Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

9th Sep 2008 10:02

RNS Number : 0254D
SG Option Europe
09 September 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

SG Option Europe

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

10p Ordinary

Date of dealing

08 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

1,704,262   0.17

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

1,704,262  0.17

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/Sale

Number of Securities

Price per unit (GBP)

Purchase

3352

44.77

Purchase

581

44.78

Purchase

580

44.79

Purchase

6982

44.80

Purchase

258

44.83

Purchase

1605

44.85

Purchase

16181

44.85

Purchase

179074

44.89

Purchase

10659

44.89

Purchase

28621

44.90

Purchase

44505

44.91

Purchase

72903

45.33

Purchase

96

45.47

Purchase

244

45.49

Purchase

439

45.50

Purchase

149

45.52

Purchase

1730

45.53

Purchase

1490

45.54

Purchase

1063

45.56

Purchase

534

45.57

Purchase

1123

45.58

Purchase

375

45.59

Purchase

34

45.61

Purchase

464

45.62

Total Purchase

373042

 

Sale

1003

44.68

Sale

1026

44.75

Sale

796

44.77

Sale

796

44.78

Sale

45738

44.90

Sale

3457

44.99

Sale

2099

45.00

Sale

578

45.34

Sale

125416

45.39

Sale

241

45.43

Sale

9994

45.45

Sale

3960

45.67

Sale

576

45.69

Sale

1182

45.70

Sale

591

45.71

Sale

589

45.74

Sale

1024

45.76

Sale

1258

45.80

Sale

660

45.80

Sale

572

45.90

Sale

687

45.93

Sale

678

45.96

Total Sale

202921

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

09 September 2008

Contact name

Patrick Overmeer

Telephone number

0207 676 6885

Name of offeree/offeror with which connected

Rio Tinto

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMLLMLTMMMMMTP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81