21st Apr 2008 11:31
UBS AG (EPT)21 April 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1)Date of dealing 18 APRIL 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 1,785 0.00% 0 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 1,785 0.00% 0 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 300 13918 AUD Cents SALE 200 13918 SALE 100 13918 SALE 70 13918 PURCHASE 1593 13925 SALE 366 13942 SALE 237 13943 SALE 46 13943 SALE 710 13960 PURCHASE 15 13960 PURCHASE 21 13960 PURCHASE 852 13960 PURCHASE 35 13961 PURCHASE 300 13961 PURCHASE 1706 13964 SALE 500 13965 SALE 200 13968 PURCHASE 1 13968 PURCHASE 6 13969 PURCHASE 104 13969 PURCHASE 1553 13971 SALE 1789 13973 PURCHASE 38 13973 PURCHASE 50 13973 PURCHASE 37 13974 PURCHASE 50 13974 PURCHASE 500 13975 PURCHASE 588 13976 SALE 975 13977 SALE 100 13978 PURCHASE 2 13979 PURCHASE 2 13979 PURCHASE 95 13979 PURCHASE 194 13979 SALE 790 13981 SALE 228 13981 PURCHASE 2 13983 PURCHASE 500 13983 PURCHASE 565 13983 SALE 285 13990 SALE 250 13992 SALE 20 13992 SALE 200 13995 SALE 145 13995 PURCHASE 503 13998 SALE 161 14020 SALE 149 14020 SALE 17 14020 PURCHASE 331 14020 PURCHASE 1392 14023 PURCHASE 804 14026 SALE 1468 14035 SALE 650 14036 PURCHASE 1780 14038 SALE 2 14041 SALE 200 14042 PURCHASE 420 14044 SALE 1612 14045 SALE 639 14045 PURCHASE 475 14045 PURCHASE 92 14047 PURCHASE 253 14048 SALE 294 14049 SALE 60 14049 PURCHASE 335 14049 PURCHASE 1507 14049 SALE 250 14050 SALE 200 14050 SALE 100 14050 PURCHASE 459 14050 SALE 91 14051 PURCHASE 15 14051 PURCHASE 16 14051 PURCHASE 187 14051 SALE 500 14052 SALE 44 14052 SALE 177 14053 SALE 131 14056 SALE 93 14056 PURCHASE 1000 14056 SALE 299 14060 PURCHASE 379 14062 PURCHASE 400 14062 PURCHASE 155 14063 PURCHASE 45 14064 PURCHASE 121 14064 SALE 144 14066 PURCHASE 4 14066 PURCHASE 522 14066 PURCHASE 780 14066 PURCHASE 300 14069 SALE 252 14070 PURCHASE 301 14070 SALE 296 14071 SALE 344 14074 SALE 636 14075 SALE 352 14075 SALE 307 14075 SALE 71 14075 SALE 1 14075 PURCHASE 3 14075 SALE 400 14076 SALE 46 14076 SALE 196 14078 SALE 105 14078 PURCHASE 50 14078 PURCHASE 60 14078 SALE 451 14079 SALE 577 14080 SALE 250 14080 SALE 250 14080 SALE 241 14080 SALE 45 14080 SALE 1061 14081 SALE 636 14081 SALE 460 14081 SALE 126 14081 SALE 83 14081 SALE 1 14081 SALE 298 14084 SALE 249 14084 SALE 120 14084 SALE 30 14084 SALE 12 14084 SALE 1 14084 SALE 71 14085 SALE 7 14085 SALE 7 14085 PURCHASE 11 14085 PURCHASE 22 14085 PURCHASE 500 14085 PURCHASE 270 14086 PURCHASE 1774 14087 SALE 73 14088 SALE 287 14089 SALE 151 14089 SALE 133 14089 SALE 79 14089 SALE 1268 14090 SALE 100 14090 PURCHASE 3 14090 PURCHASE 100 14090 SALE 500 14094 SALE 2 14094 PURCHASE 266 14094 SALE 54 14097 SALE 525 14098 PURCHASE 13 14098 PURCHASE 50 14098 SALE 67 14099 PURCHASE 58 14099 PURCHASE 1 14100 PURCHASE 25 14100 PURCHASE 32 14100 PURCHASE 37 14100 PURCHASE 50 14100 PURCHASE 108 14100 PURCHASE 172 14100 PURCHASE 233 14100 PURCHASE 483 14100 PURCHASE 1692 14100 SALE 44362 14100.03728 PURCHASE 44362 14100.03728 PURCHASE 1 14101 PURCHASE 34 14101 SALE 381 14103 SALE 42295 14104.39492 PURCHASE 42295 14104.39492 SALE 328 14108 PURCHASE 77 14108 PURCHASE 200 14110 SALE 115 14111 PURCHASE 1 14113 PURCHASE 39 14113 PURCHASE 62 14113 SALE 1769 14125 PURCHASE 1769 14126 PURCHASE 72 14127 PURCHASE 100 14129 PURCHASE 1597 14129 PURCHASE 46 14130 PURCHASE 367 14130 SALE 500 14135 SALE 94 14138 SALE 792 14141 SALE 625 14141 SALE 185 14141 SALE 875 14151 SALE 250 14160 PURCHASE 300 14160 SALE 359 14161 PURCHASE 111 14164 PURCHASE 586 14164 SALE 101 14165 PURCHASE 278 14165 PURCHASE 69 14166 SALE 306 14168 SALE 246 14171 PURCHASE 8 14171 PURCHASE 140 14171 PURCHASE 93 14172 PURCHASE 4 14177 PURCHASE 100 14177 PURCHASE 120 14177 PURCHASE 4 14179 PURCHASE 1 14180 PURCHASE 4 14180 PURCHASE 100 14180 PURCHASE 192 14180 PURCHASE 200 14182 PURCHASE 1 14184 PURCHASE 197 14184 PURCHASE 315 14184 PURCHASE 749 14186 PURCHASE 42 14188 PURCHASE 140 14188 PURCHASE 63 14190 PURCHASE 251 14190 SALE 884 14194 SALE 163 14197 SALE 362 14198 SALE 314 14198 SALE 500 14199 SALE 363 14199 PURCHASE 37 14199 PURCHASE 100 14199 PURCHASE 150 14200 PURCHASE 194 14200 PURCHASE 262 14200 PURCHASE 282 14200 PURCHASE 46 14201 PURCHASE 177 14201 PURCHASE 258 14201 SALE 61 14203 SALE 262 14204 SALE 1171 14219 PURCHASE 192 14228 PURCHASE 3 14230 PURCHASE 19 14230 PURCHASE 114 14230 PURCHASE 2 14233 PURCHASE 225 14233 PURCHASE 97 14235 PURCHASE 78 14252 PURCHASE 29 14255 PURCHASE 88 14255 PURCHASE 1 14260 PURCHASE 10 14263 PURCHASE 89 14263 PURCHASE 100 14263 PURCHASE 280 14274 PURCHASE 456 14274 PURCHASE 506 14277 SALE 200 14279 SALE 70 14279 SALE 500 14280 SALE 20 14280 SALE 200 14286 SALE 106 14286 SALE 356 14287 SALE 307 14287 PURCHASE 83 14291 SALE 665 14295 SALE 231 14299 PURCHASE 100 14300 PURCHASE 203 14300 PURCHASE 266 14300 PURCHASE 500 14300 PURCHASE 2 14301 PURCHASE 2 14301 PURCHASE 2 14301 PURCHASE 19 14301 PURCHASE 70 14301 PURCHASE 100 14301 PURCHASE 110 14301 PURCHASE 431 14301 SALE 200 14304 SALE 71 14304 SALE 88 14305 SALE 13 14305 PURCHASE 231 14307 PURCHASE 424 14307 PURCHASE 550 14310 PURCHASE 139 14311 PURCHASE 37 14312 PURCHASE 72 14312 PURCHASE 145 14312 SALE 130 14321 SALE 2 14321 SALE 252 14326 SALE 233 14327 SALE 220 14328 SALE 152 14328 SALE 702 14331 PURCHASE 9 14333 PURCHASE 192 14333 SALE 58 14334 PURCHASE 25 14335 PURCHASE 37 14335 PURCHASE 85 14335 PURCHASE 85 14335 PURCHASE 120 14335 PURCHASE 216 14335 PURCHASE 6 14336 PURCHASE 28 14336 PURCHASE 36 14336 PURCHASE 51 14336 PURCHASE 121 14352 SALE 500 14355 PURCHASE 38 14355 PURCHASE 71 14355 PURCHASE 130 14355 TOTAL PURCHASES 131,019 TOTAL SALES 128,952 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 21 APRIL 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto