4th Jan 2008 11:11
UBS Securities LLC04 January 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS Securities LLCCompany dealt in BHP Billiton Limited (ISIN US0886061086)Class of relevant security to which thedealings being disclosed relate (Note1) Ordinary shares dealt in ADR form ADR (1 ADR = 2 Ords) Date of dealing 02 January 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 8778 Ords 175034 Ords (equivalent to (equivalent to 87517 4389 ADRs) ADRs)(2) Derivatives (other than - - - -options)(3) Options and agreements to 1179600 Ords 782000 Ordspurchase/sell (equivalent to (equivalent to 391000 589800 ADRs) ADRs) Total 1188378 Ords 0.03 957034 Ords 0.02 (equivalent to (equivalent to 478517 594189 ADRs) ADRs) (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Buy/Sell Equivalent Ord Trade Price (USD) QtyB 55966 70.381B 400 69.83B 19456 70.342S 600 70.297S 18600 70.333S 1400 70.177S 2400 70.285S 2800 70.17S 10506 70.44S 1940 70.76Total Buys 75822Total Sells 38246 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product B/S Number of securities Exercise Type Expiration Price (USD) to which the option Price (USD) relatesCALL B 3400 75 American 1/19/2008 0.85CALL B 1000 75 American 1/19/2008 0.85CALL B 200 75 American 1/19/2008 0.85CALL B 200 75 American 1/19/2008 0.6CALL B 200 75 American 1/19/2008 0.55CALL B 1200 75 American 2/16/2008 2.35CALL B 800 80 American 2/16/2008 1.05CALL B 1000 70 American 8/16/2008 9.6CALL B 400 85 American 8/16/2008 3.8CALL B 600 80 American 1/17/2009 7.2CALL B 1600 90 American 1/17/2009 4.6CALL S 600 65 American 1/19/2008 5.9CALL S 200 70 American 1/19/2008 2.55CALL S 200 80 American 1/19/2008 0.25CALL S 200 85 American 1/19/2008 0.1CALL S 600 75 American 2/16/2008 2.15CALL S 200 75 American 2/16/2008 2.35CALL S 200 75 American 2/16/2008 2.35CALL S 10000 75 American 2/16/2008 2.35CALL S 200 67.5 American 2/16/2008 6CALL S 6600 60 American 5/17/2008 13.2CALL S 1000 65 American 5/17/2008 9.8CALL S 400 65 American 5/17/2008 9.7CALL S 200 70 American 5/17/2008 6.8CALL S 1000 75 American 5/17/2008 5.2CALL S 200 75 American 5/17/2008 5.2CALL S 10000 75 American 5/17/2008 4.9CALL S 3200 75 American 5/17/2008 4.9CALL S 4000 75 American 5/17/2008 4.9CALL S 9200 75 American 5/17/2008 4.9CALL S 4000 75 American 5/17/2008 4.9CALL S 400 75 American 5/17/2008 5CALL S 200 75 American 5/17/2008 5.1CALL S 6000 75 American 5/17/2008 4.9CALL S 1000 80 American 5/17/2008 3.3CALL S 200 90 American 5/17/2008 1.7CALL S 400 90 American 5/17/2008 1.5CALL S 200 105 American 5/17/2008 0.5CALL S 2000 70 American 8/16/2008 10CALL S 2800 85 American 8/16/2008 4.3CALL S 200 70 American 1/17/2009 13.4CALL S 400 70 American 1/17/2009 12.5CALL S 400 70 American 1/17/2009 12.5CALL S 400 70 American 1/17/2009 12.5CALL S 400 70 American 1/17/2009 12.1CALL S 400 70 American 1/17/2009 12.1CALL S 400 70 American 1/17/2009 12.2CALL S 400 70 American 1/17/2009 12.1CALL S 400 70 American 1/17/2009 12.1CALL S 200 70 American 1/17/2009 12CALL S 200 100 American 1/17/2009 3.4CALL S 2000 125 American 1/17/2009 1.35PUT B 400 60 American 2/16/2008 0.7PUT B 800 65 American 2/16/2008 1.75PUT B 200 80 American 2/16/2008 10.6PUT B 3000 62.5 American 2/16/2008 1.1PUT B 4000 62.5 American 2/16/2008 1.1PUT B 1800 62.5 American 2/16/2008 1.1PUT B 400 62.5 American 2/16/2008 1.1PUT B 1200 50 American 5/17/2008 0.65PUT B 7600 60 American 5/17/2008 2.5PUT B 200 65 American 5/17/2008 3.8PUT B 200 70 American 5/17/2008 6.4PUT B 200 75 American 5/17/2008 8.5PUT B 400 80 American 5/17/2008 12.6PUT B 5000 90 American 5/17/2008 21PUT B 3000 90 American 5/17/2008 21PUT B 5000 90 American 5/17/2008 21PUT B 3000 95 American 5/17/2008 24.8PUT B 3800 95 American 5/17/2008 25.2PUT B 3000 95 American 5/17/2008 25.3PUT B 3000 50 American 8/16/2008 1.5PUT B 200 50 American 1/17/2009 2.6PUT B 1200 50 American 1/17/2009 2.5PUT B 2400 60 American 1/17/2009 5.4PUT S 200 62.5 American 1/19/2008 0.35PUT S 200 70 American 2/16/2008 3.6PUT S 200 65 American 5/17/2008 4.1PUT S 400 60 American 1/17/2009 6.4 (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other personrelating to the voting rights of any relevant securities under any option referred to on this form or relating to thevoting rights or future acquisition or disposal of any relevant securities to which any derivative referred to onthis form is referenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 03 JANUARY 2008Contact name Richard MulcahyTelephone number 203 719 0467Name of offeree/offeror with which connected BHP BillitonNature of connection (Note 9) Connected Adviser Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 38.5(b) DETAILS OF OPEN POSITIONS (This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1) Product Purchased/Written Number of securities Exercise Type Expiration to which the option Price (USD) or derivatives relatesCALL Purchased 9600 105 American Jan08CALL Purchased 4800 110 American Jan08CALL Purchased 200 25 American Jan08CALL Purchased 31000 50 American Jan08CALL Purchased 39000 55 American Jan08CALL Purchased 53000 60 American Jan08CALL Purchased 2200 62.5 American Jan08CALL Purchased 5200 65 American Jan08CALL Purchased 53200 80 American Jan08CALL Purchased 23600 85 American Jan08CALL Purchased 24200 95 American Jan08CALL Purchased 3600 100 American Feb08CALL Purchased 6000 105 American Feb08CALL Purchased 1200 45 American Feb08CALL Purchased 1000 47.5 American Feb08CALL Purchased 17600 52.5 American Feb08CALL Purchased 12000 55 American Feb08CALL Purchased 6200 57.5 American Feb08CALL Purchased 23600 60 American Feb08CALL Purchased 9200 62.5 American Feb08CALL Purchased 18000 67.5 American Feb08CALL Purchased 12000 70 American Feb08CALL Purchased 5000 80 American Feb08CALL Purchased 17200 85 American Feb08CALL Purchased 3000 105 American May08CALL Purchased 27800 110 American May08CALL Purchased 400 47.5 American May08CALL Purchased 2800 55 American May08CALL Purchased 1800 70 American May08CALL Purchased 1800 80 American May08CALL Purchased 22800 85 American May08CALL Purchased 2800 95 American May08CALL Purchased 5000 100 American Aug08CALL Purchased 400 75 American Aug08CALL Purchased 3400 80 American Aug08CALL Purchased 2000 90 American Aug08CALL Purchased 2000 95 American Aug08CALL Purchased 70000 75 American Feb08CALL Purchased 80000 80 American Feb08CALL Purchased 1000 50 American 1/16/2010CALL Purchased 4800 80 American 1/16/2010CALL Purchased 5000 95 American 1/16/2010CALL Purchased 200 105 American 1/17/2009CALL Purchased 2800 120 American 1/17/2009CALL Purchased 5200 135 American 1/17/2009CALL Purchased 11600 140 American 1/17/2009CALL Purchased 1200 55 American 1/17/2009CALL Purchased 6600 60 American 1/17/2009CALL Purchased 6000 75 American 1/17/2009CALL Purchased 3600 80 American 1/17/2009CALL Purchased 8000 90 American 1/17/2009CALL Written 1400 100 American Jan08CALL Written 13800 30 American Jan08CALL Written 14800 35 American Jan08CALL Written 11400 40 American Jan08CALL Written 12600 45 American Jan08CALL Written 7400 47.5 American Jan08CALL Written 11600 67.5 American Jan08CALL Written 1200 70 American Jan08CALL Written 3000 75 American Jan08CALL Written 9600 90 American Jan08CALL Written 5200 110 American Feb08CALL Written 3800 50 American Feb08CALL Written 3400 65 American Feb08CALL Written 23800 75 American Feb08CALL Written 30400 90 American Feb08CALL Written 3000 95 American Feb08CALL Written 39800 100 American May08CALL Written 600 50 American May08CALL Written 13000 60 American May08CALL Written 6600 62.5 American May08CALL Written 2200 65 American May08CALL Written 9000 67.5 American May08CALL Written 14400 75 American May08CALL Written 52600 90 American May08CALL Written 1800 70 American Aug08CALL Written 2200 85 American Aug08CALL Written 10400 100 American 1/16/2010CALL Written 400 40 American 1/16/2010CALL Written 3000 60 American 1/16/2010CALL Written 9800 70 American 1/16/2010CALL Written 2000 90 American 1/16/2010CALL Written 3000 100 American 1/17/2009CALL Written 1400 110 American 1/17/2009CALL Written 1600 115 American 1/17/2009CALL Written 1200 125 American 1/17/2009CALL Written 1600 130 American 1/17/2009CALL Written 3000 30 American 1/17/2009CALL Written 15600 40 American 1/17/2009CALL Written 8600 50 American 1/17/2009CALL Written 18600 70 American 1/17/2009CALL Written 6600 95 American 1/17/2009PUT Purchased 9200 30 American Jan08PUT Purchased 8200 35 American Jan08PUT Purchased 43000 45 American Jan08PUT Purchased 32000 62.5 American Jan08PUT Purchased 1200 67.5 American Jan08PUT Purchased 23400 75 American Jan08PUT Purchased 4400 47.5 American Feb08PUT Purchased 1000 50 American Feb08PUT Purchased 9600 52.5 American Feb08PUT Purchased 2400 55 American Feb08PUT Purchased 2800 62.5 American Feb08PUT Purchased 18200 65 American Feb08PUT Purchased 2000 67.5 American Feb08PUT Purchased 15800 70 American Feb08PUT Purchased 2400 80 American Feb08PUT Purchased 8800 100 American May08PUT Purchased 400 40 American May08PUT Purchased 800 42.5 American May08PUT Purchased 600 45 American May08PUT Purchased 1600 47.5 American May08PUT Purchased 5400 50 American May08PUT Purchased 55800 60 American May08PUT Purchased 2200 62.5 American May08PUT Purchased 14200 70 American May08PUT Purchased 39200 75 American May08PUT Purchased 4600 80 American May08PUT Purchased 21600 90 American May08PUT Purchased 16800 95 American May08PUT Purchased 3200 50 American Aug08PUT Purchased 1400 65 American Aug08PUT Purchased 400 70 American Aug08PUT Purchased 4000 40 American 1/16/2010PUT Purchased 1600 80 American 1/16/2010PUT Purchased 200 90 American 1/16/2010PUT Purchased 4400 30 American 1/17/2009PUT Purchased 16600 40 American 1/17/2009PUT Purchased 4800 50 American 1/17/2009PUT Purchased 12400 60 American 1/17/2009PUT Written 8200 25 American Jan08PUT Written 2400 40 American Jan08PUT Written 2800 47.5 American Jan08PUT Written 39000 50 American Jan08PUT Written 12600 55 American Jan08PUT Written 93600 60 American Jan08PUT Written 3200 65 American Jan08PUT Written 39800 70 American Jan08PUT Written 44200 80 American Jan08PUT Written 16000 85 American Jan08PUT Written 2400 95 American Jan08PUT Written 10400 45 American Feb08PUT Written 27000 57.5 American Feb08PUT Written 68600 60 American Feb08PUT Written 8000 75 American Feb08PUT Written 200 85 American Feb08PUT Written 200 30 American May08PUT Written 19600 55 American May08PUT Written 17800 65 American May08PUT Written 40400 67.5 American May08PUT Written 32400 85 American May08PUT Written 4800 50 American 1/16/2010PUT Written 1800 60 American 1/16/2010PUT Written 2400 70 American 1/16/2010PUT Written 5000 20 American 1/17/2009PUT Written 3000 55 American 1/17/2009PUT Written 7800 70 American 1/17/2009PUT Written 2000 75 American 1/17/2009PUT Written 3400 80 American 1/17/2009 Notes 1. Where there are open option positions or open derivative positions (exceptfor CFDs), full details should be given. Full details of any existingagreements to purchase or to sell should also be given on this form. 2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5and their Notes which can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group