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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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24-11-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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1746412
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0.382
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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1746412
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0.382
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
|
|
Purchase
|
150
|
60.12
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|
Purchase
|
520
|
60.00
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|
Purchase
|
1,801
|
60.00
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|
Purchase
|
4,963
|
60.00
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|
Purchase
|
4,726
|
60.00
|
|
Purchase
|
3,132
|
60.00
|
|
Purchase
|
1,247
|
60.00
|
|
Purchase
|
900
|
60.00
|
|
Purchase
|
805
|
60.00
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|
Purchase
|
869
|
60.75
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|
Purchase
|
100
|
60.75
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|
Purchase
|
7
|
60.75
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|
Purchase
|
7
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60.75
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|
Purchase
|
17
|
60.75
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|
Purchase
|
1,329
|
60.44
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|
Purchase
|
7
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60.43
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|
Purchase
|
220
|
60.43
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|
Purchase
|
7
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60.42
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Purchase
|
300
|
60.42
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|
Purchase
|
200
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60.42
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|
Purchase
|
100
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60.42
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|
Purchase
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100
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60.42
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|
Purchase
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220
|
60.42
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|
Purchase
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17
|
60.42
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|
Purchase
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1,321
|
60.50
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Purchase
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2,000
|
60.50
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Purchase
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400
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60.50
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Purchase
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2,500
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60.50
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Purchase
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400
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60.50
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Purchase
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400
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60.50
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Purchase
|
400
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60.50
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Purchase
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250
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60.50
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Purchase
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2,000
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60.50
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Purchase
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3,000
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60.50
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|
Purchase
|
2,000
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60.50
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|
Purchase
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2,000
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60.50
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Purchase
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4,589
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60.50
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Purchase
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5,411
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60.50
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Purchase
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2,000
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60.50
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Purchase
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2,000
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60.50
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Purchase
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2,000
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60.50
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Purchase
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250
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60.50
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Purchase
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2,000
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60.50
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Purchase
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2,992
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60.50
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Purchase
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33
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60.50
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Purchase
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33
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60.50
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Purchase
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50
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60.50
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Purchase
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33
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60.50
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Purchase
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33
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60.50
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Purchase
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33
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60.50
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Purchase
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497
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60.50
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Purchase
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250
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60.50
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Purchase
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100
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60.50
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Purchase
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553
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60.50
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Purchase
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2,000
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60.50
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Purchase
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1,500
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60.50
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Purchase
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500
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60.50
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Purchase
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76
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60.50
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Purchase
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70
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60.50
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Purchase
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1,000
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60.50
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Purchase
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33
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60.47
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Purchase
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1,000
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60.45
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Purchase
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169
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60.45
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Purchase
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2,000
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60.35
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Purchase
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200
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60.35
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Purchase
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467
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60.35
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Purchase
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40
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60.34
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Purchase
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240
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60.20
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Purchase
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28
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60.20
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Purchase
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1,149
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60.20
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Purchase
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713
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60.00
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Purchase
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100
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60.00
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Purchase
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7
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60.00
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Purchase
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14
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60.00
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Purchase
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280
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60.00
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Purchase
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2,000
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60.00
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Purchase
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1,513
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60.00
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Purchase
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872
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60.00
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Purchase
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1,407
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59.99
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Purchase
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44
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59.79
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Purchase
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7
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59.79
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Purchase
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28
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59.79
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Purchase
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26
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59.79
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Purchase
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50
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59.50
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Purchase
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147
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59.50
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Purchase
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204
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59.50
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Purchase
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200
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59.50
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Purchase
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5,000
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59.50
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Purchase
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200
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59.45
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Purchase
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16
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59.44
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Purchase
