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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Rio Tinto Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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12-Jun-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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494074
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0.049
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44242
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0.004
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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494074
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0.049
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44242
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0.004
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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|
Buy
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544
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58.27 (GBP)
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|
Buy
|
500
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57.75 (GBP)
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|
Buy
|
360
|
58.09 (GBP)
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|
Buy
|
316
|
58.05 (GBP)
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|
Buy
|
300
|
57.72 (GBP)
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|
Buy
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300
|
57.63 (GBP)
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|
Buy
|
260
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57.72 (GBP)
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|
Buy
|
242
|
57.82 (GBP)
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|
Buy
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242
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57.81 (GBP)
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|
Buy
|
240
|
56.71 (GBP)
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|
Buy
|
236
|
57.63 (GBP)
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|
Buy
|
224
|
58.16 (GBP)
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|
Buy
|
200
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57.72 (GBP)
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|
Buy
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200
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56.69 (GBP)
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|
Buy
|
189
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57.65 (GBP)
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|
Buy
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158
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57.81 (GBP)
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Buy
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142
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56.7 (GBP)
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|
Buy
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135
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58.09 (GBP)
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|
Buy
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133
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57.86 (GBP)
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Buy
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130
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56.955 (GBP)
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Buy
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127
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58.05 (GBP)
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Buy
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120
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57.74 (GBP)
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Buy
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113
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56.105 (GBP)
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Buy
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106
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55.945 (GBP)
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Buy
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103
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56.065 (GBP)
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Buy
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100
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57.65 (GBP)
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Buy
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97
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57.75 (GBP)
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Buy
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90
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56.07 (GBP)
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Buy
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62
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56.01 (GBP)
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Buy
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62
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56.135 (GBP)
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Buy
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54
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56.99 (GBP)
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Buy
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53
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56.99 (GBP)
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Buy
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53
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56.98 (GBP)
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Buy
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52
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56.94 (GBP)
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Buy
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52
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56.15 (GBP)
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Buy
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52
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56.98 (GBP)
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Buy
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51
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56.94 (GBP)
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Buy
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50
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56.135 (GBP)
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Buy
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47
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56.94 (GBP)
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Buy
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46
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56.93 (GBP)
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Buy
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45
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56.01 (GBP)
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Buy
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44
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56.935 (GBP)
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Buy
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39
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58.09 (GBP)
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Buy
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38
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56.15 (GBP)
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Buy
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31
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58.16 (GBP)
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Buy
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30
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57.86 (GBP)
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Buy
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30
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57.86 (GBP)
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Buy
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23
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57.75 (GBP)
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Buy
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16
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56.01 (GBP)
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Buy
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15
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58.05 (GBP)
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Buy
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14
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56.15 (GBP)
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Sell
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2111
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58.27 (GBP)
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Sell
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2111
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58.27 (GBP)
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Sell
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1731
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58.27 (GBP)
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Sell
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1525
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57.57 (GBP)
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Sell
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1363
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58.27 (GBP)
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Sell
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1005
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55.7 (GBP)
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Sell
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893
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55.93 (GBP)
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Sell
|
800
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57.77 (GBP)
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Sell
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800
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57.78 (GBP)
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Sell
|
800
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57.72 (GBP)
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Sell
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800
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57.72 (GBP)
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Sell
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792
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55.75 (GBP)
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Sell
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763
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57.77 (GBP)
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Sell
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748
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58.27 (GBP)
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Sell
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740
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57.72 (GBP)
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Sell
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720
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57.75 (GBP)
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Sell
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700
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56.01 (GBP)
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Sell
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685
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55.7 (GBP)
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Sell
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677
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56.52 (GBP)
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Sell
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652
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58.27 (GBP)
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Sell
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635
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58.27 (GBP)
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Sell
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600
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57.73 (GBP)
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Sell
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600
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56.85 (GBP)
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Sell
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600
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57.68 (GBP)
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Sell
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594
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56.73 (GBP)
