21st Nov 2007 15:07
Macquarie Bank Ld21 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in Rio Tinto LimitedClass of relevant security to which the dealings being Ordinary shares ISIN:disclosed relate (Note 1) AU000000RI01 Date of dealing 20 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevantsecurities 390,286 0.08%(2)Derivatives(other thanoptions) 19,660 0.00%(3) Optionsand agreementstopurchase/sell 1,883,117 0.41% Total 2,293,063 0.50% (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note Number of securities (Note Price per unit (Note 5) 6) 4)e.g. CFDSee AnnexureB (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4)SeeAnnexureC (ii) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 21 November 2007 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Annexure A Purchase/Sale Number of Price per Unit Securities (AUD)Sale 67 131.2Sale 517 130.77Sale 483 130.77Purchase 688 130.7Purchase 393 131Purchase 292 131Purchase 107 131Purchase 19 131Purchase 255 131Purchase 146 131Purchase 100 131Purchase 6 131.02Purchase 28 131.02Purchase 310 131Purchase 163 131Purchase 242 131Purchase 198 131.1Purchase 393 131.1Purchase 420 131.1Purchase 3 131.1Purchase 178 131.1Purchase 180 131.1Sale 500 130.83Sale 400 130.83Sale 870 130.82Sale 150 130.81Sale 80 130.81Sale 1,000 130.85Purchase 1 130.7Purchase 33 130.7Purchase 100 130.7Purchase 581 130.7Purchase 204 130.7Purchase 69 130.89Purchase 217 130.89Purchase 192 130.89Purchase 486 130.75Purchase 120 130.92Purchase 278 130.92Purchase 200 130.92Purchase 453 130.92Purchase 6 130.93Purchase 3 130.93Purchase 584 130.93Purchase 97 130.9Sale 407 130.95Purchase 49 131.56Purchase 1 131.56Purchase 2 131.56Purchase 348 131.58Purchase 130 131.5Purchase 739 131.5Purchase 105 131.5Purchase 275 131.5Purchase 200 131.49Purchase 24 131.35Purchase 374 131.23Purchase 5 131.23Purchase 4 131.23Purchase 550 131.23Sale 16 131.44Sale 2 131.44Sale 25 131.44Sale 63 131.44Sale 2 131.44Sale 100 131.44Sale 726 131.44Purchase 68 131.41Purchase 195 131.88Sale 24 131.78Sale 6 131.78Purchase 68 131.77Sale 6 131.63Sale 413 131.63Sale 80 131.63Sale 501 131.63Purchase 50 131.97Purchase 6 131.97Sale 832 131.85Sale 54 131.85Sale 50 131.85Sale 354 131.91Sale 26 131.91Sale 394 131.91Sale 5 131.91Sale 23 131.91Sale 137 131.91Purchase 3,988 131.9Purchase 5,762 131.9Sale 525 131.9Purchase 758 131.9Purchase 500 130.89Purchase 500 130.71Purchase 5,000 130.75Purchase 27 130.95Purchase 286 130.95Purchase 200 130.95Purchase 558 130.95Purchase 100 130.95Purchase 924 130.95Purchase 405 130.95Purchase 76 131.4Purchase 246 131.4Purchase 549 131.4Purchase 2 131.4Purchase 226 131.4Purchase 1,401 131.4Purchase 1,338 131.9Purchase 1,662 131.9Sale 273 131.9Purchase 42 131.9Purchase 432 131Purchase 25 131Purchase 43 131Sale 500 131Sale 23 130.91Sale 12 130.78Sale 193 130.6Sale 70 130.65Sale 120 130.77Sale 88 130.78Purchase 77 130.7Sale 59 130.68Purchase 200 130.88Purchase 1,000 131.28Sale 608 131Sale 392 131Purchase 80 130.89Purchase 100 130.89Sale 400 130.9Sale 1 130.9Sale 42 130.9Sale 557 130.89Purchase 250 130.88Purchase 104 130.75Purchase 64 130.75Purchase 32 130.75Purchase 113 130.98Purchase 87 130.98Purchase 64 130.8Purchase 200 130.94Purchase 33 131.4Purchase 67 131.4Sale 2 131.44Sale 22 131.44Sale 76 131.44Purchase 100 131.51Purchase 64 131.25Sale 2 131.29Sale 98 131.29Sale 500 131.42Sale 26 131.47Sale 74 131.47Sale 45 131.51Sale 58 131.51Sale 27 131.51Sale 170 131.51Sale 50 131.58Sale 450 131.58Sale 1 131.56Sale 2 131.56Sale 25 131.56Sale 27 131.56Sale 245 131.56Sale 200 131.46Purchase 530 131.5Purchase 500 131.88Sale 100 131.88Purchase 100 131.51Purchase 50 131.81Purchase 10 131.81Purchase 140 131.81Sale 35 131.95Purchase 400 131.9Purchase 1,876 131.9Purchase 624 131.9Purchase 1,023 131.9Sale 1,000 130.7Sale 40 130.7Purchase 1,683 130.8Purchase 1 130.8Purchase 1 130.8Purchase 952 130.8Purchase 2,363 130.8Purchase 1,223 130.91Purchase 500 130.91Purchase 413 130.91Purchase 1,500 130.91Purchase 1,364 130.91Sale 544 131Sale 69 131.51Sale 59 131.51Sale 230 131.5Sale 1,000 131.42Sale 1,000 131.35Sale 27 131.51Sale 4 131.5Sale 561 131.5Sale 1,456 131Sale 50 131.51Purchase 756 131.58Purchase 61 131.58Purchase 8 131.58Purchase 104 131.5Purchase 1 131.5Purchase 1,175 131.58Purchase 234 131.6Purchase 1,321 131.6Purchase 300 131.6Purchase 145 131.6Sale 65 131.62Sale 1,031 131.56Sale 60 131.6Sale 475 131.6Sale 465 131.6Sale 1,000 131.56Sale 78 131.62Sale 699 131.62Sale 26 131.62Sale 132 131.62Sale 70 131.56Sale 4 131.56Purchase 4 131.67Purchase 500 131.67Purchase 2 131.67Purchase 11 131.69Purchase 76 131.67Purchase 44 131.67Purchase 9 131.67Purchase 2 131.67Purchase 11 131.69Purchase 1,647 131.7Purchase 7 131.7Purchase 122 131.7Purchase 348 131.7Purchase 6 131.7Purchase 46 131.7Purchase 500 131.7Sale 1,000 131.86Sale 3 131.81Sale 497 131.81Sale 500 131.81Sale 151 131.85Sale 184 131.85Purchase 1,000 131.9Purchase 3 131.2Purchase 3 131.2Purchase 2 131.2Sale 1 131.1Sale 452 131Sale 500 131Purchase 3 131.2Purchase 3 131.2Purchase 3 131.2Purchase 1,983 131.2Sale 247 131.1Sale 200 131Sale 50 131Sale 550 131Purchase 2,000 130.85Sale 2,000 130.78Sale 27 130.75Sale 5 130.75Sale 144 130.75Sale 264 130.71Sale 1,000 130.7Sale 500 130.7Sale 100 130.7Sale 125 130.7Sale 1,795 130.7Sale 9,710 OTC Sale to custodian at market Annexure B Product Name Long/short Exec Quantity Exec PriceCFD Short 43 131CFD Long 70 130.65CFD Short 25 131CFD Short 432 131CFD Short 77 130.7CFD Long 500 131CFD Long 23 130.91CFD Long 12 130.78CFD Long 193 130.6CFD Long 120 130.77CFD Long 88 130.78CFD Long 59 130.68CFD Short 104 130.75CFD Short 32 130.75CFD Short 64 130.75CFD Short 200 130.88CFD Short 1,000 131.28CFD Long 608 131CFD Long 392 131CFD Short 80 130.89CFD Short 100 130.89CFD Short 250 130.88CFD Short 64 130.8CFD Short 87 130.98CFD Short 113 130.98CFD Short 