16th Jan 2008 11:46
Macquarie Group Limited16 January 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in BHP Billiton LimitedClass of relevant security to which the Ordinary shares ISIN: AU000000BHP4dealings being disclosed relate (Note 1) Date of dealing 15 January 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 6,832,821 0.20% (2) Derivatives (other than options) 1,015,872 0.03% (3) Options and agreements to purchase/sell 7,904,118 0.23% Total 1,015,872 14,736,939 0.03% 0.44% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFDSee Part 2 - Annexure B (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of securities Exercise Type, e.g. Expiry Option money selling, to which the option American,e.g. call option purchasing, relates (Note 6) price European etc. date paid/received varying etc. per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) Collateral Delivered 100000Collateral Received 100000 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 16 January 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Annexure A Buy Sell Exec Quantity Exec Price BUY 5000.00 38.90 BUY 133.00 38.71 BUY 1488.00 38.71 BUY 10000.00 39.10 BUY 19.00 39.07 BUY 365.00 39.07 BUY 555.00 39.07 BUY 539.00 39.07 BUY 1124.00 39.07 BUY 2398.00 39.07 BUY 8379.00 38.71 BUY 5000.00 38.79 BUY 75.00 38.85 BUY 293.00 38.85 BUY 900.00 38.85 BUY 750.00 38.85 BUY 2982.00 38.85 BUY 500.00 38.84 BUY 4500.00 38.84 BUY 33.00 38.92 BUY 500.00 38.92 BUY 20.00 38.94 BUY 1040.00 38.94 BUY 111.00 38.94 BUY 110.00 38.94 BUY 4541.00 38.95 BUY 2000.00 38.95 BUY 250.00 38.95 BUY 14.00 38.95 BUY 1381.00 38.95 BUY 1715.00 38.72 BUY 500.00 38.72 BUY 7785.00 38.72 BUY 5191.00 38.39 BUY 4809.00 38.39 BUY 302.00 39.12 BUY 912.00 39.12 BUY 293.00 39.07 BUY 707.00 39.07 BUY 650.00 38.91 BUY 293.00 38.95 BUY 374.00 38.95 BUY 935.00 38.96 BUY 252.00 38.95 BUY 36.00 38.95 BUY 348.00 38.95 BUY 175.00 38.95 BUY 66.00 38.95 BUY 224.00 38.95 BUY 293.00 38.95 BUY 880.00 38.95 BUY 455.00 38.95 BUY 534.00 38.95 BUY 1000.00 38.85 BUY 200.00 38.85 BUY 1040.00 38.85 BUY 100.00 38.85 BUY 1634.00 38.85 BUY 1257.00 38.81 BUY 1050.00 38.94 BUY 837.00 38.94 BUY 100.00 38.94 BUY 545.00 38.94 BUY 133.00 38.94 BUY 346.00 38.92 BUY 293.00 38.92 BUY 76.00 38.92 BUY 448.00 38.47 BUY 208.00 38.47 BUY 1695.00 38.47 BUY 50.00 38.47 BUY 93.00 38.47 BUY 141.00 38.47 BUY 2524.00 38.54 BUY 3465.00 38.71 BUY 644.00 38.56 BUY 1856.00 38.56 BUY 11015.00 38.60 BUY 5347.00 38.60 BUY 500.00 38.60 BUY 678.00 38.60 BUY 1835.00 38.60 BUY 1404.00 38.60 BUY 110.00 38.60 BUY 10.00 38.60 BUY 9000.00 38.51 BUY 500.00 38.50 BUY 1116.00 38.50 BUY 2119.00 38.50 BUY 3336.00 38.50 BUY 2500.00 38.49 BUY 300.00 38.48 BUY 100.00 38.48 BUY 200.00 38.48 BUY 1090.00 38.48 BUY 678.00 38.48 BUY 695.00 38.47 BUY 