20th Oct 2008 15:40
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
Amendment: This disclosure also contains amendments to figures previously disclosed.
1. KEY INFORMATION
|
Name of exempt principal trader |
Citigroup Global Markets UK Equity Limited |
|
Company dealt in |
Rio Tinto Plc |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ord/Equity |
|
Date of dealing |
15 October 2008 |
2. DEALINGS (Note 2)
Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
100,000 |
AUD 63.4767 |
AUD 59.0544 |
|
675,226 |
GBP 27.4500 |
GBP 22.9300 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
711,433 |
GBP 27.4200 |
GBP 22.8200 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
100,000 |
GBP 25.0000 |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
None. |
|
Date of disclosure |
20 October 2008 |
|
Contact name |
Ciaran Lavery |
|
Telephone number |
02890 409539 |
|
Name of offeree/offeror with which connected |
BHP Billiton Plc |
|
Nature of connection (Note 6) |
Financial Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Amendments to previous Rule 38.5(a) disclosures
07 October 2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
421,086 |
GBP 30.8400 |
GBP 28.8800 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
443,685 |
GBP 31.2300 |
GBP 28.6200 |
08 October 2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
701,071 |
GBP 29.3400 |
GBP 25.8600 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
30,000 |
AUD 74.1456 |
AUD 74.1456 |
|
587,277 |
GBP 29.1700 |
GBP 25.9800 |
09 October 2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
893,098 |
GBP 29.1500 |
GBP 26.6000 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
100,000 |
AUD 69.2259 |
AUD 67.8896 |
|
770,236 |
GBP 29.1500 |
GBP 26.8000 |
10 October 2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
999,056 |
GBP 25.7000 |
GBP 22.9100 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
50,000 |
AUD 62.4309 |
AUD 62.4309 |
|
725,438 |
GBP 25.7700 |
GBP 22.9900 |
14 October 2008
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
849,670 |
GBP 30.8000 |
GBP 27.4000 |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
50,000 |
AUD 72.8770 |
AUD 72.8770 |
|
778,734 |
GBP 30.7800 |
GBP 27.4200 |
Related Shares:
Rio Tinto