8th Apr 2008 10:37
Deutsche Bank AG08 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 07/04/2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 505,087 0.11% -2,313,813 -0.51 (2) Derivatives (other than options) 1,380,274 0.30% -596,235 -0.13 (3) Options and agreements to purchase/sell 1,315,000 0.29% -825,000 -0.18 Total 3,200,361 0.70% -3,735,048 -0.82 (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) AUD $Purchase 63648 129.05Purchase 25516 130.85Purchase 364 134.00Purchase 364 134.01Purchase 115 134.06Purchase 248 134.07Purchase 218 134.28Purchase 4 134.50Purchase 1087 134.51Purchase 363 134.59Purchase 363 134.61Purchase 6 134.68Purchase 365 134.69Purchase 361 134.71Purchase 90 134.74Purchase 363 134.75Purchase 364 134.80Purchase 14 134.82Purchase 287 134.84Purchase 102 134.85Purchase 727 134.87Purchase 363 134.88Purchase 219 134.90Purchase 498 134.91Purchase 33 134.92Purchase 3 134.95Purchase 401 134.96Purchase 368 134.97Purchase 1070 134.98Purchase 2119 134.99Purchase 769 135.00Purchase 363 135.01Purchase 727 135.03Purchase 726 135.05Purchase 572 135.06Purchase 596 135.07Purchase 711 135.09Purchase 16 135.11Purchase 364 135.14Purchase 728 135.15Purchase 727 135.17Purchase 999 135.19Purchase 2102 135.20Purchase 361 135.21Purchase 794 135.22Purchase 1818 135.23Purchase 1024 135.24Purchase 726 135.25Purchase 1331 135.26Purchase 364 135.27Purchase 916 135.28Purchase 870 135.29Purchase 1666 135.30Purchase 685 135.32Purchase 131 135.32Purchase 387 135.33Purchase 727 135.34Purchase 1870 135.35Purchase 363 135.36Purchase 597 135.37Purchase 926 135.38Purchase 2544 135.39Purchase 2999 135.40Purchase 1818 135.41Purchase 849 135.42Purchase 728 135.43Purchase 938 135.44Purchase 2544 135.45Purchase 1531 135.47Purchase 727 135.48Purchase 1031 135.49Purchase 2161 135.50Purchase 1041 135.51Purchase 364 135.54Purchase 1142 135.55Purchase 364 135.56Purchase 726 135.57Purchase 3273 135.58Purchase 1090 135.59Purchase 2650 135.59Purchase 363 135.60Purchase 363 135.64Purchase 728 135.65Purchase 727 135.67Purchase 364 135.74Purchase 363 135.75Purchase 1591 135.82Purchase 364 135.84Purchase 34 135.85Purchase 364 135.87Purchase 742 135.90Purchase 363 135.95Purchase 500 136.10Purchase 363 136.11Purchase 364 136.15Purchase 79 136.18Purchase 363 136.25Purchase 6364 136.27Purchase 363 136.35Purchase 364 136.38Purchase 728 136.40Purchase 364 136.49Purchase 363 136.52Purchase 363 136.55Purchase 727 136.58Purchase 1091 136.59Purchase 363 136.60Purchase 22 136.61Purchase 364 136.63Purchase 364 136.64Purchase 342 136.65Purchase 576 136.69Purchase 1454 136.70Purchase 29 136.71Purchase 364 136.72Purchase 60 136.73Purchase 526 136.74Purchase 250 136.83Purchase 364 136.84Purchase 363 136.87Purchase 363 136.90Purchase 5000 136.91Purchase 364 136.96Purchase 100 136.97TOTAL PURCHASE 183,549Sale 63648 129.05Sale 3985 133.75Sale 1750 133.90Sale 750 134.13Sale 4000 134.17Sale 1200 134.24Sale 4000 134.37Sale 54 134.61Sale 1027 134.65Sale 98 134.67Sale 24 134.69Sale 48 134.72Sale 34 134.73Sale 500 134.75Sale 52 134.79Sale 114 134.80Sale 47 134.82Sale 26 134.84Sale 34 134.85Sale 68 134.88Sale 5122 134.89Sale 381 134.90Sale 26 134.92Sale 154 134.93Sale 47 134.94Sale 25 134.95Sale 63 134.98Sale 95 134.99Sale 36 135.00Sale 21 135.01Sale 36 135.02Sale 45 135.03Sale 32 135.04Sale 23 135.05Sale 31 135.08Sale 31 135.09Sale 2000 135.12Sale 32 135.14Sale 28 135.16Sale 44 135.17Sale 121 135.19Sale 1384 135.20Sale 14 135.21Sale 20 135.23Sale 200 135.25Sale 30 135.28Sale 16 135.29Sale 37 135.32Sale 1000 135.33Sale 81 135.34Sale 54 135.35Sale 58 135.36Sale 80 135.39Sale 63 135.40Sale 532 135.41Sale 38 135.44Sale 136 135.47Sale 127 135.48Sale 33 135.54Sale 120 135.58Sale 29 135.59Sale 1743 135.60Sale 322 135.61Sale 79 135.64Sale 14 135.65Sale 37 135.66Sale 44 135.67Sale 33 135.68Sale 42 135.71Sale 18 135.72Sale 8 135.73Sale 103 135.74Sale 35 135.75Sale 128 135.79Sale 40 135.80Sale 102 135.82Sale 63 135.83Sale 22 135.85Sale 2442 135.88Sale 68 135.89Sale 57 135.90Sale 87 135.94Sale 45 135.98Sale 200 136.00Sale 48 136.03Sale 34 136.10Sale 29 136.15Sale 26 136.17Sale 18 136.18Sale 38 136.24Sale 229 136.25Sale 65 136.26Sale 27 136.27Sale 73 136.28Sale 82 136.29Sale 10 136.35Sale 69 136.37Sale 94 136.38Sale 37 136.40Sale 42 136.49Sale 62 136.53Sale 2022 136.58Sale 36 136.59Sale 43 136.66Sale 2000 136.68Sale 1000 136.80Sale 32 136.90Sale 3652 136.91Sale 70 136.96Sale 30 136.98Sale 100 137.00TOTAL SALES 109,604 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD AUD $ CFD Long 400 133.75CFD Long 1750 133.90CFD Long 750 134.13CFD Long 1200 134.24CFD Long 54 134.61CFD Long 1027 134.65CFD Long 98 134.67CFD Long 24 134.69CFD Long 48 134.72CFD Long 34 134.73CFD Long 500 134.75CFD Long 52 134.79CFD Long 114 134.80CFD Long 47 134.82CFD Long 26 134.84CFD Long 34 134.85CFD Long 68 134.88CFD Long 1122 134.89CFD Long 381 134.90CFD Long 26 134.92CFD Long 154 134.93CFD Long 47 134.94CFD Long 25 134.95CFD Long 63 134.98CFD Long 95 134.99CFD Long 36 135.00CFD Long 21 135.01CFD Long 36 135.02CFD Long 45 135.03CFD Long 32 135.04CFD Long 23 135.05CFD Long 31 135.08CFD Long 31 135.09CFD Long 2000 135.12CFD Long 32 135.14CFD Long 28 135.16CFD Long 44 135.17CFD Long 121 135.19CFD Long 1384 135.20CFD Long 14 135.21CFD Long 20 135.23CFD Long 200 135.25CFD Long 30 135.28CFD Long 16 135.29CFD Long 37 135.32CFD Long 1000 135.33CFD Long 81 135.34CFD Long 54 135.35CFD Long 58 135.36CFD Long 80 135.39CFD Long 63 135.40CFD Long 532 135.41CFD Long 38 135.44CFD Long 136 135.47CFD Long 127 135.48CFD Long 33 135.54CFD Long 120 135.58CFD Long 29 135.59CFD Long 1743 135.60CFD Long 322 135.61CFD Long 79 135.64CFD Long 14 135.65CFD Long 37 135.66CFD Long 44 135.67CFD Long 33 135.68CFD Long 42 135.71CFD Long 18 135.72CFD Long 8 135.73CFD Long 103 135.74CFD Long 35 135.75CFD Long 128 135.79CFD Long 40 135.80CFD Long 102 135.82CFD Long 63 135.83CFD Long 22 135.85CFD Long 2442 135.88CFD Long 68 135.89CFD Long 57 135.90CFD Long 87 135.94CFD Long 45 135.98CFD Long 200 136.00CFD Long 48 136.03CFD Long 34 136.10CFD Long 29 136.15CFD Long 26 136.17CFD Long 18 136.18CFD Long 38 136.24CFD Long 229 136.25CFD Long 65 136.26CFD Long 27 136.27CFD Long 73 136.28CFD Long 82 136.29CFD Long 10 136.35CFD Long 69 136.37CFD Long 94 136.38CFD Long 37 136.40CFD Long 42 136.49CFD Long 62 136.53CFD Long 2022 136.58CFD Long 36 136.59CFD Long 43 136.66CFD Long 2000 136.68CFD Long 1000 136.80CFD Long 32 136.90CFD Long 70 136.96CFD Long 30 136.98CFD Long 100 137.00CFD Short 218 134.28CFD Short 3 134.95CFD Short 1000 135.30CFD Short 685 135.32CFD Short 1000 135.35CFD Short 739 135.40CFD Short 350 135.49CFD Short 706 135.50CFD Short 442 135.55CFD Short 2650 135.59CFD Short 500 135.82CFD Short 34 135.85CFD Short 379 135.90CFD Short 500 136.10CFD Short 79 136.18CFD Short 6000 136.27CFD Short 100 136.69CFD Short 250 136.83CFD Short 100 136.97 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 08/04/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto plc Nature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto