Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

3rd Nov 2008 10:57

RNS Number : 2797H
Deutsche Bank AG
03 November 2008
 



FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Bank AG London

Company dealt in

BHP Billiton Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

31/10/2008

2. DEALINGS (Note 2)

(a) Purchases and sales

Total number of securities purchased

Highest price paid (Note 3)

GBP

Lowest price paid (Note 3)

GBP

1,932,651

10.61

9.685

Total number of securities sold

Highest price paid (Note 3)

GBP

Lowest price paid (Note 3)

GBP

2,273,549

10.59

9.69

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 4)

Number of securities (Note 5)

Price per unit (Note 3)

GBP

CFD

Long

430,000

10.4496

CFD

Long

330,137

10.258499

CFD

Long

100,000

10.510458

CFD

Long

16,000

10.51947

CFD

Long

13,592

10.2051

CFD

Long

10,059

10.22323

CFD

Long

5,278

10.02

CFD

Long

3,600

10.560556

CFD

Long

200

10.16

CFD

Short

200,000

10.588603

CFD

Short

143,965

10.056762

CFD

Short

29,245

9.747225

CFD

Short

23,850

10.127478

CFD

Short

20,814

10.531053

CFD

Short

10,273

10.53

CFD

Short

4,620

10.090011

CFD

Short

3,151

10.384659

CFD

Short

2,700

10.51

CFD

Short

803

10.04

CFD

Short

410

10.05

CFD

Short

410

10.03

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 5)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

Date

Option money

paid/received per unit (Note 3)

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 3)

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Date of disclosure

03/11/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 6)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Bank AG London

Company dealt in

Rio Tinto Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

31/10/2008

2. DEALINGS (Note 2)

(a) Purchases and sales

Total number of securities purchased

Highest price paid (Note 3)

GBP

Lowest price paid (Note 3)

GBP

1,148,076

29.69

26.67

Total number of securities sold

Highest price paid (Note 3)

GBP

Lowest price paid (Note 3)

GBP

892,789

29.68

26.65

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 4)

Number of securities (Note 5)

Price per unit (Note 3)

GBP

CFD

Long

61,931

27.785602

CFD

Long

32,982

28.91705

CFD

Long

16,850

29.282749

CFD

Long

11,000

28.3876

CFD

Long

6,000

28.61136

CFD

Long

2,152

29.0398

CFD

Long

2,000

28.64

CFD

Long

2,000

28.6343

CFD

Long

800

28.5533

CFD

Short

141,716

27.990393

CFD

Short

75,000

28.978413

CFD

Short

40,000

29.322954

CFD

Short

11,010

28.642864

CFD

Short

4,645

28.64

CFD

Short

4,416

28.806716

CFD

Short

3,374

26.722658

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 5)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

Date

Option money

paid/received per unit (Note 3)

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 3)

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Date of disclosure

03/11/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 6)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

FORM 38.5(a)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Bank AG London

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

31/10/2008

2. DEALINGS (Note 2)

(a) Purchases and sales

Total number of securities purchased

Highest price paid (Note 3)

AUD

Lowest price paid (Note 3)

AUD

75,180

28.05

28.05

Total number of securities sold

Highest price paid (Note 3)

AUD

Lowest price paid (Note 3)

AUD

72,000

27.9939

27.9939

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 4)

Number of securities (Note 5)

Price per unit (Note 3)

AUD

CFD

Long

15,621

27.99

CFD

Short

15,621

27.99

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 5)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

Date

Option money

paid/received per unit (Note 3)

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 3)

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Date of disclosure

03/11/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 6)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMBJBMTMMAMBFP

Related Shares:

BHP GroupRio Tinto
FTSE 100 Latest
Value8,494.85
Change31.39