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EPT Disclosure

12th Nov 2008 10:44

RNS Number : 9946H
Credit Suisse Equities (Australia)
12 November 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

 

Company dealt in

BHP Billiton Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary Shares

Date of dealing

11-11-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

10246268

0.305

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

10246268

0.305

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

382

28.80

Purchase

553

29.00

Purchase

381

29.00

Purchase

1,332

29.00

Purchase

5,000

29.00

Purchase

1,000

29.00

Purchase

15,000

29.00

Purchase

10,000

29.00

Purchase

2,000

29.00

Purchase

4,878

29.00

Purchase

5,000

29.00

Purchase

3

29.00

Purchase

23

29.00

Purchase

500

29.00

Purchase

4,330

29.00

Purchase

3,797

28.98

Purchase

1,000

28.98

Purchase

993

28.98

Purchase

1,000

28.98

Purchase

120

28.98

Purchase

12

28.97

Purchase

1,000

28.97

Purchase

1,000

28.97

Purchase

1,353

28.97

Purchase

10,500

28.96

Purchase

20,000

28.96

Purchase

2,578

28.95

Purchase

5,000

28.95

Purchase

1,647

28.95

Purchase

100,000

29.56

Purchase

50,000

29.37

Sale

-10,000

28.80

Sale

-10,000

28.80

Sale

-1,505

28.80

Sale

-137

28.80

Sale

-40,000

28.80

Sale

-10,000

28.80

Sale

-33,139

28.80

Sale

-10,000

28.90

Sale

-10,000

28.90

Sale

-4,776

28.95

Sale

-42

29.04

Sale

-147

28.95

Sale

-154

29.04

Sale

-553

29.00

Sale

-25

28.54

Sale

-100

28.54

Sale

-16

28.60

Sale

-12

28.50

Sale

-70

28.52

Sale

-59

28.54

Sale

-68

28.60

Sale

-82

28.53

Sale

-11

28.53

Sale

-47

28.53

Sale

-43

28.50

Sale

-55

28.51

Sale

-85

28.50

Sale

-60

28.50

Sale

-9

28.50

Sale

-59

28.50

Sale

-68

28.44

Sale

-13

28.43

Sale

-59

28.43

Sale

-75

28.40

Sale

-22

28.41

Sale

-64

28.40

Sale

-75

28.40

Sale

-140

28.40

Sale

-92

28.42

Sale

-181

28.42

Sale

-354

28.42

Sale

-75

28.40

Sale

-28

28.50

Sale

-84

28.50

Sale

-38

28.40

Sale

-9

28.40

Sale

-98

28.61

Sale

-1,866

28.61

Sale

-3,000

28.61

Sale

-85

28.60

Sale

-128

28.60

Sale

-4,981

28.65

Sale

-477

28.84

Sale

-117

28.92

Sale

-102

28.90

Sale

-16,690

28.80

Sale

-5,000

28.80

Sale

-16,000

28.80

Sale

-8,000

28.80

Sale

-2,156

28.80

Sale

-2,156

28.80

Sale

-2,000

28.80

Sale

-2,156

28.80

Sale

-75

28.80

Sale

-3,000

28.80

Sale

-1,000

28.80

Sale

-2,156

28.80

Sale

-5,000

28.80

Sale

-400

28.80

Sale

-10,882

28.80

Sale

-12,274

28.80

Sale

-12,274

28.80

Sale

-3,500

28.80

Sale

-500

28.80

Sale

-7,283

28.80

Sale

-19,000

28.80

Sale

-14,924

28.80

Sale

-1,749

28.80

Sale

-1,437

28.80

Sale

-11,942

28.80

Sale

-3,730

28.80

Sale

-338

28.80

Sale

-100

28.80

Sale

-13,000

28.80

Sale

-8,911

28.80

Sale

-4,089

28.80

Sale

-12,394

28.80

Sale

-231

28.90

Sale

-6,000

28.90

Sale

-500

28.90

Sale

-500

28.90

Sale

-336

28.91

Sale

-1,180

28.94

Sale

-8

28.94

Sale

-70

28.94

Sale

-1

28.94

Sale

-391

28.95

Sale

-140

29.04

Sale

-6,171

29.04

Sale

-6,570

29.04

Sale

-10,000

29.04

Sale

-5,600

29.04

Sale

-161

29.04

Sale

-81

29.04

Sale

-1

29.04

Sale

-16

29.04

Sale

-2,529

29.04

Sale

-137

29.06

Sale

-4,215

29.06

Sale

-1,400

29.06

Sale

-4,114

29.06

Sale

-250

29.06

Sale

-1,499

29.06

Sale

-2,000

29.06

Sale

-8

29.06

Sale

-300

29.06

Sale

-5,600

29.06

Sale

-100

29.06

Sale

-100

29.06

Sale

-412

29.06

Sale

-4,114

29.06

Sale

-751

29.06

Sale

-33,640

29.01

Sale

-2

29.01

Sale

-2,248

29.01

Sale

-2

29.01

Sale

-1,496

29.01

Sale

-2

29.02

Sale

-5,292

29.02

Sale

-2,318

29.02

Sale

-1,098

28.95

Sale

-500

28.95

Sale

-301

28.95

Sale

-5,000

28.95

Sale

-377

28.95

Sale

-1,377

28.95

Sale

-412

28.95

Sale

-3,666

28.95

Sale

-4,114

28.95

Sale

-453

28.95

Sale

-2

28.95

Sale

-410

28.95

Sale

-8

28.95

Sale

-1,000

28.95

Sale

-5,000

28.95

Sale

-6

28.96

Sale

-1,129

28.96

Sale

-2,590

29.03

Sale

-5,000

29.03

Sale

-8,000

29.03

Sale

-2,159

29.03

Sale

-32

29.03

Sale

-1,337

29.04

Sale

-430

29.04

Sale

-13,233

29.04

Sale

-724

29.04

Sale

-484

29.04

Sale

-1,516

29.04

Sale

-4

29.04

Sale

-2

29.04

Sale

-2,270

29.04

Sale

-3,067

29.04

Sale

-30

29.04

Sale

-2,125

29.04

Sale

-2,816

29.04

Sale

-791

29.04

Sale

-340

29.04

Sale

-412

29.04

Sale

-160

29.04

Sale

-707

29.04

Sale

-4,398

29.04

Sale

-3,446

29.00

Sale

-5,000

29.00

Sale

-10,000

29.00

Sale

-5,000

29.00

Sale

-15,000

29.00

Sale

-1

29.00

Sale

-1

29.00

Sale

-6,196

29.00

Sale

-484

29.00

Sale

-1,516

29.00

Sale

-1,057

29.00

Sale

-5,000

29.00

Sale

-484

29.00

Sale

-490

29.00

Sale

-2,000

29.00

Sale

-5,000

29.00

Sale

-1,000

29.00

Sale

-250

29.00

Sale

-490

29.00

Sale

-490

29.00

Sale

-1

29.00

Sale

-166

29.01

Sale

-500

29.01

Sale

-1,516

29.02

Sale

-212

29.02

Sale

-4,070

29.02

Sale

-5,077

29.02

Sale

-88

29.14

Sale

-9,906

29.14

Sale

-186

29.14

Sale

-2,098

29.14

Sale

-342

29.14

Sale

-3,573

29.14

Sale

-245

29.15

Sale

-4,340

28.60

Sale

-19,599

28.60

Sale

-1,061

28.60

Sale

-1,042

28.60

Sale

-652

28.54

Sale

-29,823

28.54

Sale

-5,000

28.54

Sale

-307

28.54

Sale

-255

28.54

Sale

-1,011

28.54

Sale

-620

28.54

Sale

-209

28.54

Sale

-1,236

28.54

Sale

-762

28.54

Sale

-3,027

28.50

Sale

-10,000

28.50

Sale

-1,764

28.50

Sale

-4,114

28.50

Sale

-2,142

28.50

Sale

-5,000

28.50

Sale

-177

28.50

Sale

-412

28.50

Sale

-473

28.50

Sale

-23

28.50

Sale

-773

28.50

Sale

-2,008

28.50

Sale

-662

28.50

Sale

-1,682

28.50

Sale

-1,544

28.50

Sale

-3,926

28.50

Sale

-17

28.50

Sale

-2

28.50

Sale

-8

28.50

Sale

-30

28.50

Sale

-10,715

28.50

Sale

-1,159

28.50

Sale

-2

28.51

Sale

-340

28.51

Sale

-19,280

28.50

Sale

-375

28.50

Sale

-876

28.50

Sale

-2

28.50

Sale

-2

28.50

Sale

-2

28.50

Sale

-2,143

28.50

Sale

-825

28.50

Sale

-1,495

28.51

Sale

-2,303

28.50

Sale

-660

28.50

Sale

-1,540

28.50

Sale

-46

28.50

Sale

-85

28.50

Sale

-4

28.50

Sale

-102

28.50

Sale

-200

28.50

Sale

-4,669

28.50

Sale

-254

28.50

Sale

-330

28.50

Sale

-260

28.50

Sale

-500

28.50

Sale

-8,700

28.50

Sale

-175

28.50

Sale

-175

28.50

Sale

-500

28.50

Sale

-368

28.50

Sale

-2

28.53

Sale

-1

28.53

Sale

-3,723

28.53

Sale

-237

28.54

Sale

-166

28.54

Sale

-488

28.60

Sale

-21

28.60

Sale

-240

28.60

Sale

-10

28.60

Sale

-227

28.60

Sale

-80

28.60

Sale

-12

28.60

Sale

-10,000

28.60

Sale

-37

28.60

Sale

-233

28.60

Sale

-230

28.60

Sale

-345

28.60

Sale

-2,000

28.60

Sale

-243

28.60

Sale

-4,680

28.61

Sale

-4,928

28.61

Sale

-168

28.61

Sale

-11,849

28.60

Sale

-3,151

28.60

Sale

-5,612

28.60

Sale

-2,500

28.60

Sale

-100

28.60

Sale

-4,114

28.60

Sale

-2,674

28.60

Sale

-2,863

28.54

Sale

-4,683

28.54

Sale

-8,853

28.52

Sale

-727

28.50

Sale

-5,000

28.50

Sale

-1,763

28.50

Sale

-4,114

28.50

Sale

-129

28.50

Sale

-300

28.50

Sale

-2,251

28.50

Sale

-5,253

28.50

Sale

-1,750

28.50

Sale

-200

28.50

Sale

-500

28.50

Sale

-430

28.50

Sale

-138

28.50

Sale

-1,069

28.50

Sale

-2

28.50

Sale

-58

28.50

Sale

-8

28.50

Sale

-104

28.50

Sale

-4

28.50

Sale

-1,188

28.50

Sale

-385

28.52

Sale

-1,000

28.52

Sale

-478

28.52

Sale

-3,725

28.52

Sale

-189

28.52

Sale

-300

28.52

Sale

-350

28.54

Sale

-3,332

28.54

Sale

-3,326

28.54

Sale

-208

28.54

Sale

-179

28.54

Sale

-304

28.60

Sale

-1,300

28.60

Sale

-200

28.60

Sale

-2

28.60

Sale

-235

28.60

Sale

-3,816

28.60

Sale

-220

28.60

Sale

-1,555

28.60

Sale

-2,300

28.60

Sale

-2,536

28.55

Sale

-3,599

28.55

Sale

-3

28.55

Sale

-66

28.55

Sale

-2,847

28.55

Sale

-350

28.55

Sale

-2,448

28.55

Sale

-3,151

28.55

Sale

-1,849

28.55

Sale

-150

28.55

Sale

-7,073

28.55

Sale

-2,052

28.55

Sale

-1,213

28.55

Sale

-10

28.55

Sale

-2,653

28.55

Sale

-2,318

28.53

Sale

-2

28.53

Sale

-2

28.53

Sale

-2,538

28.53

Sale

-1,690

28.53

Sale

-4

28.53

Sale

-215

28.53

Sale

-15

28.53

Sale

-3,076

28.53

Sale

-825

28.53

Sale

-1,000

28.53

Sale

-3,175

28.53

Sale

-1,777

28.50

Sale

-1,000

28.50

Sale

-450

28.50

Sale

-344

28.50

Sale

-500

28.50

Sale

-400

28.50

Sale

-2

28.50

Sale

-484

28.50

Sale

-1,043

28.60

Sale

-369

28.60

Sale

-4

28.60

Sale

-112

28.60

Sale

-2,000

28.60

Sale

-3,472

28.60

Sale

-1,015

28.50

Sale

-144

28.50

Sale

-100

28.50

Sale

-4

28.50

Sale

-2,887

28.50

Sale

-4,796

28.50

Sale

-7,317

28.50

Sale

-430

28.50

Sale

-249

28.50

