21st Jan 2008 11:19
Deutsche Bank AG London21 January 2008 FORM 38.5(a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Bank AG London Company dealt in Biffa Plc Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 18/01/2008 2. DEALINGS (Note 2) (a) Purchases and sales Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3) GBP GBP 535,529 3.35 3.285 Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3) GBP GBP 451,421 3.3475 3.2875 (b) Derivatives transactions (other than options) Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)e.g. CFD GBP CFD Long 768 3.3175CFD Long 15563 3.308804CFD Short 3215 3.3192CFD Short 12862 3.3522CFD Short 114900 3.313301CFD Short 1,540 3.3121 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per unit (Note 3) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 3) 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 21/01/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Montagu Private Equity LLP / HG Pooled Management Limited Nature of connection (Note 6) Connected advisor to offeror Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk FORM 38.5(a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Bank AG London Company dealt in Resolution Plc Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 18/01/2008 2. DEALINGS (Note 2) (a) Purchases and sales Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3) GBP GBP 267,928 7.15 7.11 Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3) GBP GBP 9,532,169 7.16 7.105 (b) Derivatives transactions (other than options) Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)e.g. CFD GBP CFD Long 6,280,458 7.109CFD Long 3,000,000 7.11CFD Long 65,000 7.111058CFD Long 3,009 7.115CFD Long 12,472 7.1079CFD Short 10,000 7.1179CFD Short 4,364 7.1275CFD Short 1,621 7.238CFD Short 1,704 7.2131CFD Short 2,749 7.1669CFD Short 3,922 7.255CFD Short 104,401 7.126CFD Short 106,100 7.142368 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 5) price European etc. date paid/received per unit (Note 3) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 3) 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 21/01/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Pearl Assurance Plc Nature of connection (Note 6) Connected Advisor to Offeror Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk FORM 38.5(a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Bank AG London Company dealt in Scottish & Newcastle Plc Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 18/01/2008 2. DEALINGS (Note 2) (a) Purchases and sales Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3) GBP GBP 833,452 7.7675 7.625 Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3) GBP GBP 581,675 7.705 7.562833 (b) Derivatives transactions (other than options) Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)e.g. CFD GBP CFD Purchase 53,763 7.562833CFD Purchase 2,500 7.6703CFD Purchase 250,000 7.6885CFD Purchase 45,848 7.646373CFD Short 65,918 7.651839CFD Short 9,305 7.6579CFD Short 49,630 7.661828CFD Short 250,000 7.670514CFD Short 50,000 7.67104CFD Short 50,000 7.676343CFD Short 92,387 7.68295CFD Short 23,000 7.701739CFD Short 23,000 7.7675CFD Short 5,750 7.7675CFD Short 2,643 7.7873CFD Short 2,780 7.7605CFD Short 4,483 7.7109CFD Short 156,800 7.656024 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per unit (Note 3) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 3) 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 21/01/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Scottish & Newcastle Plc Nature of connection (Note 6) Connected Advisor to Offeree Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk FORM 38.5(a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Bank AG London Company dealt in Xstrata Plc Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 18/01/2008 2. DEALINGS (Note 2) (a) Purchases and sales Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3) GBP GBP 2,880,280 33.85 30.69 Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3) GBP GBP 814,700 33.83 30.61 (b) Derivatives transactions (other than options) Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)e.g. CFD GBP CFD Long 76,576 32.1247CFD Long 25,000 32.796671CFD Long 7,000 33.297392CFD Long 4,000 33.3598CFD Long 2,000 32.660427CFD Long 2,771 33.63CFD Long 3,729 31.6503CFD Long 3,729 31.6503CFD Long 11,900 33.6326CFD Long 76,921 32.5626CFD Short 299 33.63CFD Short 1,978 34.2112CFD Short 2,080 34.0935CFD Short 3,355 33.8754CFD Short 29,987 32.411569CFD Short 35,122 31.2625CFD Short 5,000 31.38135CFD Short 35,124 31.7524CFD Short 2,500 32.094CFD Short 59 32.4634CFD Short 406,716 32.88926CFD Short 975,000 33.628731CFD Short 484,952 33.67574CFD Short 600,000 33.69537CFD Short 100,000 33.76CFD Short 17,260 33.783802 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per unit (Note 3) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 3) 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 21/01/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Xstrata Plc Nature of connection (Note 6) Connected Advisor to Offeree Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
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