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EPT Disclosure

25th Sep 2008 11:46

RNS Number : 3002E
Credit Suisse Equities (Australia)
25 September 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

 

Company dealt in

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

 

Date of dealing

24-09-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

1417000

0.310

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

1417000

0.310

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

28,238

108.24

Purchase

256

105.50

Purchase

3,643

105.50

Purchase

27

105.62

Purchase

57

105.77

Purchase

10

105.80

Purchase

347

105.80

Purchase

521

105.80

Purchase

347

105.80

Purchase

417

105.80

Purchase

39

105.80

Purchase

154

105.82

Purchase

8

105.82

Purchase

9

105.82

Purchase

72

105.82

Purchase

174

105.80

Purchase

347

105.80

Purchase

347

105.80

Purchase

263

105.81

Purchase

153

105.81

Purchase

216

105.81

Purchase

82

105.81

Purchase

1

105.81

Purchase

34

105.78

Purchase

50

105.78

Purchase

41

105.80

Purchase

196

105.81

Purchase

186

105.81

Purchase

347

105.82

Purchase

15

105.74

Purchase

192

105.74

Purchase

122

105.74

Purchase

157

105.74

Purchase

279

105.74

Purchase

68

105.74

Purchase

37

105.82

Purchase

36

105.79

Purchase

42

105.79

Purchase

268

105.82

Purchase

149

105.82

Purchase

47

105.80

Purchase

300

105.80

Purchase

347

105.80

Purchase

353

105.81

Purchase

8

105.81

Purchase

46

105.81

Purchase

42

105.81

Purchase

72

105.81

Purchase

31

105.79

Purchase

35

105.78

Purchase

240

105.80

Purchase

8

105.80

Purchase

347

105.81

Purchase

1

105.80

Purchase

168

105.80

Purchase

343

105.82

Purchase

4

105.82

Purchase

30

105.99

Purchase

100

106.00

Purchase

37

106.03

Purchase

339

106.03

Purchase

8

106.03

Purchase

347

106.00

Purchase

38

105.93

Purchase

30

105.95

Purchase

30

106.11

Purchase

27

106.37

Purchase

24

106.44

Purchase

350

106.54

Purchase

1,649

106.54

Purchase

1

106.52

Purchase

23

106.54

Purchase

28

106.69

Purchase

20

106.72

Purchase

27

106.74

Purchase

129

106.70

Purchase

133

106.70

Purchase

88

106.70

Purchase

20

106.70

Purchase

268

106.70

Purchase

458

106.68

Purchase

477

106.68

Purchase

39

106.67

Purchase

89

106.67

Purchase

44

106.67

Purchase

93

106.67

Purchase

31

106.57

Purchase

10

106.54

Purchase

29

106.51

Purchase

507

106.54

Purchase

387

106.56

Purchase

50

106.56

Purchase

165

106.56

Purchase

72

106.57

Purchase

71

106.58

Purchase

276

106.58

Purchase

64

106.58

Purchase

14

106.63

Purchase

33

106.67

Purchase

412

106.67

Purchase

63

106.67

Purchase

218

106.65

Purchase

45

106.70

Purchase

491

106.65

Purchase

134

106.70

Purchase

463

106.61

Purchase

10

106.61

Purchase

108

106.53

Purchase

351

106.53

Purchase

23

106.53

Purchase

52

106.52

Purchase

28

106.52

Purchase

6

106.52

Purchase

27

106.52

Purchase

182

106.52

Purchase

26

106.52

Purchase

142

106.52

Purchase

107

106.52

Purchase

147

106.52

Purchase

22

106.52

Purchase

98

106.50

Purchase

130

106.50

Purchase

30

106.50

Purchase

47

106.50

Purchase

22

106.51

Purchase

557

106.51

Purchase

192

106.51

Purchase

225

106.51

Purchase

163

106.51

Purchase

53

106.51

Purchase

48

106.51

Purchase

77

106.51

Purchase

8

106.49

Purchase

352

106.47

Purchase

34

106.47

Purchase

75

106.47

Purchase

95

106.47

Purchase

164

106.47

Purchase

62

106.47

Purchase

98

106.48

Purchase

32

106.51

Purchase

77

106.51

Purchase

107

106.47

Purchase

70

106.51

Purchase

18

106.51

Purchase

16

106.51

Purchase

5

106.51

Purchase

711

106.53

Purchase

2

106.53

Purchase

1

106.53

Purchase

216

106.54

Purchase

17

106.56

Purchase

34

106.49

Purchase

1,318

106.50

Purchase

515

106.50

Purchase

44

106.50

Purchase

322

106.50

Purchase

1

106.50

Purchase

356

106.21

Purchase

8

106.03

Purchase

7

106.03

Purchase

1

106.03

Purchase

1

106.03

Purchase

46

105.98

Purchase

39

105.81

Purchase

117

105.78

Purchase

41

105.78

Purchase

608

105.77

Purchase

44

105.77

Purchase

269

105.77

Purchase

17

105.77

Purchase

57

105.77

Purchase

14

105.77

Purchase

324

105.77

Purchase

29

105.77

Purchase

48

105.77

Purchase

361

105.77

Purchase

196

105.76

Purchase

25

105.76

Purchase

32

105.76

Purchase

311

105.76

Purchase

61

105.76

Purchase

157

105.76

Purchase

107

105.76

Purchase

98

105.76

Purchase

28

105.75

Purchase

9

105.75

Purchase

320

105.77

Purchase

21

105.77

Purchase

1,166

105.77

Purchase

443

105.79

Purchase

35

105.87

Purchase

43

105.87

Purchase

1,293

105.87

Purchase

158

105.87

Purchase

9

105.87

Purchase

9

105.87

Purchase

82

105.87

Purchase

117

105.67

Purchase

216

105.66

Purchase

117

105.66

Purchase

76

105.66

Purchase

76

105.66

Purchase

383

105.66

Purchase

80

105.66

Purchase

766

105.66

Purchase

10

105.65

Purchase

12

105.65

Purchase

95

105.65

Purchase

33

105.65

Purchase

50

105.65

Purchase

74

105.64

Purchase

34

105.64

Purchase

42

105.65

Purchase

30

105.65

Purchase

91

105.65

Purchase

14

105.68

Purchase

467

105.69

Purchase

16

105.74

Purchase

12

105.74

Purchase

14

106.00

Purchase

14

106.02

Purchase

18

106.24

Purchase

21

106.25

Purchase

14

105.92

Purchase

13

105.57

Purchase

2

105.54

Purchase

8

105.54

Purchase

12

105.56

Purchase

10

105.64

Purchase

14

105.67

Purchase

12

105.68

Purchase

15

105.76

Purchase

3

105.78

Purchase

15

105.78

Purchase

10

105.78

Purchase

12

105.71

Purchase

13

105.70

Purchase

17

105.71

Purchase

11

105.70

Purchase

20

105.81

Purchase

12

105.81

Purchase

19

105.81

Purchase

10

105.58

Purchase

22

105.57

Purchase

13

105.41

Purchase

25

105.48

Purchase

12

105.48

Purchase

16

105.45

Purchase

15

105.48

Purchase

33

105.56

Purchase

18

105.57

Purchase

23

105.40

Purchase

20

105.34

Purchase

19

105.42

Purchase

22

105.35

Purchase

10

105.48

Purchase

5

105.48

Purchase

1

105.48

Purchase

1

105.48

Purchase

1

105.48

Purchase

1

105.48

Purchase

10

105.56

Purchase

15

105.52

Purchase

3

105.76

Purchase

12

105.76

Purchase

15

105.63

Purchase

10

105.76

Purchase

10

106.12

Purchase

9

106.22

Purchase

1

106.22

Purchase

293

106.31

Purchase

75

106.31

Purchase

76

106.31

Purchase

25

106.31

Purchase

50

106.41

Purchase

100

106.45

Purchase

126

105.26

Purchase

10

105.26

Purchase

272

105.26

Purchase

299

105.26

Purchase

3,874

105.50

Purchase

2,126

105.50

Purchase

2,492

105.79

Purchase

25

105.79

Purchase

401

105.79

Purchase

79

105.79

Purchase

5

105.79

Purchase

5

105.79

Purchase

1,524

105.79

Purchase

2

105.79

Purchase

21

105.79

Purchase

17

105.79

Purchase

4,641

105.90

Purchase

33

105.90

Purchase

326

105.90

Purchase

105

105.79

Purchase

16

105.79

Purchase

306

105.79

Purchase

1

105.79

Purchase

1

105.79

Purchase

128

105.73

Purchase

37

105.73

Purchase

135

105.73

Purchase

199

106.00

Purchase

3,546

106.00

Purchase

147

106.00

Purchase

108

106.00

Purchase

825

105.99

Purchase

3

105.99

Purchase

35

105.99

Purchase

1,000

105.99

Purchase

3

105.99

Purchase

1,134

105.99

Purchase

750

106.00

Purchase

5,000

105.88

Purchase

1,480

105.69

Purchase

65

105.68

Purchase

113

105.67

Purchase

893

105.67

Purchase

56

105.67

Purchase

570

104.97

Purchase

23

104.55

Purchase

414

104.55

Purchase

264

104.51

Purchase

310

104.50

Purchase

461

104.49

Purchase

23

104.49

Purchase

457

104.49

Purchase

71

104.48

Purchase

4

104.48

Purchase

705

104.48

Purchase

20

104.47

Purchase

1,000

104.35

Purchase

109

104.35

Purchase

15

104.35

Purchase

73

104.35

Purchase

53

104.35

Purchase

136

104.35

Purchase

84

104.27

Purchase

41

104.27

Purchase

784

104.27

Purchase

215

104.27

Purchase

127

104.27

Purchase

6,625

104.27

Purchase

2,000

104.27

Purchase

77

104.27

Purchase

44

104.27

Purchase

3

104.27

Purchase

3,518

104.33

Purchase

181

104.32

Purchase

359

104.32

Purchase

242

104.32

Purchase

700

104.32

Sale

-10

106.61

Sale

-10

106.46

Sale

-10

106.37

Sale

-10

106.19

Sale

-10

106.09

Sale

-10

105.99

Sale

-10

105.91

TOTAL BUYS:119230

TOTAL SELLS:70

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

25-09-2008

 

Contact name

Carolyn Collins/Simon Crawley

 

Telephone number

44 20 7888 0241

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

ADVISOR

 

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFSIAFIEFIT

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change0.00