800.00 38.45 BUY 600.00 38.45 BUY 81.00 38.45 BUY 1000.00 38.45 BUY 120.00 38.45 BUY 240.00 39.00 BUY 2000.00 39.10 BUY 250.00 39.10 BUY 800.00 38.94 BUY 403.00 38.94 BUY 3797.00 38.94 BUY 1350.00 38.82 BUY 230.00 38.82 BUY 3896.00 38.82 BUY 250.00 38.88 BUY 2000.00 38.76 BUY 2000.00 38.78 BUY 1000.00 38.62 BUY 1500.00 38.45 BUY 8500.00 38.45 BUY 18.00 38.56 BUY 500.00 38.56 BUY 100.00 38.56 BUY 1382.00 38.56 BUY 250.00 38.57 BUY 660.00 39.10 BUY 200.00 39.10 BUY 414.00 39.10 BUY 300.00 39.10 BUY 400.00 39.10 BUY 200.00 39.10 BUY 2000.00 39.10 BUY 51.00 39.10 BUY 75.00 39.10 BUY 1000.00 39.10 BUY 200.00 39.10 BUY 500.00 39.10 BUY 2000.00 39.10 BUY 535.00 39.10 BUY 170.00 39.10 BUY 50.00 39.10 BUY 1200.00 39.10 BUY 45.00 39.10 BUY 10000.00 38.41 BUY 2052.00 67.98 BUY 99000.00 68.07 BUY 200.00 66.80 BUY 200.00 66.80 BUY 200.00 66.80 BUY 200.00 66.80 BUY 200.00 66.80 BUY 200.00 66.80 BUY 200.00 66.80 BUY 200.00 66.80 BUY 200.00 66.80 BUY 200.00 66.80 BUY 200.00 66.80 BUY 200.00 66.80 BUY 200.00 66.80 BUY 200.00 66.80 BUY 100.00 66.80 BUY 100.00 66.80 BUY 200.00 66.80 BUY 100.00 66.80 BUY 200.00 66.80 BUY 100.00 66.80 BUY 100.00 66.81 BUY 100.00 66.81 BUY 100.00 66.81 BUY 100.00 66.82 BUY 800.00 66.08 BUY 100.00 66.08 BUY 100.00 66.08 BUY 100.00 68.75 BUY 2400.00 68.75 BUY 600.00 68.70 BUY 1900.00 68.70 BUY 100.00 68.32 BUY 100.00 68.32 BUY 100.00 68.32 BUY 100.00 68.32 BUY 100.00 68.33 BUY 100.00 68.33 BUY 100.00 68.33 BUY 100.00 68.33 BUY 100.00 68.33 BUY 100.00 68.33 BUY 500.00 68.33 BUY 500.00 68.33 BUY 500.00 68.33 BUY 100.00 68.39 BUY 100.00 68.40 BUY 100.00 68.40 BUY 100.00 68.40 BUY 100.00 68.40 BUY 100.00 68.40 BUY 800.00 68.40 BUY 800.00 68.40 BUY 300.00 68.40 BUY 500.00 68.15 BUY 500.00 68.15 BUY 700.00 68.15 BUY 700.00 68.15 BUY 100.00 68.15 BUY 100.00 66.64 BUY 400.00 66.65 BUY 500.00 66.65 BUY 100.00 66.65 BUY 500.00 66.65 BUY 400.00 66.65 BUY 200.00 66.65 BUY 300.00 66.65 BUY 500.00 66.43 BUY 200.00 66.43 BUY 100.00 66.44 BUY 100.00 66.44 BUY 900.00 66.44 BUY 100.00 66.44 BUY 100.00 66.44 BUY 100.00 66.44 BUY 300.00 66.44 BUY 100.00 66.44 BUY 400.00 66.00 BUY 800.00 66.00 BUY 300.00 66.00 BUY 300.00 66.00 BUY 600.00 66.00 BUY 100.00 66.00 BUY 19300.00 67.52 BUY 17092.00 68.36 BUY 19307.00 00.01 BUY 5000.00 66.6570 SELL -57641.00 38.76 SELL -30.00 38.99 SELL -2000.00 38.99 SELL -2560.00 38.89 SELL -890.00 38.86 SELL -3840.00 38.87 SELL -140.00 38.87 SELL -45.00 38.87 SELL -4532.00 38.87 SELL -468.00 38.87 SELL -1343.00 38.82 SELL -64.00 38.82 SELL -3593.00 38.82 SELL -2151.00 38.82 SELL -2849.00 38.82 SELL -13.00 38.85 SELL -200.00 38.85 SELL -4787.00 38.85 SELL -5000.00 38.89 SELL -49.00 38.89 SELL -48.00 38.89 SELL -90.00 38.89 SELL -85.00 38.89 SELL -2168.00 38.89 SELL -282.00 38.89 SELL -1250.00 38.89 SELL -47.00 38.89 SELL -1391.00 38.89 SELL -686.00 38.86 SELL -550.00 38.86 SELL -130.00 38.86 SELL -45.00 38.86 SELL -2699.00 38.86 SELL -25.00 38.89 SELL -100.00 38.89 SELL -354.00 38.89 SELL -700.00 38.89 SELL -3821.00 38.89 SELL -56.00 38.87 SELL -964.00 38.87 SELL -36.00 38.87 SELL -80.00 38.87 SELL -130.00 38.87 SELL -3209.00 38.87 SELL -500.00 38.87 SELL -500.00 38.87 SELL -500.00 38.87 SELL -9371.00 38.62 SELL -529.00 38.62 SELL -100.00 38.62 SELL -5725.00 38.56 SELL -700.00 38.57 SELL -191.00 38.56 SELL -946.00 38.56 SELL -2438.00 38.56 SELL -7754.00 38.61 SELL -2246.00 38.61 SELL -770.00 39.20 SELL -1470.00 39.10 SELL -6969.00 39.20 SELL -3111.00 39.20 SELL -530.00 39.20 SELL -1250.00 39.20 SELL -342.00 39.14 SELL -1016.00 39.14 SELL -900.00 39.10 SELL -09.00 39.13 SELL -1020.00 39.13 SELL -795.00 39.13 SELL -07.00 39.13 SELL -5154.00 39.10 SELL -73.00 39.10 SELL -7763.00 39.10 SELL -179.00 39.10 SELL -59.00 39.11 SELL -200.00 39.07 SELL -676.00 39.05 SELL -342.00 39.07 SELL -238.00 38.93 SELL -01.00 38.97 SELL -24.00 38.97 SELL -25.00 38.97 SELL -74.00 38.96 SELL -13.00 38.97 SELL -2457.00 38.95 SELL -57.00 38.95 SELL -81.00 38.78 SELL -70.00 38.78 SELL -89.00 38.78 SELL -39.00 38.78 SELL -1000.00 38.78 SELL -161.00 38.78 SELL -208.00 38.76 SELL -708.00 38.83 SELL -396.00 38.81 SELL -500.00 38.71 SELL -51.00 38.71 SELL -362.00 38.71 SELL -1000.00 38.71 SELL -1656.00 38.71 SELL -250.00 38.83 SELL -95.00 38.83 SELL -96.00 38.83 SELL -39.00 38.83 SELL -189.00 38.82 SELL -26.00 38.82 SELL -45.00 38.83 SELL -25.00 38.83 SELL -47.00 38.82 SELL -238.00 38.83 SELL -25.00 38.93 SELL -336.00 38.93 SELL -38.00 38.93 SELL -45.00 38.93 SELL -96.00 38.93 SELL -77.00 38.93 SELL -78.00 38.93 SELL -103.00 38.93 SELL -48.00 38.93 SELL -12.00 38.93 SELL -96.00 38.93 SELL -74.00 38.93 SELL -08.00 38.93 SELL -1443.00 38.90 SELL -111.00 38.87 SELL -228.00 38.67 SELL -181.00 38.67 SELL -04.00 38.58 SELL -07.00 38.58 SELL -02.00 38.58 SELL -95.00 38.58 SELL -13.00 38.58 SELL -482.00 38.65 SELL -192.00 38.65 SELL -733.00 38.65 SELL -1549.00 38.65 SELL -191.00 38.65 SELL -262.00 38.65 SELL -798.00 38.69 SELL -957.00 38.69 SELL -1176.00 38.65 SELL -16.00 38.58 SELL -237.00 38.56 SELL -245.00 38.58 SELL -2019.00 38.55 SELL -08.00 38.58 SELL -45137.00 38.71 SELL -1256.00 38.71 SELL -1135.00 38.71 SELL -106.00 38.71 SELL -6525.00 38.85 SELL -2167.00 38.85 SELL -128.00 39.10 SELL -670.00 39.10 SELL -475.00 39.10 SELL -1500.00 39.10 SELL -1050.00 39.13 SELL -950.00 39.13 SELL -2000.00 39.17 SELL -1273.00 39.07 SELL -2659.00 39.07 SELL -58.00 39.07 SELL -1010.00 39.07 SELL -500.00 38.86 SELL -5000.00 38.88 SELL -60.00 38.88 SELL -66.00 38.88 SELL -150.00 38.88 SELL -200.00 38.88 SELL -20.00 38.80 SELL -7590.00 38.80 SELL -2390.00 38.80 SELL -300.00 38.60 SELL -500.00 38.46 SELL -1500.00 38.45 SELL -136.00 38.56 SELL -07.00 38.56 SELL -133.00 38.56 SELL -324.00 38.56 SELL -1000.00 38.71 SELL -1000.00 38.71 SELL -1000.00 38.71 SELL -10000.00 38.71 SELL -258.00 38.64 SELL -131.00 38.64 SELL -192.00 38.64 SELL -191.00 38.64 SELL -35.00 38.64 SELL -03.00 38.64 SELL -278.00 38.64 SELL -2526.00 38.64 SELL -211.00 38.71 SELL -1000.00 68.64 SELL -99000.00 68.07 SELL -2052.00 67.98 SELL -19300.00 67.52 SELL -19307.00 00.01 42290.00 OTC sale to custodian at market. TOTAL SELL -441980 TOTAL BUY 379815 Annexure B Type BuySell Exec Quantity Exec Price CFDS BUY 1500.00 39.10 CFDS BUY 670.00 39.10 CFDS BUY 128.00 39.10 CFDS BUY 475.00 39.10 CFDS BUY 1050.00 39.13 CFDS BUY 950.00 39.13 CFDS BUY 2000.00 39.17 CFDS BUY 1273.00 39.07 CFDS BUY 1010.00 39.07 CFDS BUY 2659.00 39.07 CFDS BUY 58.00 39.07 CFDS BUY 500.00 38.86 CFDS BUY 66.00 38.88 CFDS BUY 5000.00 38.88 CFDS BUY 150.00 38.88 CFDS BUY 200.00 38.88 CFDS BUY 60.00 38.88 CFDS BUY 7590.00 38.80 CFDS BUY 2390.00 38.80 CFDS BUY 20.00 38.80 CFDS BUY 300.00 38.60 CFDS BUY 1500.00 38.45 CFDS BUY 500.00 38.46 CFDS BUY 136.00 38.56 CFDS BUY 07.00 38.56 CFDS BUY 133.00 38.56 CFDS BUY 324.00 38.56 CFDS BUY 1000.00 38.71 CFDS BUY 10000.00 38.71 CFDS BUY 1000.00 38.71 CFDS BUY 1000.00 38.71 CMBO BUY 01.00 00.01 CMBO BUY 16.00 00.01 CFDS SELL -240.00 39.00 CFDS SELL -2000.00 39.10 CFDS SELL -250.00 39.10 CFDS SELL -800.00 38.94 CFDS SELL -403.00 38.94 CFDS SELL -3797.00 38.94 CFDS SELL -1350.00 38.82 CFDS SELL -230.00 38.82 CFDS SELL -3896.00 38.82 CFDS SELL -250.00 38.88 CFDS SELL -2000.00 38.76 CFDS SELL -2000.00 38.78 CFDS SELL -1000.00 38.62 CFDS SELL -1500.00 38.45 CFDS SELL -8500.00 38.45 CFDS SELL -18.00 38.56 CFDS SELL -500.00 38.56 CFDS SELL -100.00 38.56 CFDS SELL -1382.00 38.56 CFDS SELL -250.00 38.57 Total 13200.00 Annexure C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Put Option BUY 01.00 02.88 40.00 American 20080327 Put Option BUY 25.00 00.49 32.00 American 20080327 Put Option BUY 15.00 00.49 32.00 American 20080327 Put Option BUY 10.00 00.49 32.00 American 20080327 Call Option BUY 10.00 01.48 42.00 American 20080423 Call Option BUY 10000.00 00.31 39.00 European 20080124 Put Option BUY 15000.00 00.48 40.00 European 20080124 Put Option BUY 20000.00 00.47 40.00 European 20080124 Call Option BUY 30000.00 00.09 41.00 European 20080124 Put Option BUY 10000.00 05.28 34.00 European 24/01/2008 Put Option BUY 5000.00 05.28 34.00 European 24/01/2008 Put Option BUY 1500.00 16.80 25.00 European 17/11/2016 Put Option BUY 1000.00 01.65 38.00 European 24/01/2008 Put Option BUY 2000.00 01.70 38.00 European 24/01/2008 Put Option BUY 500.00 11.74 32.00 European 17/11/2016 Put Option BUY 300.00 00.01 38.00 European 24/01/2008 Put Option BUY 1000.00 03.95 24.00 European 27/09/2007 Put Option BUY 1250.00 03.94 24.00 European 27/09/2007 Put Option BUY 1000.00 03.82 24.00 European 27/09/2007 Put Option BUY 500.00 03.82 24.00 European 27/09/2007 Put Option BUY 500.00 03.81 24.00 European 27/09/2007 Put Option BUY 500.00 03.68 24.00 European 27/09/2007 Put Option BUY 500.00 03.68 24.00 European 27/09/2007 Put Option BUY 4000.00 03.68 24.00 European 27/09/2007 Put Option BUY 2000.00 14.10 25.00 European 24/01/2008 Put Option BUY 1500.00 14.10 25.00 European 24/01/2008 Put Option BUY 1500.00 14.10 25.00 European 24/01/2008 Put Option BUY 1000.00 00.29 42.00 European 24/01/2008 Put Option BUY 5000.00 00.26 42.00 European 24/01/2008 Put Option BUY 500.00 00.26 42.00 European 24/01/2008 Put Option BUY 500.00 00.26 42.00 European 24/01/2008 Put Option BUY 500.00 00.26 42.00 European 24/01/2008 Put Option BUY 1500.00 00.26 42.00 European 24/01/2008 Put Option BUY 5400.00 00.23 42.00 European 24/01/2008 Put Option BUY 1000.00 00.26 42.00 European 24/01/2008 Put Option BUY 4000.00 00.26 42.00 European 24/01/2008 Put Option BUY 2500.00 00.25 42.00 European 24/01/2008 Put Option BUY 4500.00 06.12 35.00 European 27/03/2008 Put Option BUY 500.00 06.11 35.00 European 27/03/2008 Put Option BUY 500.00 06.20 35.00 European 27/03/2008 Put Option BUY 500.00 06.20 35.00 European 27/03/2008 Put Option BUY 1500.00 06.00 35.00 European 27/03/2008 Put Option BUY 15000.00 10.72 34.00 European 25/10/2007 Put Option BUY 50000.00 10.31 34.00 European 25/10/2007 Put Option SELL -25.00 00.19 36.00 American 20080124 Put Option SELL -15.00 00.19 36.00 American 20080124 Put Option SELL -10.00 00.19 36.00 American 20080124 Call Option SELL -9000.00 00.34 43.50 European 20080327 Call Option SELL -5000.00 00.43 43.00 European 20080423 Put Option SELL -20000.00 00.46 40.00 European 20080124 Put Option SELL -645.00 08.15 38.71 American 20130131 Put Option SELL -1000.00 19.84 20.00 European 19/05/2016 Put Option SELL -1250.00 03.89 24.00 European 27/09/2007 Put Option SELL -1750.00 03.90 24.00 European 27/09/2007 Put Option SELL -1000.00 03.89 24.00 European 27/09/2007 Put Option SELL -2400.00 03.82 24.00 European 27/09/2007 Put Option SELL -250.00 03.89 24.00 European 27/09/2007 Put Option SELL -4750.00 03.89 24.00 European 27/09/2007 Put Option SELL -5000.00 03.68 24.00 European 27/09/2007 Put Option SELL -300.00 00.01 43.00 European 27/03/2008 Put Option SELL -1500.00 06.35 35.00 European 27/03/2008 Put Option SELL -5000.00 06.14 35.00 European 27/03/2008 Put Option SELL -2500.00 10.53 34.00 European 25/10/2007 Put Option SELL -2500.00 10.53 34.00 European 25/10/2007 Put Option SELL -50000.00 10.16 34.00 European 25/10/2007 Total 90116.00 This 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