22nd Nov 2007 11:27
Citigroup GM Australia Pty Ltd22 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Citigroup Global Markets Australia Pty Limited Company dealt in Rio Tinto Ltd Class of relevant security to which the Ord/Equitydealings being disclosed relate (Note 1) Date of dealing 21 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 426,904 (0.09%) 689,351 (0.15%) (2) Derivatives (other than options) (0.00%) (0.00%) (3) Options and agreements to purchase/sell 2,982,833 (0.65%) 3,834,038 (0.84%) Total 3,412,437 (0.74%) 4,523,389 (0.99%) (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Convertible Number (%) Number (%) (1) Relevant securities (0.00%) (0.00%) (2) Derivatives (other than options) (0.00%) (0.00%) (3) Options and agreements to purchase/sell (0.00%) (0.00%) Total (0.00%) (0.00%) (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase Number of securities Price per unit (Note 4) AUD (unless stated) 1630 129.84 1625 131.63 1625 131.62 1620 131.90 1620 131.90 1620 131.90 1620 131.90 1617 132.00 1617 132.00 1617 132.00 1615 132.20 1614 131.83 1614 131.80 1614 131.80 1614 131.80 1614 131.80 1614 131.83 1614 131.83 1614 131.83 1614 131.83 1614 131.83 1597 131.90 1583 131.86 1532 131.67 1529 131.89 1501 131.90 1500 130.38 1466 132.00 1403 131.83 1398 131.86 1376 131.71 1341 130.16 1334 131.80 1333 131.80 1244 131.80 1243 132.22 1151 132.00 1149 131.80 1124 131.62 1124 131.70 1113 131.86 1041 131.80 1000 131.73 1000 131.75 1000 131.85 1000 130.09 940 131.83 888 131.71 884 132.01 868 131.63 842 130.47 841 131.67 833 130.40 827 131.70 815 130.60 812 131.83 804 131.70 800 130.44 797 131.63 797 131.90 790 130.40 785 131.86 783 131.67 782 130.15 736 130.40 731 131.80 725 130.15 700 131.70 697 131.86 693 131.83 693 129.87 692 131.80 691 131.93 691 130.40 685 130.38 677 129.87 665 130.40 651 130.31 631 130.44 619 131.74 618 131.74 609 130.38 603 131.80 599 130.50 573 130.41 563 131.67 563 130.44 562 131.83 546 129.97 541 130.41 525 130.09 510 131.86 509 129.84 500 132.01 500 129.87 500 130.53 481 130.15 477 130.40 471 129.86 461 130.15 441 130.38 426 130.44 425 131.65 420 131.96 417 131.64 411 129.84 410 130.15 409 130.10 407 131.71 400 130.59 388 131.89 388 131.86 388 130.40 385 131.67 381 130.25 377 130.15 376 130.57 371 130.57 370 131.64 370 131.80 370 130.30 369 132.20 367 131.90 367 131.93 366 129.84 363 131.83 363 131.86 362 131.86 362 131.83 362 130.28 361 131.93 357 130.15 354 131.45 353 131.63 353 131.58 350 131.86 347 130.15 344 131.86 340 130.53 333 131.96 333 131.93 333 130.41 316 130.44 310 130.34 308 129.86 300 131.86 300 130.38 298 131.77 296 132.00 295 131.96 286 130.34 284 130.34 279 131.89 279 131.78 272 131.65 270 131.93 268 132.22 267 130.57 259 130.15 252 130.44 251 131.62 250 130.34 250 130.47 250 130.38 249 131.87 246 130.40 241 131.86 239 131.70 238 130.25 237 130.54 235 131.86 233 131.64 233 131.96 233 131.80 226 131.74 219 131.64 217 131.84 216 131.80 215 131.86 210 131.80 210 129.90 202 130.15 201 131.83 201 130.04 200 129.87 200 130.36 199 129.84 198 130.19 198 130.44 197 131.74 196 131.80 187 129.87 186 131.56 186 131.58 185 130.44 184 131.64 180 130.37 179 130.39 173 130.04 172 130.20 172 130.34 168 131.83 167 131.60 167 131.90 167 130.37 167 130.41 166 131.96 165 131.63 165 131.76 165 131.80 163 131.99 163 131.99 163 131.98 163 130.34 161 130.15 160 131.74 160 131.74 160 131.80 155 130.15 154 131.71 154 131.71 151 130.32 150 131.80 150 131.80 150 131.67 150 130.57 149 131.87 148 131.90 147 130.38 146 129.93 146 130.38 145 131.96 136 130.90 133 131.86 133 130.38 127 130.04 127 130.04 127 130.38 126 131.82 123 130.38 123 130.38 122 129.89 119 130.44 115 132.18 115 130.40 114 129.96 114 130.15 113 131.90 113 130.41 112 131.86 112 131.67 106 129.87 103 131.83 103 130.41 102 130.15 101 132.00 100 131.63 100 131.67 100 132.00 100 131.83 100 130.04 100 130.34 100 130.16 100 130.16 100 130.26 100 130.44 100 130.40 98 131.90 98 130.38 97 130.38 96 131.74 96 131.93 95 129.84 94 131.80 94 131.86 94 130.36 91 131.84 91 130.34 90 131.81 90 130.54 89 131.86 88 131.80 86 131.89 86 130.15 85 130.16 83 129.89 82 130.05 82 130.40 81 130.60 80 129.87 78 131.93 78 131.90 78 131.86 75 131.85 73 132.18 72 130.29 71 129.89 71 130.28 69 130.44 68 129.96 67 131.65 67 130.40 66 130.40 65 130.40 64 131.56 64 131.64 64 130.41 64 130.41 64 130.41 64 130.44 60 131.60 60 131.80 60 130.38 59 130.40 58 130.15 57 130.44 56 131.86 55 131.64 55 131.58 54 131.90 53 130.19 51 130.15 50 131.86 50 131.87 50 129.87 50 130.38 49 130.18 48 131.93 48 131.83 48 130.38 47 131.87 47 129.90 46 131.87 46 129.84 46 130.15 45 132.00 44 131.63 43 130.59 42 130.43 42 130.43 41 131.90 40 131.97 40 129.95 40 130.41 39 131.58 39 131.80 39 130.38 38 131.65 38 130.00 38 130.43 38 130.59 37 131.64 37 131.83 37 130.25 36 131.85 36 131.86 36 130.41 36 130.17 35 131.70 35 130.44 34 130.44 33 132.00 33 131.96 33 131.93 33 131.83 33 131.80 33 129.87 33 130.34 33 130.34 33 130.18 33 130.37 33 130.40 33 130.40 32 131.71 32 131.71 32 131.90 32 131.87 32 131.94 32 131.77 31 131.60 31 132.00 31 130.20 31 130.40 30 131.86 30 130.38 30 130.37 30 130.16 29 131.73 29 131.87 28 131.87 28 131.86 27 131.82 27 131.80 26 131.64 26 131.85 25 131.94 25 131.96 25 131.86 25 130.19 25 130.38 24 131.90 23 131.64 23 131.58 23 131.90 23 129.96 23 129.96 22 131.59 22 132.00 22 129.96 21 131.84 21 130.15 21 130.15 20 131.58 20 129.90 19 131.73 19 131.70 19 132.19 19 131.86 19 129.89 18 131.85 18 131.87 18 131.87 18 131.99 18 131.93 18 131.86 18 131.85 18 131.67 18 130.54 17 131.54 17 131.59 17 131.87 17 129.89 17 129.89 17 130.21 17 130.20 16 132.01 16 131.90 16 129.95 