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EPT Disclosure

12th Sep 2008 10:25

RNS Number : 3155D
SG Option Europe
12 September 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

SG Option Europe

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

10p Ordinary

Date of dealing

11 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

2,544,622   0.25

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

2,544,622  0.25

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/Sale

Number of Securities

Price per unit (GBP)

Purchase

200

40.50

Purchase

366

40.54

Purchase

503

40.63

Purchase

351

40.64

Purchase

970

40.66

Purchase

364

40.70

Purchase

365

40.72

Purchase

462

40.76

Purchase

345

40.77

Purchase

81

40.82

Purchase

521

40.94

Purchase

190

40.95

Purchase

591

40.96

Purchase

551

40.97

Purchase

590

40.98

Purchase

371

41.03

Purchase

535

41.07

Purchase

166

41.09

Purchase

298

41.17

Purchase

298

41.18

Purchase

595

41.19

Purchase

1582

41.20

Purchase

1015

41.21

Purchase

624

41.22

Purchase

734

41.23

Purchase

296

41.26

Purchase

72

41.27

Purchase

204

41.32

Purchase

352

41.36

Purchase

761

41.37

Purchase

907

41.38

Purchase

174

41.41

Purchase

373

41.45

Purchase

363

41.47

Purchase

1547

41.48

Purchase

772

41.50

Purchase

427

41.51

Purchase

2433

41.52

Purchase

457

41.53

Purchase

95266

41.58

Purchase

200

41.59

Purchase

272

41.60

Purchase

74

41.61

Purchase

9895

41.61

Purchase

265428

41.64

Purchase

381

41.64

Purchase

166

41.65

Purchase

93325

41.67

Purchase

188

41.68

Purchase

176

41.69

Purchase

136

41.76

Purchase

187

41.78

Purchase

547

41.80

Purchase

358

41.82

Purchase

547

41.85

Purchase

961

41.88

Purchase

1049

41.89

Purchase

318

41.90

Purchase

1267

41.91

Purchase

1071

41.92

Purchase

708

41.93

Purchase

728

41.94

Purchase

1448

41.95

Purchase

1811

41.96

Purchase

969

41.97

Purchase

853

41.98

Purchase

316

41.99

Purchase

2619

42.00

Purchase

2585

42.03

Purchase

108

42.08

Purchase

160

42.11

Purchase

1900

42.11

Purchase

98

42.23

Purchase

630

42.29

Purchase

318

42.30

Purchase

182

42.31

Purchase

319

42.32

Purchase

663

42.33

Purchase

166

42.34

Purchase

452

42.35

Purchase

655

42.39

Purchase

729

42.43

Purchase

377

42.44

Purchase

1039

42.45

Purchase

342

42.46

Purchase

889

42.47

Purchase

665

42.48

Purchase

608

42.49

Purchase

529

42.50

Purchase

244

42.51

Purchase

558

42.52

Purchase

643

42.53

Purchase

502

42.55

Purchase

344

42.58

Purchase

645

42.59

Purchase

344

42.62

Total Purchase

519764

 

Sale

182

40.64

Sale

182

40.65

Sale

43

40.75

Sale

74

40.77

Sale

282

40.79

Sale

300

40.89

Sale

182

40.90

Sale

182

40.91

Sale

182

40.94

Sale

182

40.95

Sale

182

40.96

Sale

352

40.97

Sale

182

40.98

Sale

246

41.00

Sale

685

41.01

Sale

685

41.02

Sale

135

41.03

Sale

182

41.06

Sale

182

41.07

Sale

237

41.15

Sale

182

41.18

Sale

182

41.20

Sale

182

41.22

Sale

90

41.24

Sale

182

41.25

Sale

413

41.26

Sale

623

41.28

Sale

295

41.29

Sale

104

41.33

Sale

189132

41.36

Sale

182

41.37

Sale

364

41.43

Sale

182

41.44

Sale

182

41.49

Sale

5756

41.50

Sale

171

41.54

Sale

166

41.55

Sale

207

41.58

Sale

182

41.60

Sale

508

41.62

Sale

2672

41.63

Sale

166

41.64

Sale

53

41.66

Sale

39220

41.67

Sale

597

41.67

Sale

597

41.68

Sale

1440

41.69

Sale

298

41.71

Sale

299

41.73

Sale

2407

41.74

Sale

182

41.75

Sale

182

41.76

Sale

8396

41.77

Sale

182

41.84

Sale

932

41.85

Sale

300

41.86

Sale

182

41.87

Sale

310

41.88

Sale

182

41.90

Sale

200

41.91

Sale

547

41.92

Sale

182

41.93

Sale

364

41.94

Sale

360

41.95

Sale

182

41.96

Sale

441

41.97

Sale

836

41.99

Sale

625

42.01

Sale

260

42.03

Sale

131

42.05

Sale

181

42.09

Sale

470

42.10

Sale

1811

42.11

Sale

359

42.12

Sale

639

42.27

Sale

1325

42.28

Sale

660

42.29

Sale

111

42.31

Sale

182

42.34

Sale

553

42.35

Sale

200

42.37

Sale

153

42.38

Sale

182

42.39

Sale

182

42.40

Sale

110

42.45

Sale

364

42.53

Sale

919

42.55

Sale

182

42.58

Sale

364

42.59

Sale

331

42.62

Sale

546

42.63

Sale

400

42.68

Sale

182

42.74

Total Sale

277275

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

12 September 2008

Contact name

Patrick Overmeer

Telephone number

0207 676 6885

Name of offeree/offeror with which connected

Rio Tinto

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
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Change50.81