21st Nov 2007 17:09
UBS AG (EPT)21 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto PLCClass of relevant security to which the 10p Ordinarydealings being disclosed relate (Note 1)Date of dealing 20 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 2,373,168 0.24% 85 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 2,373,168 0.24% 85 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 1556 4910 pence PURCHASE 276 4910 PURCHASE 138 4910 PURCHASE 1000 4910 PURCHASE 313 4915 PURCHASE 771 4915 PURCHASE 207 4915 PURCHASE 643 4915 PURCHASE 300 4915 PURCHASE 2040 4915 PURCHASE 444 4915 PURCHASE 111 4955 PURCHASE 298 4955 PURCHASE 58 4955 PURCHASE 222 4955 PURCHASE 89 4956 PURCHASE 500 4956 PURCHASE 1770 4956 PURCHASE 417 4956 PURCHASE 65 4958 SALE 187 4960 SALE 541 4960 PURCHASE 638 4963 SALE 199 4963 PURCHASE 100 4963 SALE 484 4964 SALE 117 4964 SALE 1000 4964 PURCHASE 613 4964 PURCHASE 766 4964 PURCHASE 271 4965 SALE 671 4965 SALE 68 4966 SALE 194 4966 PURCHASE 59 4966 PURCHASE 329 4967 PURCHASE 6 4967 PURCHASE 1406 4967 PURCHASE 242 4968 PURCHASE 50 4968 SALE 520 4969 SALE 347 4969 PURCHASE 400 4970 PURCHASE 20 4971 PURCHASE 265 4971 PURCHASE 54 4971 PURCHASE 97 4971 PURCHASE 139 4972 PURCHASE 754 4972 PURCHASE 876 4974 PURCHASE 46 4974 SALE 903 4975 SALE 400 4975 PURCHASE 738 4976 PURCHASE 2808 4976 PURCHASE 300 4977 PURCHASE 300 4977 PURCHASE 545 4977 SALE 211 4978 SALE 100 4978 SALE 500 4978 SALE 447 4978 SALE 648 4979 SALE 346 4981 SALE 645 4982 SALE 1009 4982 SALE 107 4982 PURCHASE 57 4983 PURCHASE 528 4983 PURCHASE 1035 4985 SALE 500 4985 SALE 596 4986 SALE 516 4986 SALE 1 4989 SALE 724 4989 SALE 282 4989 PURCHASE 329 4989 SALE 191 4990 SALE 544 4990 SALE 213 4990 SALE 41 4990 SALE 495 4991 SALE 101 4991 SALE 402 4991 PURCHASE 300 4992 PURCHASE 111 4992 SALE 722 4992 SALE 576 4992 PURCHASE 288 4992 PURCHASE 281 4992 PURCHASE 212 4992 PURCHASE 160 4993 PURCHASE 112 4993 PURCHASE 152 4993 PURCHASE 200 4993 PURCHASE 124 4994 PURCHASE 508 4994 SALE 38 4994 SALE 110 4994 PURCHASE 114 4994 PURCHASE 400 4994 SALE 600 4995 SALE 206 4995 SALE 30 4995 SALE 30 4995 SALE 174 4995 SALE 528 4996 SALE 43 4996 PURCHASE 131 4996 PURCHASE 188 4996 PURCHASE 188 4996 PURCHASE 209 4996 SALE 1402 4997 SALE 601 4997 SALE 369 4997 SALE 156 4997 PURCHASE 154 4997 SALE 100 4997 SALE 467 4997 SALE 1334 4998 PURCHASE 300 4998 PURCHASE 205 4998 PURCHASE 246 4998 SALE 532 4998 PURCHASE 611 4998 SALE 479 4999 SALE 300 4999 PURCHASE 537 4999 PURCHASE 500 4999 SALE 2500 5000 PURCHASE 2451 5000 SALE 200 5000 SALE 643 5000 PURCHASE 200 5000 PURCHASE 49 5001 PURCHASE 49 5001 PURCHASE 1212 5001 PURCHASE 108 5001 PURCHASE 622 5001 PURCHASE 464 5001 PURCHASE 949 5001 SALE 800 5001 SALE 100 5001 PURCHASE 200 5002 PURCHASE 1065 5002 PURCHASE 232 5003 PURCHASE 100 5003 PURCHASE 472 5003 PURCHASE 81 5003 PURCHASE 66 5003 PURCHASE 117 5003 PURCHASE 185 5003 PURCHASE 128 5003 PURCHASE 489 5004 SALE 880 5005 PURCHASE 1368 5006 PURCHASE 295 5007 SALE 228 5007 SALE 465 5007 SALE 50 5007 SALE 497 5007 SALE 800 5007 PURCHASE 182 5008 PURCHASE 1343 5008 SALE 231 5008 PURCHASE 212 5008 PURCHASE 1102 5010 PURCHASE 54 5010 SALE 35 5010 SALE 34 5010 SALE 1053 5010 SALE 346 5010 SALE 1000 5010 SALE 600 5010 PURCHASE 1156 5010 SALE 482 5011 SALE 250 5011 SALE 101 5011 SALE 736 5011 SALE 400 5011 SALE 710 5011 SALE 400 5012 SALE 100 5012 SALE 600 5012 SALE 300 5012 SALE 142 5013 SALE 500 5013 PURCHASE 166 5013 PURCHASE 42 5013 PURCHASE 503 5013 SALE 500 5014 SALE 1365 5014 SALE 2361 5014 SALE 479 5014 PURCHASE 446 5016 PURCHASE 201 5016 PURCHASE 1114 5016 PURCHASE 117 5016 PURCHASE 300 5017 SALE 100 5017 SALE 100 5017 PURCHASE 126 5018 SALE 362 5018 SALE 500 5018 SALE 250 5018 PURCHASE 255 5020 PURCHASE 806 5020 PURCHASE 55 5020 PURCHASE 656 5020 SALE 708 5020 SALE 924 5020 PURCHASE 350 5021 PURCHASE 300 5021 PURCHASE 33 5021 PURCHASE 237 5021 SALE 139 5021 SALE 441 5021 PURCHASE 75 5021 PURCHASE 1520 5021 PURCHASE 300 5022 PURCHASE 49 5023 PURCHASE 270 5023 PURCHASE 992 5023 PURCHASE 141 5023 PURCHASE 250 5023 PURCHASE 735 5023 PURCHASE 206 5023 PURCHASE 279 5023 SALE 363 5025 SALE 1299 5026 SALE 63 5026 PURCHASE 250 5026 SALE 426 5030 PURCHASE 296 5030 PURCHASE 400 5031 SALE 500 5031 SALE 204 5032 SALE 14 5032 SALE 255 5032 PURCHASE 200 5032 SALE 56 5032 PURCHASE 311 5032 PURCHASE 202 5032 SALE 97 5033 SALE 208 5033 SALE 208 5033 SALE 1202 5033 SALE 275 5033 PURCHASE 300 5034 SALE 1 5034 SALE 238 5034 SALE 213 5034 SALE 1000 5035 SALE 660 5035 SALE 657 5035 SALE 183 5035 PURCHASE 766 5035 SALE 500 5035 SALE 200 5035 SALE 39 5035 PURCHASE 250 5035 SALE 1300 5035 PURCHASE 600 5036 PURCHASE 513 5036 PURCHASE 34 5036 PURCHASE 15 5036 PURCHASE 50 5036 PURCHASE 250 5036 SALE 311 5037 PURCHASE 305 5038 PURCHASE 300 5038 PURCHASE 300 5038 PURCHASE 250 5038 PURCHASE 482 5038 SALE 615 5039 SALE 407 5039 PURCHASE 600 5039 PURCHASE 759 5039 PURCHASE 1750 5039 PURCHASE 8 5040 PURCHASE 543 5040 PURCHASE 288 5040 PURCHASE 432 5040 PURCHASE 1000 5040 PURCHASE 29 5040 PURCHASE 1144 5040 SALE 668 5042 SALE 225 5042 PURCHASE 600 5042 PURCHASE 355 5043 PURCHASE 49 5043 SALE 100 5044 SALE 896 5044 SALE 771 5045 PURCHASE 10 5045 PURCHASE 39 5045 SALE 200 5045 PURCHASE 200 5045 SALE 2500 5045 PURCHASE 670 5045 PURCHASE 799 5045 SALE 400 5045 PURCHASE 300 5048 PURCHASE 2147 5048 PURCHASE 53 5048 SALE 2147 5048 PURCHASE 630 5048 PURCHASE 14 5048 PURCHASE 38 5048 PURCHASE 1618 5048 SALE 1821 5048 SALE 1574 5048 SALE 2121 5048 SALE 1758 5048 SALE 226 5048 SALE 226 5048 SALE 250 5049 PURCHASE 783 5050 PURCHASE 117 5050 PURCHASE 290 5055 SALE 2075 5056 SALE 1354 5056 PURCHASE 800 5058 PURCHASE 1354 5060 PURCHASE 858 5060 PURCHASE 697 5060 PURCHASE 170 5060 SALE 2876 5060 PURCHASE 34 5062 PURCHASE 9 5062 PURCHASE 167 5062 SALE 224 5062 SALE 73 5062 SALE 93 5063 PURCHASE 361 5063 PURCHASE 159 5063 PURCHASE 33 5063 SALE 500 5063 SALE 266 5064 SALE 266 5064 PURCHASE 450 5064 PURCHASE 1551 5067 SALE 36 5067 SALE 200 5067 SALE 1000 5068 SALE 250 5068 PURCHASE 277 5068 SALE 800 5069 PURCHASE 467 5069 PURCHASE 408 5071 SALE 95 5071 PURCHASE 190 5073 PURCHASE 703 5073 PURCHASE 2000 5074 PURCHASE 84 5076 SALE 500 5077 SALE 250 5078 PURCHASE 345 5079 PURCHASE 237 5079 PURCHASE 237 5079 PURCHASE 731 5080 SALE 2 5080 SALE 858 5080 PURCHASE 288 5081 SALE 30 5087 SALE 1050 5087 SALE 36 5088 SALE 32 5088 SALE 38 5089 SALE 1344 5090 SALE 783 5090 SALE 1466 5090 PURCHASE 1964 5090 PURCHASE 140 5090 SALE 400 5090 SALE 945 5090 SALE 2200 5091 PURCHASE 1000 5092 SALE 203 5093 SALE 429 5093 SALE 1009 5093 SALE 1370 5094 PURCHASE 521 5094 PURCHASE 2944 5095 PURCHASE 463 5095 PURCHASE 222 5097 PURCHASE 360 5097 PURCHASE 138 5097 SALE 149 5098 SALE 513 5098 SALE 833 5098 SALE 500 5098 PURCHASE 770 5098 SALE 119 5100 PURCHASE 587 5100 PURCHASE 1000 5100 SALE 1342 5100 SALE 1031 5100 PURCHASE 56 5100 PURCHASE 210 5100 SALE 100 5100 SALE 89 5100 PURCHASE 1343 5100 PURCHASE 657 5100 PURCHASE 125 5100 SALE 400 5100 SALE 400 5100 SALE 2141 5100 SALE 1342 5100 SALE 1314 5100 SALE 444 5100 PURCHASE 800 5101 SALE 245 5101 PURCHASE 570 5101 PURCHASE 1000 5102 PURCHASE 200 5102 PURCHASE 500 5102 PURCHASE 100 5102 PURCHASE 100 5102 PURCHASE 100 5102 PURCHASE 400 5102 PURCHASE 2100 5102 PURCHASE 840 5102 PURCHASE 500 5103 PURCHASE 800 5103 PURCHASE 542 5103 PURCHASE 271 5103 PURCHASE 170 5103 PURCHASE 400 5103 SALE 996 5104 SALE 44 5104 SALE 247 5104 SALE 2938 5104 SALE 481 5105 PURCHASE 8 5105 PURCHASE 58 5105 PURCHASE 54 5105 PURCHASE 1479 5105 PURCHASE 197 5105 SALE 500 5105 PURCHASE 203 5106 PURCHASE 1782 5107 PURCHASE 437 5107 PURCHASE 300 5107 PURCHASE 500 5107 PURCHASE 298 5107 PURCHASE 50 5107 SALE 400 5107 PURCHASE 800 5108 SALE 280 5108 SALE 331 5108 SALE 25 5108 PURCHASE 1069 5108 PURCHASE 412 5108 SALE 400 5109 SALE 2535 5109 SALE 1339 5109 SALE 1164 5109 SALE 898 5109 PURCHASE 1049 5109 PURCHASE 696 5109 PURCHASE 111 5109 PURCHASE 292 5109 SALE 300 5109 PURCHASE 207 5110 SALE 1992 5110 PURCHASE 1200 5110 PURCHASE 600 5110 PURCHASE 294 5110 PURCHASE 731 5111 SALE 869 5112 SALE 400 5112 PURCHASE 86 5112 PURCHASE 100 5112 SALE 68 5112 SALE 250 5112 SALE 1232 5112 SALE 320 5112 SALE 210 5113 PURCHASE 100 5113 PURCHASE 67 5114 PURCHASE 500 5114 SALE 9 5114 PURCHASE 189 5115 SALE 585 5115 SALE 250 5115 SALE 250 5115 PURCHASE 34 5116 PURCHASE 328 5116 PURCHASE 281 5117 SALE 300 5117 SALE 300 5117 SALE 230 5118 SALE 90 5118 PURCHASE 200 5118 PURCHASE 111 5118 SALE 700 5118 SALE 1338 5118 PURCHASE 461 5120 PURCHASE 122 5120 SALE 47 5120 SALE 1953 5120 SALE 500 5120 SALE 1000 5120 SALE 52 5120 SALE 600 5120 SALE 1344 5121 PURCHASE 1337 5121 PURCHASE 1355 5121 PURCHASE 394 5121 PURCHASE 54 5121 PURCHASE 74 5121 PURCHASE 300 5121 PURCHASE 124 5121 PURCHASE 1065 5121 PURCHASE 100 5121 SALE 1083 5122 PURCHASE 500 5122 PURCHASE 125 5122 PURCHASE 163 5122 SALE 1300 5123 PURCHASE 200 5123 PURCHASE 1200 5123 PURCHASE 139 5124 SALE 205 5125 PURCHASE 586 5125 PURCHASE 2446 5125 PURCHASE 1330 5125 PURCHASE 100 5126 PURCHASE 257 5126 PURCHASE 771 5126 SALE 300 5126 PURCHASE 100 5126 PURCHASE 763 5126 PURCHASE 1480 5127 PURCHASE 87 5127 PURCHASE 132 5127 PURCHASE 64 5127 PURCHASE 23 5127 PURCHASE 1166 5128 SALE 814 5130 SALE 778 5130 PURCHASE 100 5132 PURCHASE 100 5132 PURCHASE 410 5132 PURCHASE 583 5132 PURCHASE 30 5132 PURCHASE 1000 5133 PURCHASE 100 5133 SALE 200 5134 SALE 57 5134 SALE 300 5134 SALE 42 5134 SALE 810 5135 SALE 200 5137 SALE 700 5138 SALE 300 5138 PURCHASE 137 5138 PURCHASE 62 5138 PURCHASE 45 5138 SALE 500 5139 SALE 300 5139 SALE 473 5139 PURCHASE 1887 5140 PURCHASE 1031 5140 PURCHASE 478 5140 PURCHASE 201 5140 PURCHASE 570 5140 SALE 487 5140 SALE 935 5140 SALE 320 5140 SALE 707 5140 SALE 1000 5141 SALE 400 5141 SALE 260 5142 PURCHASE 333 5143 PURCHASE 191 5143 SALE 211 5143 PURCHASE 1500 5144 SALE 15 5144 SALE 2500 5145 SALE 201 5145 SALE 598 5145 SALE 500 5146 PURCHASE 23 5146 SALE 390 5147 SALE 200 5147 SALE 453 5147 PURCHASE 612 5148 PURCHASE 106 5148 SALE 320 5148 PURCHASE 300 5148 SALE 300 5149 SALE 850 5149 SALE 300 5149 SALE 500 5149 SALE 59 5149 PURCHASE 109 5150 SALE 1066 5150 SALE 1466 5150 SALE 4000 5150 SALE 482 5150 PURCHASE 482 5150 PURCHASE 2912 5150 PURCHASE 114 5150 PURCHASE 1330 5150 PURCHASE 1131 5150 PURCHASE 98 5150 PURCHASE 553 5150 PURCHASE 