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39
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59.44
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Purchase
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37
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59.44
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Purchase
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9
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59.38
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Purchase
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4,991
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59.41
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Purchase
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9
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59.41
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Purchase
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28
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59.38
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Purchase
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1,500
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59.38
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Purchase
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25
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59.38
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|
Purchase
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2,279
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59.37
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Purchase
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153
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59.37
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Purchase
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28
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59.37
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Purchase
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100
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59.37
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Purchase
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80
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59.37
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Purchase
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2,360
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59.35
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Purchase
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550
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59.35
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|
Purchase
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4,212
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59.35
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Purchase
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4,793
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59.42
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|
Purchase
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7
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59.42
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|
Purchase
|
100
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59.42
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|
Purchase
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100
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59.42
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|
Purchase
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36
|
59.35
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Purchase
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112
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59.35
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Purchase
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13
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59.35
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Purchase
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77
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59.35
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Purchase
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5,000
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59.35
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Purchase
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1,500
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59.60
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Purchase
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1,000
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59.60
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Purchase
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2,500
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60.30
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Purchase
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304
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60.30
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Purchase
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1,000
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60.30
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Purchase
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5
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60.30
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Purchase
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15
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60.30
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Purchase
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1,000
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60.30
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Purchase
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15
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60.30
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Purchase
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161
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60.30
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Purchase
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1,212
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61.20
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Purchase
|
388
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61.20
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Purchase
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900
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61.20
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Purchase
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832
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61.23
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Purchase
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1,668
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61.20
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Purchase
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500
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62.01
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Purchase
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1,324
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61.55
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Purchase
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300
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61.55
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|
Purchase
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6,000
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61.55
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Purchase
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2,000
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61.55
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Purchase
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5,000
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61.55
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Purchase
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376
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61.55
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Purchase
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39
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61.55
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Sale
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-7
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60.59
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Sale
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-7
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60.49
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|
Sale
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-40
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60.43
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Sale
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-5,000
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59.80
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Sale
|
-878
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60.74
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Sale
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-122
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60.74
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Sale
|
-602
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60.30
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|
Sale
|
-53
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60.30
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|
Sale
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-1,000
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60.30
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Sale
|
-586
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60.30
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Sale
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-100
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60.31
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|
Sale
|
-51
|
60.33
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|
Sale
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-3
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60.34
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|
Sale
|
-105
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60.34
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|
Sale
|
-1,204
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60.59
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|
Sale
|
-54
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60.59
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|
Sale
|
-54
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60.59
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|
Sale
|
-854
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60.59
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|
Sale
|
-132
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60.59
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|
Sale
|
-49
|
60.59
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|
Sale
|
-146
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60.59
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|
Sale
|
-1,800
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60.49
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|
Sale
|
-2,184
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60.34
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|
Sale
|
-179
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60.34
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|
Sale
|
-43
|
60.34
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|
Sale
|
-1
|
60.34
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|
Sale
|
-93
|
60.34
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|
Sale
|
-400
|
60.49
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|
Sale
|
-24
|
60.49
|
|
Sale
|
-157
|
60.49
|
|
Sale
|
-28
|
60.49
|
|
Sale
|
-56
|
60.49
|
|
Sale
|
-28
|
60.49
|
|
Sale
|
-1,960
|
60.49
|
|
Sale
|
-100
|
60.49
|
|
Sale
|
-56
|
60.49
|
|
Sale
|
-284
|
60.49
|
|
Sale
|
-100
|
60.49
|
|
Sale
|
-2,091
|
60.43
|
|
Sale
|
-698
|
60.34
|
|
Sale
|
-100
|
60.34
|
|
Sale
|
-28
|
60.34
|
|
Sale
|
-74
|
60.34
|
|
Sale
|
-100
|
60.34
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|
Sale
|
-200
|
60.43
|
|
Sale
|
-28
|
60.43
|
|
Sale
|
-141
|
60.43
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|
Sale
|
-1,180
|
60.14
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|
Sale
|
-20
|
60.15
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|
|
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TOTAL BUYS:139249
TOTAL SELLS:23200
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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|
(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
|
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|
|
|
|
|
|
|
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|
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(ii) Exercising
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|
Product name, e.g. call option
|
Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
(d) Other dealings (including new securities) (Note 3)
|
|
Nature of transaction (Note 7)
|
Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
|
|
|
4. OTHER INFORMATION
|
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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|
Is a Supplemental Form 38.5(b) attached? (Note 8) No
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|
|
|
Date of disclosure
|
25-11-2008
|
|
Contact name
|
Carolyn Collins; Simon Crawley
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|
Telephone number
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44 20 7888 0241
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|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
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|
Nature of connection (Note 9)
|
ADVISOR
|
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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