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EPT Disclosure

23rd Sep 2008 09:45

RNS Number : 0577E
SG Option Europe
23 September 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

SG Option Europe

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

10p Ordinary

Date of dealing

22 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

1,178,660   0.10

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

1,178,660  0.10

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/Sale

Number of Securities

Price per unit (GBP)

Purchase

206

42.03

Purchase

300

42.04

Purchase

495

42.07

Purchase

330

42.29

Purchase

200

42.30

Purchase

337

42.31

Purchase

200

42.34

Purchase

1279

42.36

Purchase

12439

42.38

Purchase

16483

42.40

Purchase

181

42.42

Purchase

5524

42.45

Purchase

206

42.46

Purchase

756

42.48

Purchase

505

42.50

Purchase

339

42.52

Purchase

346

42.53

Purchase

792

42.54

Purchase

342

42.55

Purchase

346

42.57

Purchase

22976

42.58

Purchase

316

42.58

Purchase

346

42.59

Purchase

50665

42.60

Purchase

611

42.60

Purchase

804

42.61

Purchase

331

42.62

Purchase

331

42.63

Purchase

203

42.64

Purchase

330

42.65

Purchase

542

42.65

Purchase

620

42.66

Purchase

430

42.67

Purchase

150

42.68

Purchase

897

42.69

Purchase

203

42.70

Purchase

169

42.72

Purchase

527

42.76

Purchase

645

42.77

Purchase

165

42.79

Purchase

720

42.80

Purchase

462

42.83

Purchase

800

42.85

Purchase

667

42.86

Purchase

1070

42.88

Purchase

235235

42.89

Purchase

543

42.89

Purchase

165

42.90

Purchase

194

42.91

Purchase

418

42.92

Purchase

757

42.93

Purchase

181

42.94

Purchase

346

42.95

Purchase

679

42.97

Purchase

1090

42.98

Purchase

2417

43.00

Purchase

2762

43.01

Purchase

656

43.02

Purchase

181

43.03

Purchase

866

43.04

Purchase

971

43.05

Purchase

394

43.06

Purchase

948

43.07

Purchase

165

43.08

Purchase

1124

43.09

Purchase

807

43.10

Purchase

758

43.11

Purchase

1398

43.12

Purchase

568

43.13

Purchase

1331

43.14

Purchase

774

43.15

Purchase

124

43.16

Purchase

30792

43.17

Purchase

149

43.17

Purchase

165

43.19

Purchase

1493

43.20

Purchase

181

43.26

Purchase

317

43.30

Purchase

314

43.31

Purchase

801

43.33

Purchase

1367

43.33

Purchase

181

43.34

Purchase

350

43.35

Purchase

1175

43.36

Purchase

1965

43.37

Purchase

526

43.40

Purchase

172

43.45

Purchase

954

43.46

Purchase

820

43.47

Purchase

822

43.48

Purchase

252

43.49

Purchase

250

43.51

Purchase

970

43.53

Purchase

544

43.57

Purchase

1014

43.60

Purchase

596

43.61

Purchase

773

43.62

Purchase

544

43.65

Purchase

272

43.67

Purchase

389

43.72

Purchase

400

43.80

Purchase

28

43.84

Purchase

196

43.85

Purchase

396

43.88

Total Purchase

431606

 

Sale

4083

42.32

Sale

100

42.37

Sale

2661

42.40

Sale

570

42.41

Sale

2663

42.51

Sale

165

42.53

Sale

502

42.63

Sale

968

42.64

Sale

654

42.65

Sale

3345

42.66

Sale

200

42.66

Sale

207

42.67

Sale

419

42.68

Sale

150

42.70

Sale

361

42.72

Sale

400

42.73

Sale

165

42.74

Sale

13861

42.74

Sale

739

42.75

Sale

197

42.78

Sale

423

42.80

Sale

407

42.81

Sale

1269

42.82

Sale

83917

42.82

Sale

596

42.85

Sale

495

42.86

Sale

410

42.88

Sale

291

42.89

Sale

483

42.90

Sale

295

42.91

Sale

1074

42.92

Sale

35

42.93

Sale

493

42.94

Sale

83801

42.96

Sale

374

42.97

Sale

784

42.99

Sale

6000

43.00

Sale

200

43.01

Sale

989

43.02

Sale

821

43.06

Sale

165

43.07

Sale

408

43.10

Sale

3363

43.11

Sale

424

43.13

Sale

55300

43.16

Sale

15

43.20

Sale

181

43.29

Sale

200

43.30

Sale

200

43.32

Sale

181

43.34

Sale

48

43.36

Sale

1420

43.36

Sale

481

43.39

Sale

2357

43.45

Sale

181

43.46

Sale

100

43.47

Sale

181

43.49

Sale

181

43.50

Sale

362

43.54

Sale

181

43.61

Sale

181

43.72

Sale

181

43.75

Sale

200

43.78

Sale

948

43.81

Sale

400

43.84

Sale

696

43.85

Sale

100

43.86

Sale

484

43.87

Sale

484

43.88

Sale

483

43.90

Sale

889

43.91

Sale

181

43.95

Sale

492

44.00

Sale

8

44.01

Total Sale

287223

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

23 September 2008

Contact name

Patrick Overmeer

Telephone number

0207 676 6885

Name of offeree/offeror with which connected

Rio Tinto

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
FTSE 100 Latest
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Change50.81