16 130.40 15 131.87 15 130.21 15 130.32 15 130.32 15 130.18 14 130.19 14 130.16 14 130.44 14 130.44 14 130.43 13 131.77 13 130.00 13 130.22 12 131.56 12 131.59 12 131.70 12 131.90 12 131.89 12 131.83 12 130.15 12 130.20 12 130.17 11 131.56 11 131.87 11 130.15 10 132.00 10 129.99 10 130.49 9 131.64 9 131.83 9 131.84 9 130.18 9 130.44 8 129.89 8 129.89 8 130.34 7 131.56 7 131.86 7 131.77 7 130.28 7 130.60 6 131.58 6 130.28 6 130.16 5 131.75 5 129.87 5 130.44 5 130.41 4 131.53 4 131.52 4 131.51 4 131.55 4 131.56 4 131.59 4 131.58 4 131.64 4 131.67 4 131.65 4 131.65 4 129.90 4 130.41 4 130.25 3 131.58 3 131.58 3 131.87 2 131.65 2 131.65 2 131.66 2 131.54 2 131.59 2 131.87 2 131.96 2 131.80 2 131.80 2 131.85 2 130.04 2 130.41 2 130.15 2 130.15 2 130.40 2 130.54 1 131.51 1 131.63 1 131.63 1 131.64 1 131.70 1 131.58 1 131.62 1 131.74 1 131.75 1 131.75 1 131.87 1 131.87 1 131.87 1 131.87 1 131.87 1 131.96 1 131.80 1 131.80 1 131.85 1 129.87 1 129.89 1 130.05 1 130.04 1 130.41 1 130.15 1 130.40 1 130.40 1 130.44 1 130.59 1 130.59 1 130.54Total 149,336 Sales Number of securities Price per unit (Note 4) AUD (unless stated) -1 129.89 -1 129.87 -1 131.51 -1 130.04 -1 131.64 -1 131.63 -1 131.63 -1 131.70 -1 130.41 -1 130.05 -1 130.54 -1 131.58 -1 131.62 -1 131.74 -1 130.15 -1 131.75 -1 131.75 -1 130.40 -1 130.40 -1 130.44 -1 130.59 -1 130.59 -1 131.87 -1 131.87 -1 131.87 -1 131.87 -1 131.87 -1 131.96 -1 131.80 -1 131.80 -1 131.85 -2 130.04 -2 131.65 -2 131.66 -2 131.65 -2 130.41 -2 131.59 -2 130.54 -2 131.54 -2 130.15 -2 130.15 -2 130.40 -2 131.87 -2 131.96 -2 131.80 -2 131.80 -2 131.85 -3 131.58 -3 131.58 -3 131.87 -4 129.90 -4 131.51 -4 131.52 -4 131.53 -4 131.55 -4 131.56 -4 131.59 -4 131.58 -4 131.64 -4 131.67 -4 130.41 -4 130.25 -5 129.87 -5 131.75 -5 130.44 -5 130.41 -6 130.28 -6 131.58 -6 130.16 -7 131.56 -7 130.28 -7 130.60 -7 131.86 -7 131.77 -8 129.89 -8 129.89 -8 130.34 -9 131.64 -9 130.18 -9 131.84 -9 131.83 -9 130.44 -10 129.99 -10 130.49 -10 132.00 -11 131.56 -11 130.15 -11 131.87 -12 131.59 -12 131.56 -12 131.70 -12 130.15 -12 130.20 -12 130.17 -12 131.83 -12 131.90 -12 131.89 -13 130.00 -13 130.22 -13 131.77 -14 130.16 -14 130.19 -14 130.44 -14 130.44 -14 130.43 -15 130.21 -15 130.18 -15 130.32 -15 130.32 -15 131.87 -16 129.95 -16 130.40 -16 131.90 -17 131.54 -17 129.89 -17 129.89 -17 131.59 -17 130.21 -17 130.20 -17 131.87 -18 130.54 -18 131.85 -18 131.86 -18 130.54 -18 131.85 -18 131.87 -18 131.93 -18 131.87 -18 131.99 -19 129.89 -19 131.73 -19 131.70 -19 132.19 -19 131.86 -20 129.90 -20 131.58 -21 131.84 -21 130.15 -21 130.15 -22 130.79 -22 131.59 -22 129.96 -22 132.00 -23 129.96 -23 129.96 -23 131.64 -23 131.58 -23 131.90 -24 131.90 -25 130.19 -25 130.38 -25 131.96 -25 131.94 -25 131.86 -26 131.64 -26 131.85 -27 131.82 -27 131.80 -28 131.87 -28 131.86 -29 131.73 -29 131.87 -30 130.37 -30 130.38 -30 130.16 -30 131.86 -31 131.60 -31 130.20 -31 130.40 -31 132.00 -32 131.71 -32 131.71 -32 131.90 -32 131.87 -32 131.94 -32 131.77 -33 129.87 -33 130.34 -33 130.34 -33 130.18 -33 130.37 -33 130.40 -33 130.40 -33 132.00 -33 131.96 -33 131.93 -33 131.83 -33 131.80 -34 130.44 -35 131.70 -35 130.44 -36 130.41 -36 130.17 -36 131.85 -36 131.86 -37 131.64 -37 130.25 -37 131.83 -38 130.00 -38 131.65 -38 130.43 -38 130.59 -39 130.38 -39 131.58 -39 131.80 -40 129.95 -40 130.41 -40 131.97 -41 131.90 -42 130.43 -42 130.43 -43 130.59 -44 131.63 -45 132.00 -46 130.90 -46 129.84 -46 130.15 -46 131.87 -47 129.90 -47 131.87 -48 131.83 -48 130.38 -48 131.93 -49 130.18 -50 130.68 -50 129.87 -50 130.38 -50 131.86 -50 131.87 -51 130.15 -53 130.19 -54 131.90 -55 131.64 -55 131.58 -56 131.86 -57 130.79 -57 130.44 -58 130.15 -59 132.21 -59 130.40 -60 132.21 -60 131.60 -60 130.38 -60 131.80 -64 131.56 -64 131.64 -64 130.41 -64 130.41 -64 130.41 -64 130.44 -65 130.40 -66 130.40 -67 131.65 -67 130.40 -68 129.96 -69 130.44 -71 129.89 -71 130.28 -72 130.29 -73 132.18 -75 131.85 -77 132.21 -78 131.86 -78 131.90 -80 130.82 -80 129.87 -81 130.54 -81 130.60 -82 130.05 -82 130.40 -83 129.89 -85 130.16 -86 130.90 -86 130.15 -86 131.89 -88 131.80 -89 131.86 -90 130.54 -90 131.81 -91 130.34 -91 131.84 -94 131.86 -94 130.36 -94 131.80 -95 129.84 -96 131.74 -96 131.93 -97 130.38 -98 130.38 -98 131.90 -100 131.63 -100 130.04 -100 131.67 -100 130.34 -100 130.16 -100 130.26 -100 130.16 -100 130.44 -100 130.40 -100 132.00 -100 131.83 -101 130.54 -101 132.00 -102 130.15 -103 131.83 -103 130.41 -106 129.87 -112 131.86 -113 130.41 -113 131.90 -114 129.96 -114 130.15 -115 130.40 -115 132.18 -119 130.44 -122 129.89 -123 130.38 -123 130.38 -126 131.82 -127 130.04 -127 130.04 -127 130.38 -133 130.38 -133 131.86 -145 131.96 -146 129.93 -146 130.38 -147 130.99 -147 130.38 -148 131.90 -149 131.87 -150 130.57 -150 131.80 -150 131.80 -151 130.32 -154 131.71 -154 131.71 -155 130.15 -160 131.74 -160 131.74 -160 131.80 -161 130.15 -163 130.34 -163 131.99 -163 131.98 -163 131.99 -165 131.63 -165 131.76 -165 131.80 -166 131.96 -167 131.60 -167 130.37 -167 130.41 -167 131.90 -168 131.83 -172 130.20 -172 130.34 -173 130.04 -179 130.39 -180 130.37 -184 131.64 -185 130.44 -186 131.56 -186 131.58 -187 129.87 -196 131.80 -197 131.74 -198 130.19 -198 130.44 -199 129.84 -200 130.59 -200 130.82 -200 129.87 -200 130.36 -201 130.04 -201 131.83 -202 130.15 -210 129.90 -210 131.80 -215 131.86 -216 131.80 -217 131.84 -219 131.64 -226 131.74 -233 131.64 -233 131.96 -233 131.80 -235 130.66 -235 131.86 -237 130.54 -238 130.25 -239 131.70 -241 131.86 -246 130.40 -249 131.87 -250 130.34 -250 130.38 -250 130.47 -251 131.62 -252 130.44 -258 130.79 -259 130.15 -266 131.04 -267 130.79 -267 130.57 -268 132.22 -279 131.78 -279 131.89 -284 130.34 -286 130.34 -294 131.04 -295 131.96 -296 132.00 -298 131.77 -300 130.38 -300 131.86 -308 129.86 -310 130.34 -316 130.44 -322 130.90 -333 130.41 -333 131.96 -333 131.93 -344 131.86 -347 130.15 -350 131.86 -353 131.63 -353 131.58 -354 131.45 -357 130.15 -362 131.83 -362 130.28 -362 131.86 -363 131.86 -363 131.83 -366 129.84 -367 131.90 -367 131.93 -369 132.20 -370 130.30 -370 131.64 -370 131.80 -371 130.57 -376 130.57 -377 130.15 -381 130.25 -385 131.67 -388 131.89 -388 130.40 -388 131.86 -400 130.59 -407 131.71 -409 130.10 -410 130.15 -411 129.84 -417 131.64 -420 131.96 -425 131.65 -426 130.44 -441 130.38 -446 130.90 -461 130.15 -471 129.86 -477 130.40 -481 130.15 -500 129.87 -509 129.84 -510 131.86 -525 130.09 -541 130.41 -546 129.97 -550 130.68 -562 131.83 -563 131.67 -563 130.44 -573 130.41 -599 130.50 -603 131.80 -609 130.38 -618 131.74 -619 131.74 -631 130.44 -651 130.31 -665 130.40 -677 129.87 -685 130.38 -691 130.40 -692 131.80 -693 129.87 -693 131.83 -697 131.86 -700 131.70 -725 130.15 -731 131.80 -736 130.40 -782 130.15 -783 131.67 -785 131.86 -790 130.40 -797 130.90 -797 131.63 -797 131.90 -800 130.44 -804 131.70 -812 131.83 -815 130.60 -827 131.70 -833 130.40 -841 131.67 -842 130.47 -849 130.90 -867 130.90 -868 131.63 -888 131.71 -940 131.83 -1000 130.09 -1000 131.73 -1000 131.75 -1000 131.85 -1041 131.80 -1113 131.86 -1124 131.70 -1124 131.62 -1149 131.80 -1151 132.00 -1243 132.22 -1244 131.80 -1333 131.80 -1334 131.80 -1341 130.16 -1376 131.71 -1398 131.86 -1403 131.83 -1466 132.00 -1500 130.38 -1501 131.90 -1529 131.89 -1532 131.67 -1583 131.86 -1597 131.90 -1614 131.83 -1614 131.80 -1614 131.80 -1614 131.80 -1614 131.80 -1614 131.83 -1614 131.83 -1614 131.83 -1614 131.83 -1614 131.83 -1615 132.20 -1617 132.00 -1617 132.00 -1617 132.00 -1620 131.90 -1620 131.90 -1620 131.90 -1620 131.90 -1625 131.63 -1625 131.62 -1630 129.84Total 151,435 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of Exercise Type, e.g. Expiry Option money selling, securities to American,e.g. call option purchasing, which the option Price (AUD) European etc. date paid/received varying etc. relates (Note 6) per unit (AUD) (Note 4) C Barrier purchasing 8000 124 E 27-Feb-08 2.21 C Barrier purchasing 4640 124 E 27-Feb-08 2.14 C Barrier purchasing 4000 124 E 27-Feb-08 2.13 C Barrier purchasing 4000 124 E 27-Feb-08 2.15 C Barrier purchasing 3360 124 E 27-Feb-08 2.09 C IWarrant purchasing 600 80 A 20-Dec-07 51.22 C IWarrant purchasing 200 59 A 23-Apr-08 76.00 C IWarrant purchasing 200 80 A 20-Dec-07 51.22 C IWarrant purchasing 200 80 A 20-Dec-07 51.22 C IWarrant purchasing 150 59 A 23-Apr-08 74.80 C Barrier selling -4000 124 E 27-Feb-08 2.39 C Barrier selling -4000 124 E 27-Feb-08 2.40 C Barrier selling -12000 124 E 27-Feb-08 2.09 C Barrier selling -20000 124 E 27-Feb-08 2.49 C Barrier selling -20000 124 E 27-Feb-08 2.49 (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 21 November 2007 Contact name Pavla Trskova Telephone number 02890 409544 Name of offeree/offeror with which connected BHP Billiton plc Nature of connection (Note 9) Corporate Broker/Financial Advisor Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 8 DETAILS OF OPEN POSITIONS (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate) OPEN POSITIONS (Note 1) Product name, Written or Number of Exercise price Type, e.g. Expiry date purchased securities to which (Note 2) American, Europeane.g. call option the option or etc. derivative relates P Option written 300000 112.00 A 24-Jan-08 P Option written 200000 88.00 A 27-Mar-08 P Option written 196200 96.00 E 20-Dec-07 P Option written 163200 100.00 E 20-Dec-07 P Option written 148000 90.00 A 20-Dec-07 P Option written 125000 108.00 A 20-Dec-07 C Option purchased 123000 135.00 A 20-Dec-07 P Option written 120000 110.00 E 20-Dec-07 C Option purchased 111000 94.00 A 29-Nov-07 C Option purchased 100000 116.00 A 29-Nov-07 P Option written 100000 90.00 A 27-Mar-08 C Option purchased 100000 92.00 A 29-Nov-07 P Option written 87000 87.00 A 29-Nov-07 P Option written 80000 112.00 A 29-Nov-07 C Option purchased 75000 116.00 A 20-Dec-07 C Option purchased 67000 108.00 A 20-Dec-07 C Option purchased 65000 112.00 A 27-Mar-08 P Option written 57000 110.00 A 20-Dec-07 P Option written 55000 104.00 A 20-Dec-07 P Option written 54000 108.00 A 29-Nov-07 C Option purchased 53000 108.00 A 29-Nov-07 P Option written 50979 56.15 A 11-Oct-10 P Option written 50000 66.00 A 20-Dec-07 C Option purchased 50000 94.00 A 20-Dec-07 P Option written 50000 87.00 A 20-Dec-07 C Option purchased 49000 104.00 A 29-Nov-07 P Option written 40000 74.25 E 27-Jul-11 P Option written 30588 56.03 E 3-Nov-08 C Option purchased 25000 100.00 A 20-Dec-07 C Option purchased 25000 110.00 A 29-Nov-07 C Option purchased 23000 96.00 A 20-Dec-07 C Option purchased 22000 100.00 A 20-Dec-07 C Option purchased 14000 102.00 A 29-Nov-07 P Option written 14000 96.00 A 29-Nov-07 P Option written 10000 106.00 A 20-Dec-07 C Option purchased 9000 98.00 A 29-Nov-07 P Option written 7517 116.82 A 11-Jul-12 P Option written 6789 94.91 A 23-Jun-11 P Option written 6646 37.61 E 1-Oct-09 P Option written 6415 77.94 E 19-Feb-10 P Option written 6268 88.60 A 27-Mar-12 C Option purchased 6000 119.66 A 24-Jan-08 P Option written 5906 119.75 A 28-Jun-12 P Option written 5780 109.19 A 30-May-12 P Option written 5608 92.64 A 24-Jun-11 C Option purchased 5000 100.00 A 29-Nov-07 P Option written 5000 107.89 A 24-Jan-08 C Option purchased 5000 116.00 A 20-Dec-07 P Option written 4886 97.27 A 28-Aug-12 P Option written 4420 88.07 A 23-Jun-11 P Option written 4320 99.12 A 25-Apr-12 C Option purchased 4000 96.00 A 29-Nov-07 P Option written 3828 115.61 A 13-Jun-12 P Option written 3801 96.12 A 23-Jun-11 P Option written 3105 99.80 A 28-Apr-11 C Option purchased 3000 112.00 A 29-Nov-07 P Option written 2994 85.04 A 28-Mar-11 P Option written 2862 119.00 A 11-Jul-12 P Option written 2591 38.58 E 1-Dec-09 P Option written 2269 44.08 E 30-Jun-08 P Option written 2248 73.85 A 29-Dec-10 P Option written 2024 98.79 E 29-Jun-10 C Option purchased 2000 78.46 A 24-Sep-09 P Option written 1976 160.93 A 28-Nov-12 P Option written 1370 85.07 A 28-Feb-11 P Option written 1273 78.50 E 30-Jun-11 P Option written 1188 105.30 A 23-May-11 P Option written 1152 43.37 E 28-Jun-10 P Option written 1152 43.37 E 28-Jun-10 P Option written 1132 83.22 A 7-Oct-11 P Option written 1037 43.37 E 27-Jun-08 C Option purchased 1000 106.00 A 26-Jun-08 P Option written 869 89.44 A 7-Feb-11 P Option written 765 43.96 E 30-Jun-08 P Option written 700 103.70 A 15-May-12 P Option written 561 89.00 E 9-Aug-10 P Option written 514 77.80 E 30-Jun-09 P Option written 464 95.75 E 29-Jun-10 P Option written 454 44.08 E 30-Jun-08 P Option written 405 98.10 A 25-Jun-10 P Option written 392 131.14 A 11-Oct-12 P Option written 388 77.20 E 27-Jun-11 P Option written 337 29.61 E 25-Jun-08 P Option written 332 75.22 E 24-May-10 P Option written 302 82.55 E 17-May-10 P Option written 290 95.75 E 28-Jun-10 P Option written 266 94.08 A 28-Jul-11 P Option written 254 78.60 E 7-Jul-11 P Option written 236 84.55 E 9-May-11 P Option written 208 95.70 E 5-Sep-12 P Option written 208 95.70 E 5-Sep-12 P Option written 203 98.22 E 12-Sep-12 P Option written 203 98.22 E 12-Sep-12 P Option written 191 78.50 E 30-Jun-11 P Option written 191 78.50 E 30-Jun-11 P Option written 159 94.02 A 28-Jul-11 P Option written 141 93.60 A 28-Jul-11 P Option written 138 72.57 E 21-Jan-08 P Option written 138 92.66 A 28-Jul-11 P Option purchased -203 98.22 E 12-Sep-12 P Option purchased -208 95.70 E 5-Sep-12 C Barrier written -800 100.00 E 28-Nov-07 C IWarrant written -850 80.00 A 20-Dec-07 C Option written -1000 105.01 E 20-Dec-07 C Option written -1000 125.00 A 20-Dec-07 P Option purchased -1000 94.00 A 26-Jun-08 C IWarrant written -1070 100.00 A 27-Mar-08 P Option purchased -2000 106.00 A 29-Nov-07 C Option written -2000 107.89 A 24-Jan-08 P Option purchased -2000 77.00 A 22-Dec-11 P Option purchased -2000 90.00 A 29-Nov-07 C IWarrant written -2700 59.00 A 23-Apr-08 C SFIWarrant written -3428 54.39 A 28-Jun-12 C IWarrant written -4500 70.00 A 27-Mar-08 C IWarrant written -4770 42.50 A 23-Jun-08 P Option purchased -5000 68.00 A 23-Dec-10 C Option written -5000 90.00 A 20-Dec-07 C IWarrant written -5149 64.00 A 19-Jun-09 P Option purchased -8000 100.00 A 20-Dec-07 P Option purchased -8000 98.00 A 29-Nov-07 C IWarrant written -8360 60.00 A 29-Nov-07 P Option purchased -10000 130.00 A 27-Mar-08 P Option purchased -10000 82.00 A 20-Dec-07 P Option purchased -14000 102.00 A 29-Nov-07 P Option purchased -15000 80.00 A 27-Mar-08 C Barrier written -16000 110.00 E 27-Feb-08 P Option purchased -16000 114.00 A 29-Nov-07 C Option written -18000 106.00 A 20-Dec-07 P Option purchased -18000 74.00 A 26-Jun-08 P Option purchased -20000 112.00 A 20-Dec-07 C Option written -20000 114.00 A 29-Nov-07 C Option written -23000 90.00 A 20-Dec-07 P Option purchased -23000 90.00 A 20-Dec-07 P Option purchased -23000 92.00 A 20-Dec-07 C Option written -25000 115.73 A 24-Jan-08 C Option written -25000 118.00 A 20-Dec-07 C Option written -25000 120.00 A 29-Nov-07 P Option purchased -26000 100.00 A 29-Nov-07 P Option purchased -26000 104.00 A 29-Nov-07 C Option written -30000 104.00 A 20-Dec-07 C Barrier written -32000 120.00 E 19-Dec-07 C Option written -32000 112.00 A 20-Dec-07 C Option written -33000 85.00 A 22-Dec-11 C Option written -34000 102.00 A 20-Dec-07 C Option written -35000 106.00 A 29-Nov-07 P Option purchased -44000 72.00 A 18-Dec-08 P Option purchased -46000 119.66 A 24-Jan-08 C Option written -48000 114.00 A 20-Dec-07 P Option purchased -48000 96.00 A 20-Dec-07 C Option written -50000 122.00 A 18-Dec-08 C Option written -50000 87.00 A 20-Dec-07 C Barrier written -58000 96.00 E 19-Dec-07 P Option purchased -60000 80.00 A 22-Dec-11 C Option written -65000 118.00 A 29-Nov-07 P Option purchased -73000 94.00 A 20-Dec-07 C Option written -75000 56.89 A 24-Sep-09 P Option purchased -76000 75.00 A 22-Dec-11 P Option purchased -87000 88.00 A 20-Dec-07 P Option purchased -93000 100.00 A 27-Mar-08 P Option purchased -95000 102.00 A 20-Dec-07 C Barrier written -96000 124.00 E 27-Feb-08 P Option purchased -96000 110.00 A 29-Nov-07 C Option written -99000 110.00 A 20-Dec-07 C Option written -100000 104.00 A 27-Mar-08 P Option purchased -100000 110.00 A 27-Mar-08 C Option written -100000 112.00 A 24-Jan-08 P Option purchased -100000 84.00 A 27-Mar-08 P Option purchased -100000 94.00 A 27-Mar-08 P Option purchased -100000 96.00 A 27-Mar-08 C Option written -100000 87.00 A 20-Dec-07 P Option purchased -112000 68.66 A 24-Sep-09 C Option written -145000 90.00 A 26-Jun-08 C Barrier written -200000 90.00 E 19-Dec-07 P Option purchased -242000 78.46 A 24-Sep-09 C Option written -258000 120.00 E 20-Dec-07 C Option written -300000 100.00 E 20-Dec-07 Notes 1. Where there are open option positions or open derivative positions (exceptfor CFDs), full details should be given. Full details of any existingagreements to purchase or to sell should also be given on this form. 2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rule 8 and itsNotes which can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto