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EPT Disclosure

21st Oct 2008 11:28

RNS Number : 3248G
Credit Suisse Equities (Australia)
21 October 2008
 

4FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

 

Credit Suisse Equities (Australia) Limited

 

 

Company dealt in

BHP Billiton Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

 

Ordinary Shares

Date of dealing

20-10-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

11373040

0.339

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

11373040

0.339

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

207,592

24.59

Purchase

103,796

24.59

Purchase

-103,796

0.02

Purchase

103,796

0.02

Purchase

-207,592

24.59

Purchase

207,592

24.59

Purchase

41,579

26.49

Purchase

41,579

26.49

Purchase

33,263

26.49

Purchase

10

26.30

Purchase

30

26.40

Purchase

23,284

26.30

Purchase

804

26.30

Purchase

2,700

26.30

Purchase

804

26.30

Purchase

804

26.30

Purchase

804

26.30

Purchase

804

26.30

Purchase

804

26.30

Purchase

804

26.30

Purchase

804

26.30

Purchase

804

26.30

Purchase

804

26.30

Purchase

2,588

26.30

Purchase

1,677

26.30

Purchase

500

26.30

Purchase

767

26.30

Purchase

1,000

26.30

Purchase

303

26.30

Purchase

500

26.30

Purchase

800

26.30

Purchase

170

26.30

Purchase

2,097

26.30

Purchase

1,000

26.30

Purchase

5,000

26.30

Purchase

300

26.30

Purchase

1,000

26.30

Purchase

5,000

26.30

Purchase

1,000

26.30

Purchase

1,300

26.30

Purchase

400

26.30

Purchase

1,500

26.30

Purchase

200

26.30

Purchase

500

26.30

Purchase

132

26.30

Purchase

6,500

26.30

Purchase

500

26.29

Purchase

1,221

26.29

Purchase

992

26.29

Purchase

2,750

26.29

Purchase

640

26.29

Purchase

6,567

26.28

Purchase

100

26.27

Purchase

6,987

26.27

Purchase

10

26.26

Purchase

2,631

26.26

Purchase

900

26.26

Purchase

22

26.25

Purchase

319

26.25

Purchase

15

26.25

Purchase

92,728

26.25

Purchase

22

26.24

Purchase

6

26.24

Purchase

67

26.24

Purchase

132

26.24

Purchase

959

26.24

Purchase

14,174

26.24

Purchase

274

26.18

Purchase

726

26.18

Purchase

5

26.20

Purchase

1,369

26.28

Purchase

100

26.28

Purchase

800

26.28

Purchase

500

26.28

Purchase

2,500

26.27

Purchase

100

26.26

Purchase

100

26.26

Purchase

200

26.25

Purchase

1,199

26.25

Purchase

288

26.25

Purchase

500

26.25

Purchase

300

26.25

Purchase

5,000

26.25

Purchase

50

26.25

Purchase

3,750

26.25

Purchase

2,500

26.25

Purchase

1,910

26.25

Purchase

2,390

26.25

Purchase

1,900

26.25

Purchase

1,000

26.25

Purchase

550

26.25

Purchase

1,000

26.25

Purchase

650

26.25

Purchase

500

26.25

Purchase

2,500

26.24

Purchase

600

26.24

Purchase

200

26.24

Purchase

1,000

26.24

Purchase

5,041

26.23

Purchase

1,000

26.23

Purchase

2,500

26.23

Purchase

1,000

26.23

Purchase

1,000

26.23

Purchase

3,576

26.22

Purchase

100

26.22

Purchase

2,000

26.21

Purchase

9,203

26.21

Purchase

120

26.20

Purchase

1,000

26.20

Purchase

100

26.20

Purchase

22

26.20

Purchase

2,730

26.20

Purchase

300

26.20

Purchase

500

26.20

Purchase

198

26.20

Purchase

2

26.20

Purchase

5

26.20

Purchase

75

26.20

Purchase

250

26.20

Purchase

300

26.20

Purchase

195

26.20

Purchase

850

26.20

Purchase

500

26.20

Purchase

2,000

26.20

Purchase

5,000

26.20

Purchase

114

26.20

Purchase

225

26.20

Purchase

14,012

26.20

Purchase

1,158

26.19

Purchase

67

26.19

Purchase

110

26.19

Purchase

10,000

26.19

Purchase

240

26.19

Purchase

105

26.19

Purchase

3

26.19

Purchase

44

26.19

Purchase

10

26.19

Purchase

595

26.19

Purchase

294

26.19

Purchase

625

26.19

Purchase

375

26.19

Purchase

5

26.15

Purchase

5

26.12

Purchase

10,568

25.90

Purchase

4,897

26.00

Purchase

1,673

26.00

Purchase

3,300

26.00

Purchase

530

26.00

Purchase

636

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

512

26.00

Purchase

185

26.00

Purchase

164

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

1,500

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

697

26.00

Purchase

424

26.00

Purchase

325

26.00

Purchase

273

26.00

Purchase

2,814

26.00

Purchase

1,417

26.00

Purchase

288

26.00

Purchase

400

26.00

Purchase

300

26.00

Purchase

4,000

26.00

Purchase

353

26.00

Purchase

1,800

26.00

Purchase

250

26.00

Purchase

100

26.00

Purchase

424

26.00

Purchase

212

26.00

Purchase

500

25.99

Purchase

5,016

25.99

Purchase

1,000

25.98

Purchase

308

25.97

Purchase

1,209

25.97

Purchase

813

25.97

Purchase

7,584

25.96

Purchase

495

25.96

Purchase

55

25.96

Purchase

2,000

25.95

Purchase

2,000

25.95

Purchase

750

25.95

Purchase

10

25.95

Purchase

100

25.94

Purchase

233

25.93

Purchase

10

25.93

Purchase

110

25.93

Purchase

48

25.92

Purchase

904

25.92

Purchase

240

25.92

Purchase

1,143

25.91

Purchase

4,896

25.90

Purchase

48

25.89

Purchase

183

25.89

Purchase

780

25.89

Purchase

129

25.88

Purchase

7,566

25.88

Purchase

15

25.88

Purchase

1,000

25.83

Purchase

20

26.00

Purchase

477

25.78

Purchase

323

25.78

Purchase

200

25.78

Purchase

10

25.79

Purchase

10

25.67

Purchase

30

25.75

Purchase

4,604

26.10

Purchase

19,523

26.10

Purchase

70,098

26.10

Purchase

21,659

26.20

Purchase

1,123

26.20

Purchase

558

26.20

Purchase

1

26.20

Purchase

2,000

26.20

Purchase

20,000

26.20

Purchase

1

26.20

Purchase

558

26.20

Purchase

4,100

26.20

Purchase

674

26.10

Purchase

2,000

26.10

Purchase

370

26.10

Purchase

313

26.06

Purchase

1,000

26.06

Purchase

1

26.05

Purchase

167

26.04

Purchase

409

26.04

Purchase

283

26.02

Purchase

558

26.01

Purchase

19,445

26.25

Purchase

50

26.25

Purchase

1,500

26.25

Purchase

5,000

26.25

Purchase

5,000

26.25

Purchase

17,408

26.25

Purchase

4,213

26.25

Purchase

1,000

26.25

Purchase

800

26.25

Purchase

25

26.25

Purchase

2,500

26.25

Purchase

100

26.25

Purchase

250

26.25

Purchase

3,000

26.25

Purchase

2,000

26.25

Purchase

500

26.25

Purchase

400

26.25

Purchase

250

26.25

Purchase

200

26.25

Purchase

500

26.25

Purchase

300

26.24

Purchase

2,000

26.23

Purchase

5,000

26.23

Purchase

250

26.23

Purchase

1,000

26.22

Purchase

500

26.21

Purchase

813

26.20

Purchase

5,000

26.20

Purchase

250

26.20

Purchase

100

26.20

Purchase

100

26.20

Purchase

1,000

26.20

Purchase

6,635

26.20

Purchase

2,015

26.19

Purchase

2,650

26.19

Purchase

400

26.19

Purchase

1,000

26.19

Purchase

203

26.19

Purchase

1,000

26.18

Purchase

205

26.18

Purchase

15

26.18

Purchase

500

26.17

Purchase

2,610

26.16

Purchase

1,741

26.15

Purchase

572

26.14

Purchase

160

26.11

Purchase

6,033

25.95

Purchase

1,647

25.95

Purchase

1,260

25.96

Purchase

340

25.96

Purchase

3,751

25.96

Purchase

98,913

26.00

Purchase

1,087

26.00

Purchase

4,116

25.99

Purchase

640

26.00

Purchase

1,000

26.00

Purchase

1,000

26.00

Purchase

400

26.00

Purchase

1,076

26.00

Purchase

401

25.95

Purchase

160

25.95

Purchase

1,000

25.95

Purchase

270

25.95

Purchase

638

25.95

Purchase

2,199

25.93

Purchase

4,116

25.82

Purchase

214

25.81

Purchase

580

25.81

Purchase

100

25.81

Purchase

89

25.81

Purchase

3,133

25.81

Purchase

1,451

25.81

Purchase

3,900

25.81

Purchase

849

25.81

Purchase

300

25.81

Purchase

2,770

25.81

Purchase

21

25.81

Purchase

92

25.81

Purchase

84

25.81

Purchase

103

25.81

Purchase

616

25.81

Purchase

119

25.81

Purchase

616

25.81

Purchase

2,662

25.81

Purchase

150

25.85

Purchase

49

25.89

Purchase

151

25.89

Purchase

120

25.79

Purchase

1,362

25.55

Purchase

20,000

25.55

Purchase

2,488

25.55

Purchase

10,000

25.55

Purchase

10,000

25.55

Purchase

250

25.55

Purchase

2,810

25.55

Purchase

442

25.55

Purchase

372

25.55

Purchase

242

25.54

Purchase

1,320

25.53

Purchase

7

25.52

Purchase

165

25.51

Purchase

542

25.51

Purchase

7,500

25.62

Purchase

7

25.62

Purchase

9,498

25.62

Purchase

2

25.62

Purchase

500

25.62

Purchase

600

25.62

Purchase

1,250

25.62

Purchase

5

25.62

Purchase

638

25.61

Purchase

3,393

25.68

Purchase

7

25.68

Purchase

10,000

25.68

Purchase

758

25.68

Purchase

90

25.68

Purchase

30

25.67

Purchase

722

25.66

Purchase

800

25.73

Purchase

42

25.73

Purchase

207,592

24.59

Purchase

103,796

24.59

Purchase

250,000

30.39

Purchase

50,000

24.52

Purchase

250,000

24.76

Sale

-10

26.30

Sale

-10

25.93

Sale

-7,007

26.49

Sale

-500

26.49

Sale

-3,000

26.49

Sale

-1,000

26.49

Sale

-38,493

26.49

Sale

-5,494

26.49

Sale

-9,315

26.49

Sale

-210

26.49

Sale

-8,077

26.49

Sale

-437

26.49

Sale

-10,444

26.49

Sale

-27,109

26.49

Sale

-22,891

26.49

Sale

-4,768

26.30

Sale

-5

26.29

Sale

-16

26.30

Sale

-300

26.30

Sale

-200

26.30

Sale

-1,109

26.30

Sale

-500

26.30

Sale

-7,000

26.30

Sale

-300

26.30

Sale

-1,000

26.30

Sale

-40

26.30

Sale

-780

26.31

Sale

-5

26.23

Sale

-10

26.29

Sale

-10

26.35

Sale

-5

26.19

Sale

-5

26.08

Sale

-10

26.04

Sale

-1,726

25.90

Sale

-11

25.90

Sale

-577

25.91

Sale

-34

25.91

Sale

-1,088

25.91

Sale

-270

26.00

Sale

-204

26.00

Sale

-1,000

26.00

Sale

-500

26.00

Sale

-25,230

26.00

Sale

-29,941

26.00

Sale

-1,000

26.00

Sale

-42

26.00

Sale

-1,900

26.01

Sale

-45

26.01

Sale

-1,173

26.01

Sale

-785

26.01

Sale

-56

26.01

Sale

-173

26.01

Sale

-200

26.01

Sale

-302

26.02

Sale

-1,145

26.02

Sale

-358

26.03

Sale

-16,338

26.03

Sale

-11,118

26.03

Sale

-11

26.03

Sale

-10

25.90

Sale

-30

25.85

Sale

-250,000

30.37

Sale

-5,000

25.55

TOTAL BUYS:2198335

TOTAL SELLS: 500327

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

21-10-2008

 

Contact name

Simon Crawley

 

Telephone number

44 20 7888 0241

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

ADVISOR

Notes 

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFFIIRLLFIT

Related Shares:

BHP Group
FTSE 100 Latest
Value8,496.80
Change1.95