Sale

-976

28.50

Sale

-775

28.50

Sale

-500

28.50

Sale

-500

28.50

Sale

-2

28.50

Sale

-329

28.50

Sale

-133

28.50

Sale

-2,079

28.50

Sale

-1,884

28.50

Sale

-2

28.50

Sale

-553

28.50

Sale

-3,547

28.50

Sale

-1,900

28.50

Sale

-1,883

28.50

Sale

-1,955

28.50

Sale

-3

28.50

Sale

-460

28.50

Sale

-540

28.50

Sale

-1,911

28.50

Sale

-2,450

28.50

Sale

-16

28.50

Sale

-154

28.51

Sale

-221

28.51

Sale

-26

28.51

Sale

-2

28.52

Sale

-2

28.52

Sale

-45

28.52

Sale

-53

28.52

Sale

-4,520

28.52

Sale

-5,001

28.52

Sale

-29

28.51

Sale

-62

28.50

Sale

-217

28.50

Sale

-198

28.50

Sale

-2

28.50

Sale

-2,502

28.50

Sale

-2,898

28.50

Sale

-147

28.50

Sale

-114

28.50

Sale

-673

28.50

Sale

-53

28.51

Sale

-540

28.51

Sale

-1,180

28.50

Sale

-27

28.50

Sale

-48

28.50

Sale

-109

28.50

Sale

-2

28.50

Sale

-35

28.50

Sale

-153

28.50

Sale

-112

28.50

Sale

-47

28.50

Sale

-42

28.50

Sale

-500

28.50

Sale

-2

28.50

Sale

-118

28.50

Sale

-658

28.50

Sale

-696

28.50

Sale

-48

28.50

Sale

-52

28.50

Sale

-507

28.50

Sale

-2

28.50

Sale

-24

28.50

Sale

-28

28.50

Sale

-426

28.50

Sale

-561

28.50

Sale

-79

28.50

Sale

-15

28.50

Sale

-80

28.50

Sale

-188

28.50

Sale

-6

28.50

Sale

-500

28.50

Sale

-1,040

28.50

Sale

-1,260

28.50

Sale

-1,417

28.50

Sale

-8

28.50

Sale

-533

28.50

Sale

-767

28.50

Sale

-1,516

28.50

Sale

-1,517

28.50

Sale

-147

28.50

Sale

-178

28.50

Sale

-4

28.50

Sale

-292

28.50

Sale

-283

28.50

Sale

-515

28.50

Sale

-821

28.50

Sale

-76

28.50

Sale

-2

28.50

Sale

-16

28.50

Sale

-73

28.50

Sale

-60

28.50

Sale

-213

28.50

Sale

-6

28.50

Sale

-3,735

28.50

Sale

-4,218

28.50

Sale

-6,248

28.50

Sale

-6

28.50

Sale

-4,557

28.50

Sale

-6,570

28.50

Sale

-4

28.50

Sale

-218

28.50

Sale

-1,123

28.50

Sale

-1,725

28.50

Sale

-1,896

28.50

Sale

-2,013

28.50

Sale

-2,779

28.50

Sale

-976

28.48

Sale

-1,439

28.48

Sale

-370

28.48

Sale

-2

28.48

Sale

-2,213

28.48

Sale

-1,468

28.48

Sale

-5

28.48

Sale

-3,527

28.48

Sale

-2,282

28.44

Sale

-543

28.44

Sale

-1,404

28.44

Sale

-2

28.44

Sale

-72

28.44

Sale

-6

28.44

Sale

-5,630

28.44

Sale

-61

28.45

Sale

-4,370

28.44

Sale

-460

28.44

Sale

-2

28.44

Sale

-100

28.44

Sale

-1,048

28.43

Sale

-1,000

28.43

Sale

-520

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-460

29.20

Sale

-33

29.21

Sale

-961

29.50

Sale

-1,039

29.50

Sale

-16

29.49

Sale

-484

29.49

TOTAL BUYS:250382

TOTAL SELLS:1732838

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

12-11-2008

 

Contact name

Carolyn CollinsSimon Crawley

 

Telephone number

44 20 7888 0241

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

ADVISOR

 

Notes 

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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