674 5150 PURCHASE 170 5150 PURCHASE 390 5150 PURCHASE 167 5152 PURCHASE 300 5152 PURCHASE 400 5152 PURCHASE 200 5153 PURCHASE 390 5153 PURCHASE 200 5153 SALE 2326 5154 SALE 605 5155 SALE 500 5156 SALE 39 5156 SALE 712 5156 SALE 1288 5156 SALE 410 5156 SALE 451 5156 SALE 870 5156 SALE 434 5156 SALE 460 5156 SALE 1199 5158 PURCHASE 957 5158 PURCHASE 1012 5158 PURCHASE 939 5158 PURCHASE 85 5158 PURCHASE 100 5158 PURCHASE 154 5159 PURCHASE 46 5159 PURCHASE 200 5159 PURCHASE 100 5159 PURCHASE 200 5159 SALE 115 5160 SALE 1321 5160 SALE 686 5160 SALE 262 5160 SALE 309 5160 PURCHASE 200 5160 PURCHASE 46 5160 PURCHASE 500 5160 PURCHASE 412 5161 PURCHASE 600 5161 SALE 6 5161 PURCHASE 200 5161 PURCHASE 203 5161 PURCHASE 100 5161 PURCHASE 20 5161 PURCHASE 1033 5161 PURCHASE 46 5162 PURCHASE 766 5162 PURCHASE 1717 5163 SALE 500 5164 SALE 400 5164 PURCHASE 100 5164 PURCHASE 578 5164 PURCHASE 42 5164 PURCHASE 422 5164 PURCHASE 262 5164 PURCHASE 200 5164 PURCHASE 7 5164 PURCHASE 100 5164 SALE 423 5164 SALE 12 5164 SALE 1000 5165 SALE 93 5165 SALE 963 5165 SALE 48 5165 SALE 931 5165 PURCHASE 213 5166 PURCHASE 1000 5167 SALE 2903 5167 SALE 907 5167 SALE 721 5167 SALE 1200 5167 SALE 309 5167 SALE 1200 5167 SALE 417 5167 SALE 200 5167 SALE 635 5167 SALE 1200 5167 SALE 72 5167 SALE 82 5167 SALE 1200 5167 SALE 1200 5167 SALE 150 5167 SALE 638 5167 SALE 900 5167 PURCHASE 708 5167 SALE 400 5167 SALE 198 5168 PURCHASE 400 5169 PURCHASE 700 5169 SALE 419 5169 PURCHASE 2889 5169 PURCHASE 12 5169 SALE 500 5169 SALE 877 5170 PURCHASE 100 5170 PURCHASE 300 5170 PURCHASE 201 5170 PURCHASE 2000 5170 PURCHASE 300 5170 SALE 544 5170 SALE 1379 5170 SALE 1460 5170 SALE 419 5170 SALE 1160 5170 PURCHASE 2901 5170 PURCHASE 302 5171 SALE 550 5171 SALE 390 5172 PURCHASE 250 5173 PURCHASE 440 5173 PURCHASE 1000 5173 PURCHASE 335 5173 SALE 782 5174 PURCHASE 500 5175 PURCHASE 500 5175 SALE 497 5175 SALE 1127 5175 SALE 1274 5175 SALE 250 5175 SALE 725 5175 SALE 690 5175 PURCHASE 300 5175 PURCHASE 1000 5176 PURCHASE 369 5176 SALE 115 5178 SALE 400 5178 PURCHASE 418 5178 SALE 29 5178 SALE 355 5178 SALE 400 5179 SALE 229 5180 PURCHASE 311 5181 SALE 536 5181 SALE 910 5181 PURCHASE 400 5182 SALE 450 5182 PURCHASE 1476 5182 PURCHASE 188 5184 PURCHASE 452 5184 PURCHASE 994 5184 SALE 150 5184 PURCHASE 1332 5185 PURCHASE 120 5186 PURCHASE 911 5188 PURCHASE 311 5188 SALE 375 5188 SALE 62 5188 SALE 48 5188 PURCHASE 373 5188 PURCHASE 603 5188 SALE 332 5190 SALE 552 5190 PURCHASE 578 5191 SALE 912 5191 SALE 560 5193 SALE 441 5193 PURCHASE 955 5197 SALE 300 5199 SALE 684 5199 PURCHASE 261 5201 PURCHASE 400 5201 PURCHASE 662 5202 PURCHASE 68 5203 PURCHASE 174 5203 PURCHASE 400 5203 SALE 300 5204 PURCHASE 1000 5206 PURCHASE 362 5206 PURCHASE 273 5206 PURCHASE 255 5206 PURCHASE 100 5208 PURCHASE 790 5208 PURCHASE 617 5208 SALE 300 5208 PURCHASE 100 5209 PURCHASE 480 5209 PURCHASE 444 5209 SALE 1349 5209 SALE 350 5209 SALE 609 5209 PURCHASE 900 5210 SALE 386 5210 SALE 481 5210 SALE 737 5210 SALE 750 5212 PURCHASE 263 5212 SALE 497 5212 PURCHASE 778 5213 PURCHASE 100 5213 SALE 600 5213 SALE 300 5213 SALE 199 5213 SALE 395 5215 SALE 500 5215 PURCHASE 100 5217 PURCHASE 1916 5217 PURCHASE 417 5217 PURCHASE 100 5218 SALE 950 5218 SALE 1014 5218 SALE 910 5218 PURCHASE 287 5219 PURCHASE 313 5219 PURCHASE 896 5219 PURCHASE 29 5219 PURCHASE 300 5219 PURCHASE 655 5220 PURCHASE 500 5220 PURCHASE 181 5220 PURCHASE 400 5220 PURCHASE 17 5220 PURCHASE 1447 5220 PURCHASE 100 5222 PURCHASE 100 5222 PURCHASE 47 5222 PURCHASE 39 5222 PURCHASE 600 5222 PURCHASE 300 5222 SALE 600 5224 PURCHASE 500 5224 SALE 851 5225 SALE 505 5225 SALE 505 5225 SALE 117 5226 SALE 51 5226 SALE 500 5226 SALE 52 5226 PURCHASE 237 5226 PURCHASE 278 5226 PURCHASE 150 5227 PURCHASE 71 5227 PURCHASE 327 5227 PURCHASE 396 5227 SALE 574 5227 PURCHASE 263 5228 PURCHASE 71 5228 PURCHASE 701 5228 SALE 400 5228 SALE 1396 5230 SALE 1376 5232 SALE 50 5233 SALE 47 5233 SALE 47 5233 PURCHASE 400 5233 PURCHASE 100 5233 PURCHASE 50 5233 PURCHASE 100 5233 PURCHASE 200 5234 PURCHASE 200 5234 PURCHASE 200 5234 PURCHASE 4 5235 PURCHASE 200 5235 PURCHASE 200 5235 PURCHASE 200 5235 PURCHASE 200 5235 PURCHASE 200 5235 PURCHASE 370 5235 SALE 912 5235 SALE 121 5236 SALE 414 5236 SALE 231 5238 PURCHASE 200 5238 PURCHASE 200 5238 SALE 537 5238 SALE 500 5238 SALE 71 5239 SALE 77 5239 SALE 325 5239 SALE 196 5240 SALE 428 5240 SALE 1009 5240 SALE 658 5240 SALE 236 5240 SALE 241 5240 SALE 83 5241 SALE 1061 5241 SALE 42 5241 SALE 842 5241 SALE 253 5241 SALE 796 5241 PURCHASE 400 5241 PURCHASE 63 5241 PURCHASE 451 5242 PURCHASE 300 5242 PURCHASE 705 5242 PURCHASE 250 5242 PURCHASE 50 5242 PURCHASE 365 5242 PURCHASE 500 5242 PURCHASE 1195 5242 SALE 934 5243 PURCHASE 200 5244 PURCHASE 200 5244 PURCHASE 100 5244 SALE 59 5245 SALE 21 5245 SALE 203 5245 PURCHASE 100 5245 TOTAL PURCHASES 229,354 TOTAL SALES 242,226 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) CONVERSION 13,632 N/A ADRS (1:4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 21 NOVEMBER 2007Contact name NIMISHA SACHDEVTelephone number 020 7568 9289Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto