBP)

Sell

524

38.16 (GBP)

Sell

524

38.1 (GBP)

Sell

523

38.18 (GBP)

Sell

523

38.18 (GBP)

Sell

523

38.23 (GBP)

Sell

519

38.48 (GBP)

Sell

515

38.8 (GBP)

Sell

510

37.71 (GBP)

Sell

502

38 (GBP)

Sell

500

38.14 (GBP)

Sell

500

38.48 (GBP)

Sell

467

38.03 (GBP)

Sell

465

38.12 (GBP)

Sell

464

37.78 (GBP)

Sell

453

38.55 (GBP)

Sell

450

37.52 (GBP)

Sell

450

37.55 (GBP)

Sell

435

38.03 (GBP)

Sell

429

37.88 (GBP)

Sell

428

37.96 (GBP)

Sell

420

38.3 (GBP)

Sell

400

37.69 (GBP)

Sell

400

37.51 (GBP)

Sell

400

37.57 (GBP)

Sell

400

37.94 (GBP)

Sell

400

37.5 (GBP)

Sell

400

37.5 (GBP)

Sell

400

37.5 (GBP)

Sell

400

37.5 (GBP)

Sell

400

37.73 (GBP)

Sell

400

38.02 (GBP)

Sell

400

37.91 (GBP)

Sell

400

37.93 (GBP)

Sell

400

37.79 (GBP)

Sell

400

37.85 (GBP)

Sell

400

37.65 (GBP)

Sell

399

38.8 (GBP)

Sell

393

37.65 (GBP)

Sell

390

37.81 (GBP)

Sell

390

38.1 (GBP)

Sell

379

37.7 (GBP)

Sell

364

37.53 (GBP)

Sell

361

38.6 (GBP)

Sell

356

38.21 (GBP)

Sell

351

37.5 (GBP)

Sell

320

38.8 (GBP)

Sell

318

38.07 (GBP)

Sell

316

38.13 (GBP)

Sell

316

37.48 (GBP)

Sell

306

37.8 (GBP)

Sell

301

38.15 (GBP)

Sell

300

38.58 (GBP)

Sell

300

38.55 (GBP)

Sell

300

38.19 (GBP)

Sell

300

38.15 (GBP)

Sell

300

38.21 (GBP)

Sell

300

38.12 (GBP)

Sell

300

38.22 (GBP)

Sell

300

37.73 (GBP)

Sell

300

37.74 (GBP)

Sell

300

37.77 (GBP)

Sell

300

37.35 (GBP)

Sell

300

37.18 (GBP)

Sell

300

37.54 (GBP)

Sell

298

38.16 (GBP)

Sell

290

37.78 (GBP)

Sell

290

37.72 (GBP)

Sell

257

37.75 (GBP)

Sell

250

38 (GBP)

Sell

249

37.84 (GBP)

Sell

240

37.55 (GBP)

Sell

240

37.88 (GBP)

Sell

240

37.42 (GBP)

Sell

240

37.66 (GBP)

Sell

240

37.5 (GBP)

Sell

240

37.32 (GBP)

Sell

240

37.72 (GBP)

Sell

229

37.74 (GBP)

Sell

225

37.49 (GBP)

Sell

223

38.21 (GBP)

Sell

223

37.8 (GBP)

Sell

222

37.72 (GBP)

Sell

217

37.48 (GBP)

Sell

205

38.27 (GBP)

Sell

200

37.88 (GBP)

Sell

200

37.21 (GBP)

Sell

200

38.58 (GBP)

Sell

200

38.62 (GBP)

Sell

200

37.64 (GBP)

Sell

200

37.42 (GBP)

Sell

198

38.07 (GBP)

Sell

198

37.66 (GBP)

Sell

195

38.12 (GBP)

Sell

185

38.09 (GBP)

Sell

181

38.07 (GBP)

Sell

175

37.72 (GBP)

Sell

174

37.97 (GBP)

Sell

172

38.27 (GBP)

Sell

167

38.63 (GBP)

Sell

160

37.5 (GBP)

Sell

155

38.09 (GBP)

Sell

155

38.18 (GBP)

Sell

150

37.5 (GBP)

Sell

150

38 (GBP)

Sell

150

38.03 (GBP)

Sell

145

38.27 (GBP)

Sell

145

37.49 (GBP)

Sell

134

37.31 (GBP)

Sell

134

37.26 (GBP)

Sell

134

37.2 (GBP)

Sell

134

37.29 (GBP)

Sell

134

37.22 (GBP)

Sell

134

38.2 (GBP)

Sell

134

37.2 (GBP)

Sell

133

37.91 (GBP)

Sell

133

37.36 (GBP)

Sell

133

37.48 (GBP)

Sell

131

37.94 (GBP)

Sell

131

38.03 (GBP)

Sell

131

38.01 (GBP)

Sell

131

37.9 (GBP)

Sell

131

38.01 (GBP)

Sell

131

38.12 (GBP)

Sell

131

38.03 (GBP)

Sell

130

38.18 (GBP)

Sell

126

37.96 (GBP)

Sell

120

37.88 (GBP)

Sell

118

37.33 (GBP)

Sell

116

38.03 (GBP)

Sell

115

37.84 (GBP)

Sell

107

38.59 (GBP)

Sell

100

38.12 (GBP)

Sell

100

38.63 (GBP)

Sell

100

37.66 (GBP)

Sell

100

37.69 (GBP)

Sell

100

37.65 (GBP)

Sell

97

37.73 (GBP)

Sell

94

37.42 (GBP)

Sell

88

37.32 (GBP)

Sell

81

37.21 (GBP)

Sell

81

37.25 (GBP)

Sell

81

37.2 (GBP)

Sell

81

37.19 (GBP)

Sell

81

37.23 (GBP)

Sell

81

37.2 (GBP)

Sell

80

37.33 (GBP)

Sell

80

37.33 (GBP)

Sell

78

38 (GBP)

Sell

77

37.22 (GBP)

Sell

76

38.59 (GBP)

Sell

74

37.96 (GBP)

Sell

74

37.72 (GBP)

Sell

70

38.1 (GBP)

Sell

70

38.1 (GBP)

Sell

65

38.55 (GBP)

Sell

64

38.6 (GBP)

Sell

58

37.66 (GBP)

Sell

58

37.98 (GBP)

Sell

57

37.22 (GBP)

Sell

54

37.26 (GBP)

Sell

49

38.29 (GBP)

Sell

47

38.06 (GBP)

Sell

46

38.59 (GBP)

Sell

45

38.29 (GBP)

Sell

40

37.6 (GBP)

Sell

38

38.6 (GBP)

Sell

31

37.65 (GBP)

Sell

29

38.21 (GBP)

Sell

29

37.98 (GBP)

Sell

26

37.59 (GBP)

Sell

24

38 (GBP)

Sell

23

37.72 (GBP)

Sell

23

37.71 (GBP)

Sell

18

37.6 (GBP)

Sell

17

37.86 (GBP)

Sell

15

37.49 (GBP)

Sell

15

37.55 (GBP)

Sell

15

37.66 (GBP)

Sell

12

38.1 (GBP)

Sell

10

37.54 (GBP)

Total Buys: 70561

Total Sells: 66064

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

 29.09.2008

Contact name

 Simon CrawleyPhilipp Abelbeck

Telephone number

 020 7888 5416

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMSEEFFUSASESU

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,624.71
Change-59.85