9th Jul 2008 12:01
|
FORM 38.5 (SUMMARY) |
|
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
|
securities in which dealings have been made. |
|
CONNECTED EXEMPT PRINCIPLE TRADER: |
|
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS |
|
Name of EPT |
Merrill Lynch International |
|
Date of disclosure |
09 July 2008 |
|
Date of dealing |
08 July 2008 |
|
Telephone number |
020 7996 2121 |
|
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies: |
|
08 July 2008 |
|
Taylor Nelson Sofres Plc - Common |
|
Rio Tinto Plc - Common |
|
Informa Plc - Common |
|
BHP Billiton Plc - Common |
|
AMENDMENT |
|
state which element(s) of previous disclosure was incorrect: |
|
In the case of option business or dealings in derivatives full details should be given on a separate sheet |
|
so that the nature of the dealings can be fully understood. For options this should include the number of |
|
securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise |
|
price and any option money paid or received. For derivatives this should include, at least, the number of |
|
reference securities to which they relate (when relevant), the maturity date (or if applicable the closing |
|
out date) and the reference price. |
|
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the |
|
Monitoring Section of the Panel, Tel. No:0207 638 0129 |
|
FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
BHP Billiton Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
08/07/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
2,442,802 |
GBP 17.42 |
GBP 16.57 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
3,552,538 |
GBP 17.40 |
GBP 16.57 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
20,000 |
GBP 16.64 |
|
Long Swap |
LONG |
64 |
GBP 17.15 |
|
Long Swap |
LONG |
290 |
GBP 16.65 |
|
Long Swap |
LONG |
858 |
GBP 17.05 |
|
Long Swap |
LONG |
1,642 |
GBP 17.05 |
|
Long Swap |
LONG |
3,696 |
GBP 16.57 |
|
Long Swap |
LONG |
9,932 |
GBP 17.11 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
200 |
GBP 17.32 |
|
Short Swap |
SHORT |
34,700 |
GBP 16.96 |
|
Short Swap |
SHORT |
35,602 |
AUD 35.60 |
|
Short Swap |
SHORT |
8,310 |
GBP 17.12 |
|
Short Swap |
SHORT |
5,000 |
GBP 16.57 |
|
Short Swap |
SHORT |
5,000 |
GBP 16.57 |
|
Short Swap |
SHORT |
3,510 |
GBP 17.12 |
|
Short Swap |
SHORT |
2,360 |
GBP 17.12 |
|
Short Swap |
SHORT |
14,398 |
AUD 35.60 |
|
Short Swap |
SHORT |
93,141 |
GBP 17.07 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
|
varying etc. |
option |
European etc |
paid/received |
|
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
09/07/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
|
CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Taylor Nelson Sofres Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
08/07/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
2,258,351 |
GBP 2.51 |
GBP 2.41 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
4,219,848 |
GBP 2.51 |
GBP 2.40 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
paid/received |
|
varying etc. |
option |
European etc |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
09/07/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
WPP Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
|
CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Informa Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
08/07/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
36,434 |
GBP 4.23 |
GBP 4.15 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
43,502 |
GBP 4.24 |
GBP 4.12 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
paid/received |
|
varying etc. |
option |
European etc |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
09/07/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Informa Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Rio Tinto Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
08/07/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
587,135 |
GBP 55.03 |
GBP 52.41 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
542,564 |
GBP 55.02 |
GBP 51.85 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
3,984 |
GBP 53.91 |
|
Long Swap |
LONG |
1,000 |
GBP 52.68 |
|
Long Swap |
LONG |
20 |
GBP 53.84 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
10 |
GBP 53.42 |
|
Short Swap |
SHORT |
118 |
GBP 53.42 |
|
Short Swap |
SHORT |
140 |
GBP 52.56 |
|
Short Swap |
SHORT |
1,000 |
GBP 53.49 |
|
Short Swap |
SHORT |
1,500 |
GBP 54.14 |
|
Short Swap |
SHORT |
4,000 |
GBP 53.49 |
|
Short Swap |
SHORT |
9,660 |
GBP 53.42 |
|
Short Swap |
SHORT |
18,080 |
GBP 53.42 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
|
varying etc. |
option |
European etc |
paid/received |
|
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
09/07/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
|
Nature of connection # |
Advisor |
Related Shares:
BHP GroupInformaRio Tinto