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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Sydney branch
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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5-06-08
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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2,112,299
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0.063
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7,955,720
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0.237
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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2,816,000
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0.084
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5,365,000
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0.159
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Total
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4,928,299
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0.147
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13,320,720
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0.396
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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|
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4) (AUD)
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Purchase
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1
|
43.13
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Purchase
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212
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43.13
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Purchase
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212
|
43.13
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|
Purchase
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5,000
|
43.13
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|
Purchase
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91
|
43.13
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|
Purchase
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4,001
|
43.13
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Purchase
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483
|
43.12
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Purchase
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4,308
|
43.15
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Purchase
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3,827
|
43.15
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Purchase
|
1,865
|
43.14
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|
Purchase
|
1,148
|
43.06
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|
Purchase
|
2,186
|
43.06
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|
Purchase
|
1,466
|
43.06
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|
Purchase
|
2,129
|
43.06
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Purchase
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740
|
43.06
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Purchase
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200
|
43.06
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Purchase
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131
|
43.06
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Purchase
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3,029
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43.00
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Purchase
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459
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43.00
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Purchase
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459
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43.00
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Purchase
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459
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43.00
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Purchase
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1,736
|
43.00
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Purchase
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126
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43.00
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Purchase
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400
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43.00
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Purchase
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200
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43.00
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Purchase
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459
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43.00
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Purchase
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1,200
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43.00
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Purchase
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500
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43.00
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Purchase
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973
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43.00
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Purchase
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-956
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43.25
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Purchase
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956
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43.25
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Purchase
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2,791
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43.25
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Purchase
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45
|
43.25
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Purchase
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168
|
43.25
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Purchase
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562
|
43.24
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Purchase
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333
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43.23
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Purchase
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114
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43.20
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Purchase
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150
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43.20
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Purchase
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1,667
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43.20
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Purchase
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3,214
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43.20
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Purchase
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4,914
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43.42
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Purchase
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86
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43.42
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Purchase
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956
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43.25
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Sale
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-10,000
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43.00
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Total Buys:53000
Total Sells:10000
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Product Description
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Written/Purchased
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No. of Securities
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Exercise Price
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Type
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Expiry Date
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Call Option
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PURCHASED
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50,000
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18.00
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American
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Jul 24 2008
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Call Option
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PURCHASED
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550,000
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31.00
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American
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Jun 26 2008
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Call Option
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PURCHASED
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200,000
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32.00
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American
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Jan 29 2009
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Call Option
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PURCHASED
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100,000
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32.00
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American
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Jul 24 2008
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Call Option
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PURCHASED
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100,000
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35.00
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American
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Jul 24 2008
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Call Option
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PURCHASED
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100,000
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37.00
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American
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Sep 25 2008
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Call Option
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PURCHASED
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28,000
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40.00
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American
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Sep 25 2008
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Call Option
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PURCHASED
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91,000
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41.00
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American
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Jun 26 2008
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Call Option
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PURCHASED
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2,000
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41.00
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American
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Sep 25 2008
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Call Option
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PURCHASED
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35,000
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42.00
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American
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Jun 26 2008
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Call Option
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PURCHASED
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51,000
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43.00
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American
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Jun 26 2008
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Call Option
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PURCHASED
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200,000
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44.00
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American
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Mar 25 2010
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Call Option
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PURCHASED
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53,000
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45.00
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American
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Jun 26 2008
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Call Option
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PURCHASED
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52,000
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46.00
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American
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Jun 26 2008
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Call Option
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PURCHASED
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28,000
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47.00
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American
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Jun 26 2008
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Call Option
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PURCHASED
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50,000
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50.00
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American
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Dec 18 2008
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Call Option
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PURCHASED
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2,000
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50.00
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American
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Jun 26 2008
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Call Option
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PURCHASED
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25,000
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55.00
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American
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Jun 25 2009
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Call Option
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PURCHASED
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2,000
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55.00
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American
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Jun 26 2008
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Call Option
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PURCHASED
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50,000
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56.00
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American
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Sep 25 2008
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Call Option
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PURCHASED
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10,000
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60.00
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American
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Jan 29 2009
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Call Option
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PURCHASED
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50,000
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60.00
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American
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Jun 26 2008
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Call Option
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PURCHASED
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66,000
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38.50
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American
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Jun 26 2008
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Call Option
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PURCHASED
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35,000
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49.00
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American
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Jun 26 2008
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Call Option
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PURCHASED
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1,000
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52.00
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American
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Jun 26 2008
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Call Option
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PURCHASED
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10,000
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52.00
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American
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Sep 25 2008
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Call Option
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PURCHASED
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50,000
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57.00
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American
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Sep 25 2008
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Call Option
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WRITTEN
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1,000,000
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0.01
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American
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Jul 24 2008
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Call Option
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WRITTEN
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2,284,000
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0.01
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American
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Jun 26 2008
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Call Option
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WRITTEN
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80,000
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37.00
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American
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Jun 26 2008
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Call Option
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WRITTEN
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200,000
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38.00
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American
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Jun 26 2008
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Call Option
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WRITTEN
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55,000
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39.00
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American
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Dec 18 2008
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Call Option
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WRITTEN
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100,000
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40.00
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American
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Jun 26 2008
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Call Option
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WRITTEN
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50,000
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44.00
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American
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Jun 26 2008
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Call Option
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WRITTEN
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170,000
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46.00
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American
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Dec 18 2008
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Call Option
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WRITTEN
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300,000
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50.00
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American
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Jun 25 2009
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Call Option
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WRITTEN
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52,000
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50.00
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American
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Mar 25 2010
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Put Option
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PURCHASED
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75,000
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18.00
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American
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Jul 24 2008
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Put Option
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PURCHASED
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250,000
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19.50
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American
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Jul 24 2008
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Put Option
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PURCHASED
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150,000
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22.00
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American
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Jul 24 2008
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Put Option
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PURCHASED
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1,000
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30.00
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American
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Sep 25 2008
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Put Option
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PURCHASED
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66,000
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34.00
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American
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Jun 26 2008
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Put Option
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PURCHASED
|
50,000
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34.00
|
American
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Sep 25 2008
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Put Option
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PURCHASED
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75,000
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35.00
|
American
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Aug 28 2008
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Put Option
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PURCHASED
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25,000
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37.00
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American
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Jun 26 2008
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Put Option
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PURCHASED
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100,000
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37.00
|
American
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Sep 25 2008
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Put Option
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PURCHASED
|
108,000
|
40.00
|
American
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Jun 26 2008
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Put Option
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PURCHASED
|
10,000
|
42.00
|
American
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Jun 26 2008
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Put Option
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PURCHASED
|
9,000
|
43.00
|
American
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Jun 26 2008
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Put Option
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PURCHASED
|
5,000
|
46.00
|
American
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Jun 26 2008
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Put Option
|
PURCHASED
|
50,000
|
50.00
|
American
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Jun 25 2009
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Put Option
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PURCHASED
|
100,000
|
50.00
|
American
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Mar 26 2009
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Put Option
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WRITTEN
|
200,000
|
24.00
|
American
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Jul 24 2008
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|
Put Option
|
WRITTEN
|
250,000
|
30.00
|
American
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Jun 26 2008
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|
Put Option
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WRITTEN
|
4,000
|
31.00
|
American
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Jun 26 2008
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|
Put Option
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WRITTEN
|
50,000
|
35.00
|
American
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Jul 24 2008
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|
Put Option
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WRITTEN
|
3,000
|
35.00
|
American
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Jun 26 2008
|
|
Put Option
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WRITTEN
|
6,000
|
36.00
|
American
|
Jun 26 2008
|
|
Put Option
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WRITTEN
|
4,000
|
38.00
|
American
|
Dec 18 2008
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|
Put Option
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WRITTEN
|
1,000
|
38.00
|
American
|
Jul 24 2008
|
|
Put Option
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WRITTEN
|
105,000
|
38.00
|
American
|
Jun 26 2008
|
|
Put Option
|
WRITTEN
|
22,000
|
39.00
|
American
|
Dec 18 2008
|
|
Put Option
|
WRITTEN
|
50,000
|
39.00
|
American
|
Jun 26 2008
|
|
Put Option
|
WRITTEN
|
17,000
|
40.00
|
American
|
Sep 25 2008
|
|
Put Option
|
WRITTEN
|
50,000
|
41.00
|
American
|
Sep 25 2008
|
|
Put Option
|
WRITTEN
|
5,000
|
43.00
|
American
|
Sep 25 2008
|
|
Put Option
|
WRITTEN
|
2,000
|
45.00
|
American
|
Jun 26 2008
|
|
Put Option
|
WRITTEN
|
56,000
|
47.00
|
American
|
Jun 26 2008
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