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EPT Disclosure

14th Aug 2008 11:51

RNS Number : 3400B
UBS AG (EPT)
14 August 2008
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

13 AUGUST 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

0

0.00%

560

0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

0

0.00%

560

0.00%

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

PURCHASE

37

11029 AUD Cents

PURCHASE

123

11029

PURCHASE

1

11034

PURCHASE

5

11034

PURCHASE

82

11034

PURCHASE

293

11034

PURCHASE

165

11035

PURCHASE

968

11035

SALE

450

11036

SALE

40

11036

PURCHASE

162

11036

PURCHASE

164

11036

SALE

465

11037

SALE

74

11037

SALE

1

11037

SALE

1

11037

PURCHASE

330

11037

SALE

1838

11038

SALE

54

11038

PURCHASE

28

11038

PURCHASE

57

11038

PURCHASE

218

11038

PURCHASE

79

11039

PURCHASE

85

11039

PURCHASE

100

11039

PURCHASE

100

11039

PURCHASE

100

11039

PURCHASE

100

11039

SALE

100

11040

PURCHASE

185

11040

PURCHASE

1

11047

PURCHASE

81

11049

PURCHASE

99

11049

PURCHASE

20

11051

PURCHASE

100

11051

PURCHASE

132

11051

PURCHASE

525

11051

PURCHASE

79

11054

PURCHASE

195

11054

PURCHASE

144

11055

PURCHASE

195

11055

PURCHASE

1

11059

SALE

1000

11060

SALE

81

11060

PURCHASE

15

11060

PURCHASE

177

11060

PURCHASE

200

11060

PURCHASE

659

11060

PURCHASE

12

11061

PURCHASE

27

11061

PURCHASE

163

11061

PURCHASE

170

11061

PURCHASE

171

11061

PURCHASE

200

11061

PURCHASE

315

11061

SALE

6

11062

PURCHASE

239

11062

PURCHASE

135

11063

PURCHASE

129

11064

SALE

200

11065

PURCHASE

118

11065

PURCHASE

66

11066

SALE

170

11067

SALE

50

11067

PURCHASE

15

11067

PURCHASE

17

11067

PURCHASE

27

11067

PURCHASE

42

11067

PURCHASE

86

11067

PURCHASE

118

11067

PURCHASE

212

11067

PURCHASE

387

11067

SALE

330

11068

SALE

300

11068

SALE

300

11068

SALE

6

11068

SALE

1

11068

SALE

82

11069

SALE

70

11069

SALE

538

11070

SALE

452

11071

PURCHASE

7

11072

PURCHASE

74

11072

PURCHASE

1

11075

SALE

56

11076

SALE

190

11077

SALE

2

11077

SALE

462

11078

SALE

232

11078

SALE

190

11078

PURCHASE

16

11078

PURCHASE

40

11078

PURCHASE

139

11078

PURCHASE

1

11079

PURCHASE

1

11079

PURCHASE

8

11079

PURCHASE

20

11079

PURCHASE

33

11079

PURCHASE

100

11079

PURCHASE

226

11079

PURCHASE

273

11079

PURCHASE

582

11079

SALE

451

11080

SALE

451

11080

SALE

173

11080

SALE

103

11080

SALE

10

11080

SALE

1

11080

PURCHASE

1

11080

PURCHASE

8

11080

PURCHASE

40

11080

PURCHASE

70

11080

PURCHASE

138

11080

PURCHASE

170

11080

PURCHASE

300

11080

PURCHASE

350

11080

PURCHASE

504

11080

PURCHASE

1

11081

PURCHASE

288

11081

SALE

490

11082

SALE

200

11082

PURCHASE

100

11082

PURCHASE

170

11082

PURCHASE

170

11082

PURCHASE

637

11082

SALE

167

11083

PURCHASE

1

11083

PURCHASE

54

11085

PURCHASE

77

11085

PURCHASE

198

11085

SALE

154

11086

PURCHASE

100

11086

PURCHASE

21

11087

PURCHASE

24

11087

PURCHASE

253

11087

PURCHASE

25

11088

PURCHASE

49

11088

PURCHASE

1

11090

PURCHASE

156

11090

PURCHASE

194

11090

PURCHASE

300

11090

PURCHASE

950

11090

SALE

161

11092

SALE

21

11092

PURCHASE

100

11092

PURCHASE

12

11093

PURCHASE

13

11093

PURCHASE

17

11093

PURCHASE

21

11093

PURCHASE

26

11093

PURCHASE

36

11093

PURCHASE

84

11093

PURCHASE

115

11093

PURCHASE

189

11093

PURCHASE

194

11093

PURCHASE

214

11093

PURCHASE

297

11093

PURCHASE

388

11093

PURCHASE

1045

11093

SALE

247

11095

SALE

33

11095

PURCHASE

14

11095

PURCHASE

37

11095

PURCHASE

51

11095

PURCHASE

142

11095

PURCHASE

1

11096

PURCHASE

1

11096

PURCHASE

1

11096

PURCHASE

6

11096

PURCHASE

18

11096

PURCHASE

61

11096

PURCHASE

160

11096

SALE

44

11097

PURCHASE

30

11097

PURCHASE

40

11097

PURCHASE

45

11097

PURCHASE

62

11097

SALE

1000

11099

SALE

218

11099

SALE

196

11099

SALE

89

11099

SALE

1

11099

PURCHASE

1

11099

PURCHASE

20

11099

PURCHASE

33

11099

PURCHASE

59

11099

PURCHASE

123

11099

PURCHASE

175

11099

PURCHASE

375

11099

SALE

304

11100

SALE

50

11100

SALE

49

11100

SALE

46

11100

SALE

46

11100

SALE

34

11100

PURCHASE

17

11100

PURCHASE

46

11100

PURCHASE

49

11100

PURCHASE

329

11100

PURCHASE

836

11100

SALE

400

11101

SALE

175

11101

SALE

50

11101

PURCHASE

18

11101

PURCHASE

27

11101

PURCHASE

82

11101

PURCHASE

97

11101

PURCHASE

100

11101

SALE

441

11102

SALE

151

11102

SALE

142

11102

SALE

128

11102

SALE

35

11102

SALE

616

11103

SALE

175

11103

SALE

1

11103

SALE

1

11103

PURCHASE

1

11103

PURCHASE

16

11103

SALE

366

11104

SALE

363

11104

SALE

1

11104

PURCHASE

1

11104

PURCHASE

4

11104

PURCHASE

16

11104

PURCHASE

100

11104

PURCHASE

414

11104

SALE

500

11105

SALE

451

11105

SALE

278

11105

SALE

57

11105

PURCHASE

4

11105

PURCHASE

9

11105

PURCHASE

38

11105

PURCHASE

47

11105

PURCHASE

47

11105

SALE

926

11106

SALE

282

11106

SALE

135

11106

SALE

82

11106

SALE

3

11106

PURCHASE

1

11106

PURCHASE

1

11106

PURCHASE

15

11106

PURCHASE

44

11106

PURCHASE

63

11106

PURCHASE

67

11106

PURCHASE

85

11106

PURCHASE

327

11106

PURCHASE

400

11106

PURCHASE

467

11106

SALE

410

11107

SALE

251

11107

SALE

74

11107

PURCHASE

1

11107

PURCHASE

487

11107

SALE

129

11108

PURCHASE

1

11108

SALE

148

11109

PURCHASE

1

11109

PURCHASE

116

11109

PURCHASE

206

11109

PURCHASE

274

11109

SALE

245

11110

SALE

150

11110

SALE

136

11110

PURCHASE

42

11110

PURCHASE

52

11110

PURCHASE

54

11110

PURCHASE

319

11110

SALE

186

11111

SALE

150

11111

SALE

23

11111

PURCHASE

1

11111

PURCHASE

5

11111

PURCHASE

26

11111

PURCHASE

34

11111

PURCHASE

46

11111

PURCHASE

174

11111

PURCHASE

197

11111

PURCHASE

320

11111

PURCHASE

558

11111

PURCHASE

615

11111

SALE

578

11113

SALE

46

11113

SALE

41

11114

PURCHASE

16

11114

PURCHASE

23

11114

PURCHASE

101

11114

PURCHASE

275

11114

SALE

786

11115

SALE

219

11115

SALE

56

11115

PURCHASE

1

11115

PURCHASE

2

11115

PURCHASE

4

11115

PURCHASE

4

11115

PURCHASE

52

11115

PURCHASE

82

11115

PURCHASE

346

11115

PURCHASE

6

11116

PURCHASE

12

11116

PURCHASE

39

11116

PURCHASE

40

11116

PURCHASE

100

11116

PURCHASE

731

11116

SALE

541

11117

SALE

490

11117

SALE

400

11117

SALE

200

11117

SALE

125

11117

SALE

3

11117

PURCHASE

6

11117

PURCHASE

17

11117

PURCHASE

25

11117

PURCHASE

141

11117

PURCHASE

7

11118

PURCHASE

79

11118

PURCHASE

44

11119

PURCHASE

91

11119

PURCHASE

171

11119

SALE

688

11120

SALE

130

11120

PURCHASE

1

11122

PURCHASE

29

11122

PURCHASE

40

11122

PURCHASE

105

11122

PURCHASE

200

11122

PURCHASE

321

11122

PURCHASE

14

11123

PURCHASE

15

11123

PURCHASE

35

11123

PURCHASE

51

11123

PURCHASE

70

11123

PURCHASE

88

11123

PURCHASE

174

11123

PURCHASE

238

11123

SALE

589

11124

SALE

452

11124

SALE

56

11124

PURCHASE

255

11124

SALE

550

11125

SALE

5

11125

SALE

3

11125

SALE

178

11126

SALE

150

11126

PURCHASE

1

11126

SALE

631

11127

SALE

446

11127

SALE

432

11127

PURCHASE

1

11127

PURCHASE

211

11127

SALE

67

11128

PURCHASE

4

11128

PURCHASE

25

11128

PURCHASE

77

11128

PURCHASE

79

11128

PURCHASE

175

11128

PURCHASE

240

11128

PURCHASE

175

11129

SALE

193

11130

SALE

15

11130

SALE

8

11130

PURCHASE

72

11130

SALE

234

11131

SALE

3

11131

PURCHASE

12

11131

PURCHASE

43

11131

PURCHASE

165

11131

SALE

668

11132

SALE

28

11132

SALE

5

11132

PURCHASE

32

11132

PURCHASE

45

11132

SALE

714

11133

SALE

460

11133

SALE

110

11133

SALE

106

11133

SALE

68

11133

SALE

1

11133

SALE

1

11133

PURCHASE

1

11133

PURCHASE

180

11133

PURCHASE

249

11133

PURCHASE

292

11133

SALE

413

11134

SALE

1

11134

PURCHASE

1

11134

PURCHASE

300

11134

SALE

2

11135

PURCHASE

1

11135

PURCHASE

1

11135

PURCHASE

1

11135

PURCHASE

1

11135

PURCHASE

35

11135

PURCHASE

36

11135

PURCHASE

47

11135

PURCHASE

77

11135

PURCHASE

300

11135

SALE

71856

11135.22

PURCHASE

71856

11135.22

SALE

272

11136

SALE

242

11136

SALE

17

11136

SALE

5

11136

PURCHASE

1

11136

PURCHASE

1

11136

PURCHASE

1

11136

PURCHASE

25

11136

PURCHASE

81

11136

SALE

1892

11137

SALE

439

11137

SALE

306

11137

SALE

153

11137

SALE

112

11137

SALE

103

11137

SALE

92

11137

SALE

82

11137

PURCHASE

140

11137

PURCHASE

242

11137

SALE

449

11138

SALE

282

11138

SALE

262

11138

SALE

216

11138

SALE

180

11138

SALE

180

11138

SALE

170

11138

SALE

108

11138

SALE

4

11138

SALE

33

11139

SALE

1

11139

PURCHASE

13

11139

PURCHASE

56

11139

PURCHASE

189

11139

PURCHASE

229

11139

PURCHASE

1075

11139

SALE

359

11140

SALE

300

11140

SALE

237

11140

SALE

170

11140

SALE

141

11140

SALE

100

11140

SALE

97

11140

SALE

81

11140

SALE

9

11140

PURCHASE

71

11140

PURCHASE

86

11140

PURCHASE

99

11140

PURCHASE

154

11140

PURCHASE

166

11140

PURCHASE

183

11140

PURCHASE

223

11140

PURCHASE

288

11140

PURCHASE

288

11140

PURCHASE

572

11140

PURCHASE

873

11140

SALE

68826

11140.63

PURCHASE

68826

11140.63

SALE

113

11141

SALE

68

11141

PURCHASE

22

11141

PURCHASE

30

11141

PURCHASE

38

11141

PURCHASE

100

11141

PURCHASE

180

11141

PURCHASE

250

11141

PURCHASE

1

11142

PURCHASE

5

11142

PURCHASE

6

11142

PURCHASE

12

11142

PURCHASE

23

11142

PURCHASE

33

11142

PURCHASE

89

11142

PURCHASE

115

11142

PURCHASE

180

11142

PURCHASE

180

11142

PURCHASE

4

11143

PURCHASE

8

11143

PURCHASE

4

11144

PURCHASE

70

11144

PURCHASE

105

11144

SALE

585

11145

SALE

13

11145

PURCHASE

15

11145

PURCHASE

100

11145

PURCHASE

134

11145

SALE

1

11146

PURCHASE

34

11146

PURCHASE

205

11146

PURCHASE

604

11146

PURCHASE

706

11146

PURCHASE

918

11146

SALE

975

11147

SALE

51

11147

PURCHASE

88

11147

SALE

70

11148

SALE

1

11148

PURCHASE

21

11148

PURCHASE

36

11148

PURCHASE

76

11148

PURCHASE

79

11148

PURCHASE

100

11148

PURCHASE

100

11148

PURCHASE

100

11148

PURCHASE

100

11148

PURCHASE

100

11148

PURCHASE

83

11149

PURCHASE

375

11149

SALE

200

11150

SALE

99

11150

SALE

86

11150

SALE

68

11150

PURCHASE

4

11150

PURCHASE

9

11150

PURCHASE

28

11150

PURCHASE

255

11150

PURCHASE

1000

11150

SALE

2

11151

SALE

1

11151

SALE

365

11153

SALE

288

11153

SALE

7

11154

SALE

1

11154

SALE

1

11154

SALE

1144

11155

PURCHASE

1

11156

SALE

372

11157

SALE

92

11157

PURCHASE

1

11157

PURCHASE

31

11157

SALE

740

11158

SALE

579

11158

SALE

1

11158

PURCHASE

1

11158

PURCHASE

1

11158

PURCHASE

1

11158

SALE

1685

11159

SALE

794

11159

SALE

448

11159

SALE

233

11159

SALE

55

11159

PURCHASE

103

11159

PURCHASE

194

11159

PURCHASE

1789

11159

SALE

405

11160

SALE

121

11160

SALE

100

11160

PURCHASE

1

11160

PURCHASE

1892

11160

PURCHASE

100

11161

PURCHASE

100

11161

PURCHASE

100

11161

PURCHASE

100

11161

PURCHASE

100

11161

PURCHASE

101

11161

PURCHASE

209

11161

SALE

210

11162

PURCHASE

1

11162

SALE

1

11163

PURCHASE

72

11163

PURCHASE

279

11163

SALE

107

11164

PURCHASE

1

11164

PURCHASE

210

11164

SALE

250

11165

SALE

218

11165

PURCHASE

1

11165

PURCHASE

101

11165

PURCHASE

499

11165

SALE

150

11166

SALE

107

11166

SALE

8

11166

PURCHASE

31

11166

PURCHASE

100

11166

PURCHASE

152

11166

PURCHASE

222

11166

SALE

1

11167

SALE

1

11167

PURCHASE

403

11167

SALE

498

11168

SALE

459

11168

SALE

292

11168

SALE

224

11168

SALE

111

11168

SALE

6

11168

SALE

5

11168

SALE

1

11168

SALE

1

11168

PURCHASE

87

11168

SALE

236

11169

SALE

175

11169

PURCHASE

1

11169

PURCHASE

1

11169

PURCHASE

48

11169

PURCHASE

62

11169

PURCHASE

97

11169

PURCHASE

100

11169

PURCHASE

100

11169

PURCHASE

101

11169

PURCHASE

160

11169

SALE

408

11170

SALE

305

11170

SALE

56

11170

SALE

6

11170

PURCHASE

23

11170

PURCHASE

100

11170

PURCHASE

217

11170

PURCHASE

412

11170

PURCHASE

1

11171

PURCHASE

1

11171

PURCHASE

14

11171

PURCHASE

24

11171

PURCHASE

42

11171

PURCHASE

72

11171

PURCHASE

100

11171

PURCHASE

298

11171

PURCHASE

406

11171

PURCHASE

450

11171

PURCHASE

719

11171

SALE

282

11172

SALE

60

11172

SALE

4

11172

SALE

557

11173

SALE

13

11173

PURCHASE

1

11173

PURCHASE

30

11173

PURCHASE

460

11173

SALE

977

11174

SALE

199

11174

SALE

117

11174

SALE

52

11174

SALE

51

11174

SALE

7

11174

PURCHASE

16

11174

SALE

359

11175

PURCHASE

9

11175

PURCHASE

12

11175

PURCHASE

800

11175

PURCHASE

416

11176

SALE

271

11177

SALE

1236

11178

SALE

1143

11179

SALE

586

11179

SALE

200

11180

SALE

1

11180

SALE

100

11184

PURCHASE

588

11185

PURCHASE

454

11186

SALE

1

11187

PURCHASE

1

11189

PURCHASE

499

11189

PURCHASE

348

11190

SALE

148

11191

SALE

1

11191

SALE

147

11192

SALE

1

11192

PURCHASE

200

11192

PURCHASE

1

11193

PURCHASE

240

11193

SALE

498

11195

SALE

452

11195

SALE

7

11195

SALE

1

11195

PURCHASE

1

11195

PURCHASE

17

11195

PURCHASE

453

11195

PURCHASE

8

11197

SALE

758

11199

PURCHASE

100

11199

PURCHASE

170

11199

PURCHASE

200

11199

PURCHASE

289

11199

PURCHASE

400

11199

SALE

1892

11200

SALE

1335

11200

PURCHASE

57

11200

PURCHASE

296

11200

PURCHASE

49

11202

PURCHASE

71

11202

PURCHASE

97

11202

PURCHASE

170

11202

PURCHASE

296

11202

PURCHASE

47

11203

PURCHASE

70

11203

PURCHASE

95

11203

PURCHASE

7

11210

PURCHASE

83

11210

PURCHASE

160

11210

PURCHASE

5

11211

PURCHASE

1

11212

PURCHASE

1

11213

PURCHASE

1

11214

PURCHASE

83

11214

PURCHASE

160

11214

PURCHASE

26

11216

PURCHASE

100

11216

PURCHASE

100

11216

PURCHASE

100

11216

PURCHASE

100

11216

PURCHASE

100

11216

PURCHASE

100

11216

PURCHASE

225

11216

PURCHASE

400

11216

PURCHASE

400

11216

PURCHASE

1

11217

PURCHASE

58

11217

PURCHASE

170

11217

PURCHASE

1

11218

PURCHASE

150

11218

PURCHASE

180

11218

PURCHASE

292

11219

PURCHASE

630

11219

PURCHASE

1

11220

PURCHASE

1

11220

PURCHASE

1

11220

PURCHASE

1

11220

PURCHASE

1

11220

PURCHASE

9

11220

PURCHASE

29

11220

PURCHASE

38

11220

PURCHASE

40

11220

PURCHASE

71

11220

PURCHASE

140

11220

PURCHASE

170

11220

PURCHASE

179

11220

PURCHASE

500

11220

PURCHASE

1

11221

PURCHASE

15

11221

PURCHASE

37

11222

PURCHASE

55

11222

PURCHASE

75

11222

PURCHASE

76

11222

PURCHASE

81

11222

PURCHASE

150

11223

PURCHASE

248

11223

PURCHASE

1

11224

PURCHASE

11

11224

PURCHASE

76

11224

PURCHASE

228

11224

PURCHASE

29

11225

PURCHASE

41

11225

PURCHASE

54

11225

PURCHASE

69

11225

PURCHASE

91

11225

PURCHASE

160

11225

SALE

5

11226

PURCHASE

1

11226

SALE

41

11227

SALE

517

11228

SALE

107

11229

PURCHASE

200

11229

SALE

492

11230

SALE

6

11230

SALE

4

11230

PURCHASE

30

11230

PURCHASE

129

11230

PURCHASE

161

11230

PURCHASE

1

11231

SALE

268

11233

SALE

160

11236

PURCHASE

900

11238

PURCHASE

1

11240

PURCHASE

6

11240

PURCHASE

60

11240

SALE

1

11241

PURCHASE

1

11241

PURCHASE

56

11242

PURCHASE

267

11242

PURCHASE

11

11243

PURCHASE

25

11243

SALE

781

11245

SALE

275

11246

SALE

678

11247

SALE

642

11247

SALE

242

11248

SALE

122

11248

PURCHASE

76

11248

PURCHASE

160

11248

SALE

500

11250

SALE

270

11250

SALE

25

11250

PURCHASE

2

11261

PURCHASE

23

11261

PURCHASE

65

11261

PURCHASE

128

11261

PURCHASE

7

11264

SALE

71

11268

SALE

136

11276

SALE

300

11286

TOTAL PURCHASES

212,538

TOTAL SALES

209,508

(b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

14 AUGUST 2008

Contact name

LOUISE ROBINSON

Telephone number

020 7567 8762

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

Nature of connection (Note 9)

CONNECTED ADVISER

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMBGGDIBUBGGIS

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