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EPT Disclosure

12th Jun 2008 08:14

RNS Number : 5420W

UBS Securities Australia Limited

12 June 2008

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader	UBS Securities Australia Limited
Company dealt in	Rio Tinto Ltd
Class of relevant security to which the dealings being disclosed relate (Note 1)	Ordinary
Date of dealing	11 June 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

	Long	Short
	Number (%)	Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:	Long	Short
	Number (%)	Number (%)
(1) Relevant securities	281147 0.06%	-4419428 0.97%
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell	2119840 0.46%	-1010176 0.22%
Total	2400987 0.53%	-5429604 1.19%

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale	Number of securities	Price per unit (AUD)
Sale	- 3,000	131.98
Sale	- 3,000	132.13
Sale	- 2,419	132.4
Sale	- 1,937	132.48
Sale	- 1,000	132.77
Sale	- 1,000	132.1
Sale	- 904	131.53
Sale	- 904	131.53
Sale	- 904	131.53
Sale	- 904	131.53
Sale	- 863	132.1
Sale	- 669	132.48
Sale	- 462	131.53
Sale	- 462	131.53
Sale	- 462	131.53
Sale	- 462	131.53
Sale	- 400	131.68
Sale	- 396	132.1
Sale	- 387	132.83
Sale	- 355	132.48
Sale	- 332	132.98
Sale	- 286	132.83
Sale	- 256	132.1
Sale	- 241	131.55
Sale	- 241	131.99
Sale	- 209	131.53
Sale	- 179	131.53
Sale	- 179	131.53
Sale	- 142	131.68
Sale	- 135	132.1
Sale	- 132	132.83
Sale	- 109	132.83
Sale	- 100	131.68
Sale	- 100	131.69
Sale	- 97	132.1
Sale	- 97	131.54
Sale	- 91	131.53
Sale	- 83	131.52
Sale	- 82	131.99
Sale	- 81	132.4
Sale	- 70	131.53
Sale	- 70	131.53
Sale	- 70	131.53
Sale	- 70	131.53
Sale	- 57	131.52
Sale	- 55	131.9
Sale	- 52	132.82
Sale	- 51	131.83
Sale	- 50	131.52
Sale	- 50	131.51
Sale	- 50	131.68
Sale	- 50	131.69
Sale	- 49	132.83
Sale	- 47	131.84
Sale	- 42	131.66
Sale	- 40	132.1
Sale	- 40	132.98
Sale	- 39	131.9
Sale	- 37	132.83
Sale	- 30	131.76
Sale	- 25	132.48
Sale	- 14	132.48
Sale	- 14	132.48
Sale	- 9	131.53
Sale	- 9	131.53
Sale	- 9	131.53
Sale	- 9	131.53
Sale	- 7	131.99
Sale	- 5	132.82
Sale	- 2	132.98
Purchase	1	132.01
Purchase	2	132.01
Purchase	9	131.53
Purchase	9	131.53
Purchase	9	131.53
Purchase	9	131.53
Purchase	14	132.48
Purchase	15	130.59
Purchase	17	132.1
Purchase	26	131.53
Purchase	28	132.57
Purchase	41	132.57
Purchase	55	132.78
Purchase	70	131.53
Purchase	70	131.53
Purchase	70	131.53
Purchase	70	131.53
Purchase	72	132.78
Purchase	89	130.56
Purchase	108	132.78
Purchase	111	130.59
Purchase	135	132.1
Purchase	179	131.53
Purchase	247	132.58
Purchase	248	132.57
Purchase	256	132.1
Purchase	260	131.51
Purchase	265	132.78
Purchase	285	132.01
Purchase	332	132.57
Purchase	342	132.1
Purchase	386	130.59
Purchase	396	132.1
Purchase	399	130.56
Purchase	462	131.53
Purchase	462	131.53
Purchase	462	131.53
Purchase	462	131.53
Purchase	904	131.53
Purchase	904	131.53
Purchase	904	131.53
Purchase	904	131.53
Purchase	909	132.58
Purchase	955	131.11
Purchase	1,529	131.53
Purchase	1,712	132.01
Purchase	1,740	131.5
Purchase	2,000	130.03
Purchase	3,438	132
Purchase	9,045	131.11
Purchase	71,500	137.53

(b) Derivatives transactions (other than options)

Product name,

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit ($AUD)

(i) Writing, selling, purchasing or varying

Product name, e.g. call option	Writing, selling, purchasing, varying etc.	Number of securities to which the option relates (Note 6)	Exercise price (AUD)	Type, e.g. American, European etc.	Expiry date	Option money paid/received per unit (AUD)
Call Option	Selling	- 30,000	138	American	26-Jun-08	1.88
Call Option	Selling	- 29,000	138	American	26-Jun-08	1.81
Call Option	Selling	- 11,000	138	American	26-Jun-08	1.81
Call Option	Selling	- 10,000	138	American	26-Jun-08	1.81
Call Option	Selling	- 8,000	138	American	26-Jun-08	1.88
Call Option	Selling	- 6,000	138	American	26-Jun-08	1.87
Call Option	Selling	- 6,000	138	American	26-Jun-08	1.85
Call Option	Purchasing	6,000	134	American	26-Jun-08	3.16
Call Option	Purchasing	6,000	134	American	26-Jun-08	3.13
Call Option	Purchasing	8,000	134	American	26-Jun-08	3.16
Call Option	Purchasing	10,000	134	American	26-Jun-08	3.06
Call Option	Purchasing	11,000	134	American	26-Jun-08	3.06
Call Option	Purchasing	29,000	134	American	26-Jun-08	3.06
Call Option	Purchasing	30,000	134	American	26-Jun-08	3.16

(ii) Exercising

Product name, e.g. call option

Number of securities

Exercise price per unit (AUD)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure	12 June 2008
Contact name	Ann Tran
Telephone number	+612 9324 3652
Name of offeree/offeror with which connected	BHP Billiton Plc/ BHP Billiton Limited
Nature of connection (Note 9)	Connected Advisor

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name, e.g. call option	Written or purchased	Number of securities to which the option or derivative relates	Exercise price (AUD)	Type, e.g. American, European etc.	Expiry date
Call Option	Written	- 62,000	138	American	26-Jun-08
Call Option	Written	- 20,000	170	American	26-Jun-08
Call Option	Written	- 14,000	120	European	26-Jun-08
Call Option	Written	- 12,000	96	European	6-Nov-08
Call Option	Written	- 10,000	180	American	26-Jun-08
Call Warrant	Written	- 5,952	96	European	6-Nov-08
Call Option	Written	- 5,000	140	American	26-Jun-08
Call Option	Written	- 5,000	180	American	18-Dec-08
Call Warrant	Written	- 3,945	120	European	26-Jun-08
Call Warrant	Written	- 3,143	100	European	6-Nov-08
Call Warrant	Written	- 2,580	55	European	18-Jun-09
Call Option	Written	- 2,000	120	American	18-Dec-08
Call Warrant	Written	- 1,600	140	European	26-Jun-08
Call Warrant	Written	- 1,406	80	European	27-May-09
Call Warrant	Written	- 1,550	54.07	American	30-Jun-14
Call Option	Purchased	1,000	166	American	26-Jun-08
Call Option	Purchased	1,000	114.74	European	19-Jun-09
Call Option	Purchased	3,000	160	American	26-Jun-08
Call Option	Purchased	3,000	170	American	18-Dec-08
Call Option	Purchased	4,000	166	American	25-Sep-08
Call Option	Purchased	8,000	146	American	26-Jun-08
Call Option	Purchased	10,000	136	American	26-Jun-08
Call Option	Purchased	12,000	96	European	6-Nov-08
Call Option	Purchased	14,000	120	European	26-Jun-08
Call Option	Purchased	17,000	170	American	25-Sep-08
Call Option	Purchased	30,000	144	American	25-Sep-08
Call Option	Purchased	47,000	150	American	26-Jun-08
Call Option	Purchased	60,000	144	American	28-Aug-08
Call Option	Purchased	77,000	150	American	24-Jul-08
Call Option	Purchased	100,000	170	American	18-Dec-08
Call Option	Purchased	137,000	134	American	26-Jun-08
Call Option	Purchased	140,000	158	American	28-Aug-08
Put Option	Written	- 232,000	66	American	26-Jun-08
Put Option	Written	- 200,000	80	American	26-Jun-08
Put Option	Written	- 150,000	79	American	22-Dec-11
Put Option	Written	- 145,000	134	American	26-Jun-08
Put Option	Written	- 100,000	140	American	26-Jun-08
Put Option	Written	- 100,000	140	American	18-Dec-08
Put Option	Written	- 82,000	130	American	29-Jan-09
Put Option	Written	- 71,000	110	American	25-Sep-08
Put Option	Written	- 51,000	150	American	18-Dec-08
Put Option	Written	- 50,000	126	American	26-Jun-08
Put Option	Written	- 50,000	120	American	18-Dec-08
Put Option	Written	- 16,695	102.42	American	29-Jun-12
Put Option	Written	- 10,000	120	American	29-Jan-09
Put Option	Written	- 10,000	122	American	29-Jan-09
Put Option	Written	- 8,721	78.86	American	28-Jul-11
Put Option	Written	- 6,000	116	American	29-Jan-09
Put Option	Written	- 5,380	29.73	American	17-Jun-08
Put Option	Written	- 5,000	180	American	18-Dec-08
Put Option	Written	- 4,983	50.17	American	19-Jun-08
Put Option	Written	- 4,931	78.43	American	28-Jul-11
Put Option	Written	- 4,434	78.23	American	30-Jun-11
Put Option	Written	- 4,058	78	American	28-Jul-11
Put Option	Written	- 3,905	102.41	American	29-Jul-10
Put Option	Written	- 3,883	77.32	American	30-Jun-11
Put Option	Written	- 3,685	76.01	American	30-Jun-11
Put Option	Written	- 3,675	85.7	American	22-Jun-12
Put Option	Written	- 3,628	67.79	American	29-Sep-11
Put Option	Written	- 3,013	101.81	American	26-Jul-12
Put Option	Written	- 3,000	142	American	26-Jun-08
Put Option	Written	- 2,746	72.82	American	24-Jun-11
Put Option	Written	- 2,739	94.91	American	29-Jul-10
Put Option	Written	- 2,719	99.08	American	29-Jul-10
Put Option	Written	- 2,716	78.99	American	28-Jul-11
Put Option	Written	- 2,515	98.79	American	26-Jul-12
Put Option	Written	- 2,450	76.54	American	28-Jul-11
Put Option	Written	- 2,264	110.36	American	24-Jun-09
Put Warrant	Written	- 2,000	130	European	26-Jun-08
Put Option	Written	- 2,000	150	American	18-Dec-08
Put Option	Written	- 1,902	98.51	American	28-Jun-12
Put Option	Written	- 1,806	101.45	American	26-Jul-12
Put Option	Written	- 1,787	100.7	American	26-Jul-12
Put Option	Written	- 1,656	77.02	American	30-Jun-11
Put Option	Written	- 1,639	103.64	American	26-Jul-12
Put Option	Written	- 1,628	102.26	American	24-Jun-10
Put Option	Written	- 1,600	77.2	American	25-Feb-10
Put Option	Written	- 1,594	100.35	American	26-Jul-12
Put Option	Written	- 1,588	99.88	American	26-Jul-12
Put Option	Written	- 1,558	48.13	American	25-Jun-08
Put Option	Written	- 1,512	99.17	American	25-Jun-10
Put Option	Written	- 1,500	78.2	American	22-Mar-10
Put Option	Written	- 1,500	78.39	American	23-Mar-10
Put Option	Written	- 1,441	99.64	American	29-Jul-10
Put Option	Written	- 1,418	91.6	American	29-Jul-10
Put Option	Written	- 1,407	44.42	American	25-Jun-08
Put Option	Written	- 1,360	73.51	American	28-Jul-11
Put Option	Written	- 1,334	74.99	American	22-Jun-11
Put Option	Written	- 1,291	77.44	American	30-Jun-11
Put Option	Written	- 1,281	43.4	American	21-Jun-10
Put Option	Written	- 1,257	99.37	American	28-Jun-12
Put Option	Written	- 1,175	42.5	American	27-Jan-10
Put Option	Written	- 1,083	92.25	American	28-Jun-12
Put Option	Written	- 1,080	101.81	American	29-Jul-10
Put Option	Written	- 1,062	98.28	American	28-Jun-12
Put Option	Written	- 1,040	96.14	American	26-May-10
Put Option	Written	- 1,038	76.08	American	30-Jun-11
Put Option	Written	- 1,020	74.54	American	1-Aug-11
Put Option	Written	- 1,008	99.09	American	18-Jun-10
Put Option	Written	- 1,003	43.86	American	26-Jun-08
Put Option	Written	- 1,000	76	American	14-Jun-11
Put Option	Written	- 1,000	150	American	26-Jun-08
Put Option	Written	- 1,000	160	American	26-Jun-08
Put Option	Written	- 1,000	76.49	American	19-Jun-09
Put Warrant	Written	- 1,000	140	European	26-Jun-08
Put Option	Written	- 982	74.85	American	30-Jun-11
Put Option	Written	- 941	42.5	American	3-Jun-10
Put Option	Written	- 887	98.08	American	28-Jun-12
Put Option	Written	- 870	97.65	American	22-Jun-12
Put Option	Written	- 869	75.44	American	23-Jun-11
Put Option	Written	- 836	99.24	American	15-Jun-10
Put Option	Written	- 831	96.8	American	28-Jun-12
Put Option	Written	- 828	98.9	American	29-Jul-10
Put Option	Written	- 821	103.41	American	22-Jun-12
Put Option	Written	- 815	98.29	American	30-Jun-08
Put Option	Written	- 797	43.91	American	24-Jun-08
Put Option	Written	- 794	75.5	American	23-Jun-11
Put Option	Written	- 742	53.8	American	17-Sep-08
Put Option	Written	- 733	102.26	American	28-Jun-12
Put Option	Written	- 703	85.3	American	22-Jun-12
Put Option	Written	- 701	42.79	American	4-Jun-10
Put Option	Written	- 696	99.01	American	26-Jul-12
Put Option	Written	- 663	75.36	American	23-Jun-11
Put Option	Written	- 663	30.16	American	12-Jun-08
Put Option	Written	- 663	75.38	American	25-Jun-09
Put Option	Written	- 650	92.25	American	12-Jun-12
Put Option	Written	- 648	97.31	American	24-Jun-09
Put Option	Written	- 637	47.09	American	18-Jun-08
Put Option	Written	- 634	78.7	American	27-May-09
Put Option	Written	- 628	99.44	American	29-Jul-10
Put Option	Written	- 626	28.75	American	23-Jun-08
Put Option	Written	- 601	99.71	American	25-Jun-10
Put Option	Written	- 600	73.45	American	30-Jun-11
Put Option	Written	- 598	83.69	American	22-Jun-12
Put Option	Written	- 591	95.3	American	29-Jul-10
Put Option	Written	- 576	43.4	American	23-Jun-08
Put Option	Written	- 573	34.9	American	18-Jun-09
Put Option	Written	- 567	35.27	American	19-Jun-09
Put Option	Written	- 566	35.33	American	22-Jun-09
Put Option	Written	- 564	90.39	American	22-Jun-12
Put Option	Written	- 562	99.67	American	29-Jul-10
Put Option	Written	- 561	44.56	American	25-Jun-08
Put Option	Written	- 555	45.04	American	22-Jun-10
Put Option	Written	- 547	109.66	American	27-Jan-11
Put Option	Written	- 538	99.08	American	26-Jul-12
Put Option	Written	- 528	75.48	American	29-Jun-11
Put Option	Written	- 524	43.89	American	24-Jun-08
Put Option	Written	- 518	96.51	American	31-May-12
Put Option	Written	- 514	77.75	American	30-Jun-11
Put Option	Written	- 510	98	American	29-Jul-10
Put Option	Written	- 509	98.07	American	29-Jul-10
Put Warrant	Written	- 500	160	European	26-Jun-08
Put Option	Written	- 484	103.17	American	26-Jul-12
Put Option	Written	- 472	90.6	American	29-Jul-10
Put Option	Written	- 465	98.9	American	28-Jun-12
Put Option	Written	- 460	109.66	American	31-Jan-13
Put Option	Written	- 457	43.76	American	12-Jun-08
Put Option	Written	- 454	44.05	American	26-Jun-08
Put Option	Written	- 452	44.24	American	24-Jun-08
Put Option	Written	- 448	44.64	American	17-Jun-08
Put Option	Written	- 434	98.52	American	29-Jul-10
Put Option	Written	- 429	34.96	American	18-Jun-09
Put Option	Written	- 425	78.61	American	30-Jun-11
Put Option	Written	- 419	71.59	American	19-Jan-09
Put Option	Written	- 413	96.82	American	24-Jun-10
Put Option	Written	- 413	96.75	American	21-Jun-12
Put Option	Written	- 404	98.86	American	24-Jun-10
Put Option	Written	- 400	74.9	American	22-Jun-11
Put Option	Written	- 396	75.01	American	8-Mar-10
Put Option	Written	- 382	98	American	26-Jul-12
Put Option	Written	- 371	99.3	American	29-Jul-10
Put Option	Written	- 363	82.51	American	28-Apr-09
Put Option	Written	- 356	70.14	American	10-Jun-09
Put Option	Written	- 353	70.82	American	9-Feb-09
Put Option	Written	- 352	98.21	American	29-Jul-10
Put Option	Written	- 343	29.15	American	20-Jun-08
Put Option	Written	- 341	43.98	American	24-Jun-08
Put Option	Written	- 325	77.02	American	21-May-09
Put Option	Written	- 310	96.73	American	23-Jun-10
Put Option	Written	- 305	75.25	American	25-Jun-09
Put Option	Written	- 300	71.7	American	2-Jan-09
Put Option	Written	- 298	100.5	American	25-Jun-10
Put Option	Written	- 296	67.43	American	15-Sep-09
Put Option	Written	- 286	91.6	American	30-Aug-12
Put Option	Written	- 283	78.34	American	19-Oct-11
Put Option	Written	- 271	73.66	American	10-Jun-09
Put Option	Written	- 271	73.76	American	5-Jun-09
Put Option	Written	- 265	75.38	American	22-Jun-11
Put Option	Written	- 257	76.5	American	17-Jun-11
Put Option	Written	- 246	101.6	American	24-Jun-10
Put Option	Written	- 243	102.51	American	26-Jul-12
Put Option	Written	- 240	83.48	American	18-Apr-11
Put Option	Written	- 227	44.05	American	22-Jun-10
Put Option	Written	- 218	100.49	American	28-Jun-12
Put Option	Written	- 214	93.26	American	28-Jun-12
Put Option	Written	- 209	81.14	American	28-Apr-11
Put Option	Written	- 203	98.08	American	22-Jun-10
Put Option	Written	- 203	98.47	American	22-Jun-10
Put Option	Written	- 198	100.52	American	16-Jun-10
Put Option	Written	- 181	101	American	29-Jul-10
Put Option	Written	- 176	113.21	American	25-Oct-12
Put Option	Written	- 175	57.14	American	24-Sep-08
Put Option	Written	- 168	148.37	American	30-May-13
Put Option	Written	- 164	91.04	American	11-May-12
Put Option	Written	- 159	78.31	American	21-Jun-11
Put Option	Written	- 159	78.2	American	23-Jun-09
Put Option	Written	- 158	78.77	American	24-Jun-11
Put Option	Written	- 158	99.12	American	29-Jul-10
Put Option	Written	- 157	99.86	American	29-Jul-10
Put Option	Written	- 154	129.41	American	11-Dec-12
Put Option	Written	- 152	98.36	American	28-Jun-12
Put Option	Written	- 150	99.59	American	29-Jul-10
Put Option	Written	- 146	98.79	American	29-Jul-10
Put Option	Written	- 146	102.05	American	26-Jul-12
Put Option	Written	- 132	97.5	American	2-Jul-12
Put Option	Written	- 131	94.91	American	26-Jul-12
Put Option	Written	- 130	76.7	American	19-May-11
Put Option	Written	- 130	76.73	American	25-Jun-08
Put Option	Written	- 128	77.89	American	21-Jun-11
Put Option	Written	- 127	98.35	American	22-Jun-10
Put Option	Written	- 126	99.07	American	7-Sep-12
Put Option	Written	- 125	99.59	American	28-Jun-12
Put Option	Written	- 125	99.48	American	29-Jul-10
Put Option	Written	- 119	83.55	American	11-Aug-10
Put Option	Written	- 91	109	American	22-Jan-09
Put Option	Written	- 78	127	American	31-Jan-13
Put Option	Written	- 73	135.65	American	22-Feb-11
Put Option	Purchased	2,000	134	American	26-Jun-08
Put Option	Purchased	3,000	140	American	26-Jun-08
Put Option	Purchased	4,000	144	American	26-Jun-08
Put Option	Purchased	4,000	148	American	26-Jun-08
Put Option	Purchased	5,000	100	American	26-Jun-08
Put Option	Purchased	5,000	150	American	26-Jun-08
Put Option	Purchased	5,000	144	American	28-Aug-08
Put Option	Purchased	12,000	144	American	26-Jun-08
Put Option	Purchased	50,000	138	American	26-Jun-08
Put Option	Purchased	50,000	148	American	26-Jun-08
Put Option	Purchased	50,000	62	American	26-Jun-08
Put Option	Purchased	60,000	150	American	24-Jul-08
Put Option	Purchased	60,000	130	American	28-Aug-08
Put Option	Purchased	75,000	124	American	26-Jun-08
Put Option	Purchased	75,000	110	American	18-Dec-08
Put Option	Purchased	100,000	90	American	26-Jun-08
Put Option	Purchased	150,000	132	American	25-Sep-08
Put Option	Purchased	150,000	77	American	22-Dec-11

This information is provided by RNS

The company news service from the London Stock Exchange

END

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