200 130.94CFD Short 33 131.4CFD Short 67 131.4CFD Long 2 131.44CFD Long 22 131.44CFD Long 76 131.44CFD Short 100 131.51CFD Short 64 131.25CFD Long 500 131.42CFD Long 98 131.29CFD Long 2 131.29CFD Long 50 131.58CFD Long 26 131.47CFD Long 74 131.47CFD Long 45 131.51CFD Long 170 131.51CFD Long 27 131.51CFD Long 58 131.51CFD Long 450 131.58CFD Long 1 131.56CFD Long 27 131.56CFD Long 25 131.56CFD Long 2 131.56CFD Long 245 131.56CFD Long 200 131.46CFD Short 530 131.5CFD Short 500 131.88CFD Long 100 131.88CFD Short 100 131.51CFD Short 10 131.81CFD Short 50 131.81CFD Short 140 131.81CFD Short 624 131.9CFD Long 35 131.95CFD Short 400 131.9CFD Short 1,876 131.9 Annexure C Product Writing, Number of Exercise price Type Expiry date Option moneyName selling, securities (AUD) paid/received purchasing, to which per unit (AUD) varying etc option relatesWarrant Selling 3,000 100 European 20071220 5.32Warrant Selling 1,000 112 European 20071220 3.64Warrant Selling 1,500 118 European 20071220 2.7Warrant Selling 7,000 118 European 20071220 2.65Warrant Selling 1,500 118 European 20071220 2.76Warrant Purchasing 7,000 118 European 20071220 2.8Warrant Purchasing 20,000 120 European 20071220 0.5Warrant Purchasing 20,000 120 European 20071220 0.5Warrant Purchasing 10,000 120 European 20071220 0.5Warrant Selling 10,000 120 European 20071220 0.51Warrant Selling 5,000 110 European 20080124 4.19Warrant Selling 10,000 105 European 20071220 0.12Warrant Selling 10,000 105 European 20071220 0.12Warrant Selling 10,000 105 European 20071220 0.12Warrant Selling 10,000 105 European 20071220 0.12Warrant Selling 60,000 105 European 20071220 0.12Warrant Purchasing 100,000 105 European 20071220 0.115Warrant Purchasing 10,000 105 European 20071220 0.12OTC Selling 768 131.26 American 20110630 21.6579OTC Purchasing 768 78.07 American 20110630 1.7507Instalmentwarrant Purchasing 758 0.01Instalmentwarrant Selling 112 89.42Instalmentwarrant Selling 150 89.5Instalmentwarrant Selling 56 89.9221Instalmentwarrant Purchasing 2,000 86.34Instalmentwarrant Purchasing 1,000 86.29Instalmentwarrant Selling 400 87.04Instalmentwarrant Selling 2,000 61.78Instalmentwarrant Selling 500 44.71Instalmentwarrant Selling 609 44.87Instalmentwarrant Selling 100 44.85Instalmentwarrant Selling 282 45.43Instalmentwarrant Selling 1,000 45.43Instalmentwarrant Selling 25 45.3Instalmentwarrant Selling 200 45.77Instalmentwarrant Selling 10,000 45.79Instalmentwarrant Selling 135 74Instalmentwarrant Selling 1,000 29.87Instalmentwarrant Selling 1,000 30.13Instalmentwarrant Purchasing 1,000 30.31Instalmentwarrant Purchasing 1,000 30.68Instalmentwarrant Purchasing 250 30.66Instalmentwarrant Purchasing 1,750 30.66Instalmentwarrant Selling 68 71.96Instalmentwarrant Purchasing 30 72.29Instalmentwarrant Selling 68 72.28Instalmentwarrant Purchasing 1,000 72.14Instalmentwarrant Selling 35 89.03 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto