19th Feb 2010 10:40
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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WITH RECOGNISED INTERMEDIARY STATUS |
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DEALING IN A CLIENT-SERVING CAPACITY |
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(Rule 38.5(a) of the Takeover Code)) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Shanks Group Plc |
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Class of relevant security to which the dealings |
Common |
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being disclosed relate |
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Date of dealing |
18/02/2010 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities purchased |
Highest price paid |
|
Lowest price paid |
|
|
12,177 |
GBP 1.23 |
GBP 1.20 |
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Total number of securities sold |
Highest price received |
|
Lowest price received |
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|
10,520 |
GBP 1.23 |
GBP 1.20 |
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|
(b) Derivatives transactions (other than options) |
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Product name, |
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Short/Long |
|
Number of securities |
Price per unit |
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|
eg. CFD |
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|
|
Long Swap |
LONG |
3,411 |
GBP 1.20 |
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|
Long Swap |
LONG |
2,444 |
GBP 1.20 |
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|
Long Swap |
LONG |
663 |
GBP 1.20 |
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Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
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|
eg. CFD |
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|
|
Short Swap |
SHORT |
1 |
GBP 1.21 |
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Short Swap |
SHORT |
1 |
GBP 1.21 |
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Short Swap |
SHORT |
1 |
GBP 1.21 |
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Short Swap |
SHORT |
7 |
GBP 1.21 |
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|
Short Swap |
SHORT |
26 |
GBP 1.21 |
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|
Short Swap |
SHORT |
2,444 |
GBP 1.24 |
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(c) Options transactions in respect of existing securities |
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|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
|
eg call option |
selling, |
securities under |
price |
American, |
date |
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|
|
purchasing, |
option |
European etc |
paid/received |
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|
varying etc. |
per unit |
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
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|
eg call option |
option |
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3. OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
|
referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
19/02/2010 |
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Contact name |
Bhavika Mistry |
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Telephone number |
+44 207 995 4747 |
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Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
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Nature of connection # |
Advisor |
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|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
Babcock International Group |
|
|
Class of relevant security to which the dealings |
Common |
|
|
being disclosed relate |
|
|
Date of dealing |
18/02/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities purchased |
Highest price paid |
|
Lowest price paid |
|
|
248,337 |
GBP 5.57 |
GBP 5.48 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
685,062 |
GBP 5.58 |
GBP 5.47 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
1,620 |
GBP 5.50 |
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Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
7,911 |
GBP 5.51 |
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Short Swap |
SHORT |
144,227 |
GBP 5.51 |
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Short Swap |
SHORT |
69,300 |
GBP 5.51 |
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Short Swap |
SHORT |
60,000 |
GBP 5.51 |
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Short Swap |
SHORT |
58,023 |
GBP 5.51 |
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Short Swap |
SHORT |
50,000 |
GBP 5.51 |
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Short Swap |
SHORT |
9,879 |
GBP 5.52 |
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Short Swap |
SHORT |
1 |
GBP 5.52 |
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Short Swap |
SHORT |
6,383 |
GBP 5.51 |
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|
Short Swap |
SHORT |
6,138 |
GBP 5.51 |
|
|
Short Swap |
SHORT |
3,641 |
GBP 5.51 |
|
|
Short Swap |
SHORT |
2,634 |
GBP 5.52 |
|
|
Short Swap |
SHORT |
1,977 |
GBP 5.51 |
|
|
Short Swap |
SHORT |
2 |
GBP 5.52 |
|
|
Short Swap |
SHORT |
18,229 |
GBP 5.52 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
|
eg call option |
selling, |
securities under |
price |
American, |
date |
|
|
|
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
|
referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
19/02/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
|
Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
Mouchel Group Plc |
|
|
Class of relevant security to which the dealings |
Common |
|
|
being disclosed relate |
|
|
Date of dealing |
18/02/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities purchased |
Highest price paid |
|
Lowest price paid |
|
|
627,440 |
GBP 2.33 |
GBP 2.20 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
1,262,572 |
GBP 2.28 |
GBP 2.19 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
4,769 |
GBP 2.33 |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
6,838 |
GBP 2.27 |
|
|
Short Swap |
SHORT |
200,000 |
GBP 2.25 |
|
|
Short Swap |
SHORT |
427,890 |
GBP 2.26 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
|
eg call option |
selling, |
securities under |
price |
American, |
date |
|
|
|
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
|
referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
19/02/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
|
Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
VT Group Plc |
|
|
Class of relevant security to which the dealings |
Common |
|
|
being disclosed relate |
|
|
Date of dealing |
18/02/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities purchased |
Highest price paid |
|
Lowest price paid |
|
|
802,082 |
GBP 6.70 |
GBP 6.38 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
306,074 |
GBP 6.70 |
GBP 6.37 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
320,505 |
GBP 6.53 |
|
|
Long Swap |
LONG |
153,999 |
GBP 6.53 |
|
|
Long Swap |
LONG |
17,579 |
GBP 6.53 |
|
|
Long Swap |
LONG |
14,185 |
GBP 6.53 |
|
|
Long Swap |
LONG |
13,640 |
GBP 6.53 |
|
|
Long Swap |
LONG |
8,833 |
GBP 6.43 |
|
|
Long Swap |
LONG |
8,092 |
GBP 6.53 |
|
|
Long Swap |
LONG |
6,120 |
GBP 6.40 |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
4,840 |
GBP 6.48 |
|
|
Short Swap |
SHORT |
6,120 |
GBP 6.48 |
|
|
Short Swap |
SHORT |
14,227 |
GBP 6.48 |
|
|
Short Swap |
SHORT |
18,500 |
GBP 6.61 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
|
eg call option |
selling, |
securities under |
price |
American, |
date |
|
|
|
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
|
referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
19/02/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
|
Nature of connection # |
Advisor |
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