9th Dec 2008 11:00
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
British Airways Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
08/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,381,679 |
GBP 1.72 |
GBP 1.59 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,550,939 |
GBP 1.73 |
GBP 1.60 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
177,349 |
GBP 1.68 |
|
Long Swap |
LONG |
435 |
GBP 1.67 |
|
Long Swap |
LONG |
11,385 |
GBP 1.67 |
|
Long Swap |
LONG |
22,438 |
GBP 1.68 |
|
Long Swap |
LONG |
31,023 |
GBP 1.67 |
|
Long Swap |
LONG |
77,372 |
GBP 1.63 |
|
Long Swap |
LONG |
86,000 |
GBP 1.71 |
|
Long Swap |
LONG |
92,284 |
GBP 1.67 |
|
Long Swap |
LONG |
129,128 |
GBP 1.68 |
|
Long Swap |
LONG |
165,554 |
GBP 1.67 |
|
Long Swap |
LONG |
107 |
GBP 1.67 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
239,026 |
GBP 1.66 |
|
Short Swap |
SHORT |
178 |
GBP 1.68 |
|
Short Swap |
SHORT |
176,966 |
GBP 1.68 |
|
Short Swap |
SHORT |
129,128 |
GBP 1.68 |
|
Short Swap |
SHORT |
92,284 |
GBP 1.66 |
|
Short Swap |
SHORT |
31,023 |
GBP 1.68 |
|
Short Swap |
SHORT |
19,922 |
GBP 1.67 |
|
Short Swap |
SHORT |
14,299 |
GBP 1.68 |
|
Short Swap |
SHORT |
11,385 |
GBP 1.67 |
|
Short Swap |
SHORT |
6,456 |
GBP 1.67 |
|
Short Swap |
SHORT |
1,229 |
GBP 1.67 |
|
Short Swap |
SHORT |
583 |
GBP 1.67 |
|
Short Swap |
SHORT |
440,052 |
GBP 1.72 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
09/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
British Airways Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Axon Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
08/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,829 |
GBP 6.42 |
GBP 6.42 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
139 |
GBP 6.41 |
|
Short Swap |
SHORT |
317 |
GBP 6.44 |
|
Short Swap |
SHORT |
328 |
GBP 6.41 |
|
Short Swap |
SHORT |
698 |
GBP 6.44 |
|
Short Swap |
SHORT |
1,347 |
GBP 6.41 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
09/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
HCL EAS Limited |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
08/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,531,244 |
GBP 1.68 |
GBP 1.58 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,129,020 |
GBP 1.67 |
GBP 1.57 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
431,746 |
GBP 1.61 |
|
Long Swap |
LONG |
3,900 |
GBP 1.58 |
|
Long Swap |
LONG |
5,000 |
GBP 1.60 |
|
Long Swap |
LONG |
20,558 |
GBP 1.65 |
|
Long Swap |
LONG |
23,984 |
GBP 1.64 |
|
Long Swap |
LONG |
42,000 |
GBP 1.60 |
|
Long Swap |
LONG |
51,400 |
GBP 1.61 |
|
Long Swap |
LONG |
63,875 |
GBP 1.61 |
|
Long Swap |
LONG |
1,964 |
GBP 1.65 |
|
Long Swap |
LONG |
405,069 |
GBP 1.61 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
550 |
GBP 1.65 |
|
Short Swap |
SHORT |
63,875 |
GBP 1.58 |
|
Short Swap |
SHORT |
52,804 |
GBP 1.58 |
|
Short Swap |
SHORT |
52,314 |
GBP 1.61 |
|
Short Swap |
SHORT |
23,984 |
GBP 1.64 |
|
Short Swap |
SHORT |
20,558 |
GBP 1.65 |
|
Short Swap |
SHORT |
5,000 |
GBP 1.60 |
|
Short Swap |
SHORT |
3,900 |
GBP 1.58 |
|
Short Swap |
SHORT |
1,964 |
GBP 1.64 |
|
Short Swap |
SHORT |
431,746 |
GBP 1.61 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
09/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
08/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
566,406 |
GBP 0.92 |
GBP 0.89 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
654,447 |
GBP 0.91 |
GBP 0.89 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
365,002 |
GBP 0.90 |
|
Long Swap |
LONG |
14,000 |
GBP 0.90 |
|
Long Swap |
LONG |
9,093 |
GBP 0.90 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
4 |
GBP 0.91 |
|
Short Swap |
SHORT |
9,093 |
GBP 0.91 |
|
Short Swap |
SHORT |
14,000 |
GBP 0.91 |
|
Short Swap |
SHORT |
15,564 |
GBP 0.91 |
|
Short Swap |
SHORT |
207,534 |
GBP 0.91 |
|
Short Swap |
SHORT |
251,393 |
GBP 0.91 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
09/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
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