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Sell
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576
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56.21 (GBP)
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Sell
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569
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58.05 (GBP)
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Sell
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531
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57.87 (GBP)
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Sell
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527
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57.72 (GBP)
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Sell
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500
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56 (GBP)
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Sell
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500
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57.87 (GBP)
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Sell
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500
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57.91 (GBP)
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Sell
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496
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57.98 (GBP)
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Sell
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480
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55.75 (GBP)
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Sell
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480
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55.74 (GBP)
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Sell
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480
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56.02 (GBP)
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Sell
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480
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57.57 (GBP)
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Sell
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466
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56.01 (GBP)
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Sell
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435
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57.72 (GBP)
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Sell
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433
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56.51 (GBP)
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Sell
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422
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56.03 (GBP)
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Sell
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415
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57.9 (GBP)
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Sell
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398
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56.03 (GBP)
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Sell
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396
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56.51 (GBP)
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|
Sell
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390
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56.05 (GBP)
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|
Sell
|
387
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55.75 (GBP)
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|
Sell
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377
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57.63 (GBP)
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|
Sell
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377
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56 (GBP)
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Sell
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375
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56.92 (GBP)
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|
Sell
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368
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58.27 (GBP)
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Sell
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367
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57.94 (GBP)
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|
Sell
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360
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55.97 (GBP)
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Sell
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360
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56.71 (GBP)
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|
Sell
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350
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56.41 (GBP)
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Sell
|
347
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58.27 (GBP)
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Sell
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345
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56.01 (GBP)
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Sell
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344
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58.27 (GBP)
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Sell
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338
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57.98 (GBP)
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Sell
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336
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58 (GBP)
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Sell
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329
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57.92 (GBP)
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|
Sell
|
321
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57.72 (GBP)
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Sell
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321
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57.72 (GBP)
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|
Sell
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311
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57.72 (GBP)
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|
Sell
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300
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57.73 (GBP)
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|
Sell
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300
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57.81 (GBP)
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|
Sell
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300
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57.79 (GBP)
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Sell
|
300
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57.91 (GBP)
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Sell
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300
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57.84 (GBP)
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Sell
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300
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58.01 (GBP)
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Sell
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268
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57.81 (GBP)
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Sell
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256
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55.75 (GBP)
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Sell
|
252
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55.92 (GBP)
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Sell
|
240
|
57.72 (GBP)
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Sell
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240
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57.68 (GBP)
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Sell
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240
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56.26 (GBP)
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Sell
|
220
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57.72 (GBP)
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|
Sell
|
200
|
55.97 (GBP)
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|
Sell
|
200
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55.97 (GBP)
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|
Sell
|
200
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55.97 (GBP)
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|
Sell
|
200
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56.03 (GBP)
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|
Sell
|
200
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55.97 (GBP)
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|
Sell
|
200
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56 (GBP)
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|
Sell
|
200
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57.79 (GBP)
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|
Sell
|
200
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57.79 (GBP)
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|
Sell
|
200
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57.79 (GBP)
|
|
Sell
|
200
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57.63 (GBP)
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|
Sell
|
200
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57.81 (GBP)
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|
Sell
|
200
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57.81 (GBP)
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|
Sell
|
187
|
55.93 (GBP)
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Sell
|
186
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57.57 (GBP)
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|
Sell
|
186
|
57.91 (GBP)
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|
Sell
|
184
|
56.73 (GBP)
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|
Sell
|
178
|
56.03 (GBP)
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|
Sell
|
175
|
57.72 (GBP)
|
|
Sell
|
169
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57.72 (GBP)
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|
Sell
|
166
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56.02 (GBP)
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|
Sell
|
165
|
55.92 (GBP)
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|
Sell
|
163
|
56.52 (GBP)
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|
Sell
|
143
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57.63 (GBP)
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|
Sell
|
141
|
57.68 (GBP)
|
|
Sell
|
136
|
56.75 (GBP)
|
|
Sell
|
132
|
57.58 (GBP)
|
|
Sell
|
130
|
57.62 (GBP)
|
|
Sell
|
122
|
56.03 (GBP)
|
|
Sell
|
122
|
56.41 (GBP)
|
|
Sell
|
120
|
56.49 (GBP)
|
|
Sell
|
120
|
57.75 (GBP)
|
|
Sell
|
120
|
55.72 (GBP)
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|
Sell
|
111
|
55.96 (GBP)
|
|
Sell
|
109
|
58.27 (GBP)
|
|
Sell
|
105
|
57.94 (GBP)
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|
Sell
|
102
|
57.57 (GBP)
|
|
Sell
|
99
|
57.68 (GBP)
|
|
Sell
|
92
|
57.98 (GBP)
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|
Sell
|
88
|
57.87 (GBP)
|
|
Sell
|
87
|
57.91 (GBP)
|
|
Sell
|
87
|
57.91 (GBP)
|
|
Sell
|
84
|
56.51 (GBP)
|
|
Sell
|
84
|
55.72 (GBP)
|
|
Sell
|
80
|
57.75 (GBP)
|
|
Sell
|
45
|
57.98 (GBP)
|
|
Sell
|
35
|
57.77 (GBP)
|
|
Sell
|
34
|
57.77 (GBP)
|
|
Sell
|
33
|
56.69 (GBP)
|
|
Sell
|
33
|
57.81 (GBP)
|
|
Sell
|
30
|
57.86 (GBP)
|
|
Sell
|
29
|
58.315 (GBP)
|
|
Sell
|
15
|
58 (GBP)
|
|
Sell
|
4
|
56 (GBP)
|
|
|
|
TOTAL BUYS:6866
TOTAL SELLS:49579
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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|
|
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|
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
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|
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4. OTHER INFORMATION
|
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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|
Is a Supplemental Form 38.5(b) attached? (Note 8) No
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|
|
|
Date of disclosure
|
13-Jun-2008 09:15:20
|
|
Contact name
|
Collins,Carolyn
|
|
Telephone number
|
44 20 7888 0241
|
|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
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|
Nature of connection (Note 9)
|
ADVISOR
|
|
|
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|
|
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
|
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