14th Dec 2007 16:40
Macquarie Bank Ld14 December 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinary shares ISIN: AU000000RI01dealings being disclosed relate (Note 1) Date of dealing 13 December 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 636851 0.13% (2) Derivatives (other than options) 22367 0.00% (3) Options and agreements to purchase/sell 1511774 0.32% Total 2,170,206 0.47% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD See Annexure B (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) See Annexure C (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) Stock Borrowing 38000Stock Lending 76854 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 14 December 2007 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 38.2(b) FOR RIO TINTO LIMITED DETAILS OF OPEN POSITIONS Product Name, e.g. Buy/Sell Number of securities to Exercise Type, e.g. Expirycall option which the option or price American, derivative relates European etc.Put Warrant Buy 1125 20100826Put Warrant Sell 80 19.37 European 20110825Put Warrant Sell 48327 45.50 European 20090129Put Warrant Sell 20819 47.00 European 20080731Put Warrant Sell 7239 21.09 European 20111027Put Warrant Sell 675 120.00 European 20110630Put Warrant Sell 5000 80.00 European 20120927Put Warrant Sell 100 80.00 European 20080131Put Warrant Sell 26165 90.00 European 20090625Put Warrant Sell 4455 62.62 European 20101028Put Warrant Sell 6945 76.59 European 20110526Put Warrant Sell 34187 19.37 European 20081215Put Warrant Sell 3598 87.89 European 20081215Put Warrant Sell 8025 67.02 European 20080124Put Warrant Sell 65628 46.55 European 20080124Put Warrant Sell 200 49.44 European 20071220Put Warrant Sell 16250 75.00 European 20071220Put Warrant Sell 19613 21.09 European 20080124Put Warrant Sell 30170 105.00 European 20071220Put Warrant Sell 14845 63.00 European 20071220Put Warrant Sell 2820 54.93 European 20080124Put Warrant Sell 19947 50.71 European 20071220Put Warrant Sell 29850 65.00 European 20080124Put Warrant Sell 27746 60.00 European 20080327Put Warrant Sell 3500 100.00 European 20071220Put Warrant Sell 16298 49.61 European 20080124Put Warrant Sell 10970 80.00 European 20080701Put Option Buy 8 128.00 AmericanCall Option Sell 2 110.00 American 20090630Put Option Buy 150 66.00 American 20120629Call Option Buy 5 125.00 American 20160519Put Option Buy 35 125.00 American 20100630Put Option Buy 3 135.00 American 20090630Call Option Buy 7 118.00 American 20071220Call Option Buy 30 149.08 American 20080626Put Option Buy 10 110.00 American 20080327Call Option Buy 4 108.00 American 20090630Put Option Buy 15 140.00 American 20080630Call Option Sell 9 110.00 American 20090630Put Option Buy 10 119.66 American 20080630Put Option Buy 21 130.00 American 20080630Call Option Buy 2 125.00 American 20110630Put Option Buy 1 147.00 American 20080630Put Option Buy 15 74.00 American 20080327Call Option Buy 1 112.00 American 20100630Put Option Buy 5 146.00 American 20080124Put Option Buy 25 75.00 American 20160519Put Option Buy 40 80.00 American 20090630Put Option Buy 21 145.00 American 20160630Put Option Buy 9 142.00 American 20070927Call Option Buy 101 120.00 American 20161117Call Option Sell 19 110.00 American 20071220Put Option Buy 100 42.66 American 20170630Call Option Buy 210 119.66 American 20161117Call Option Buy 1 144.00 American 20071220Call Option Buy 50 135.00 American 20071220Call Option Sell 9 110.00 American 20071220Call Option Sell 15 106.00 American 20071220Call Option Buy 39 109.85 American 20071220OTC Sell 331 78.96 American 20071220OTC Buy 1618 35.35 American 20111222OTC Buy 989 33.96 American 20111222OTC Sell 506 34.56 American 20071220OTC Sell 119 55.48 American 20071220OTC Sell 115000 117.74 European 20071220OTC Sell 1018 33.02 American 20071220OTC Sell 132 113.40 American 20080124OTC Sell 2334 35.64 American 20080124OTC Sell 1256 37.27 American 20071220OTC Sell 291 78.82 American 20071220OTC Sell 570 31.39 American 20071220OTC Sell 824 34.67 American 20071220OTC Sell 347 36.02 American 20080124OTC Sell 207 144.67 American 20110630OTC Sell 3054 35.82 American 20081127OTC Sell 531 73.39 American 20080925OTC Sell 461 47.14 American 20090625OTC Sell 331 69.40 American 20101028OTC Sell 395 35.44 American 20071220OTC Sell 2241 29.45 American 20080327OTC Buy 798 36.28 American 20121129OTC Buy 537 73.88 American 20090730OTC Sell 1278 32.86 American 20091126OTC Sell 439 73.85 American 20110331OTC Buy 506 114.75 European 20080327OTC Sell 278 82.41 American 20081225OTC Sell 710 45.12 American 20090730OTC Buy 47 74.88 European 20121227OTC Sell 1822 73.82 American 20090730OTC Sell 1600 85.13 American 20090924OTC Sell 379 44.06 American 20100325OTC Sell 558 77.98 American 20110331OTC Sell 1902 44.56 American 20081127OTC Sell 2088 76.90 American 20080731OTC Buy 891 34.49 American 20081030OTC Sell 532 41.86 American 20110331OTC Sell 436 68.65 American 20090430OTC Sell 371 67.37 American 20110630OTC Sell 907 66.61 American 20090625OTC Sell 766 78.27 American 20110428OTC Sell 314 76.60 American 20080424OTC Sell 335 68.52 American 20080925OTC Sell 789 37.59 American 20080731OTC Sell 865 36.10 American 20110526OTC Buy 693 30.82 American 20100624OTC Sell 1269 35.85 American 20110331OTC Sell 598 75.22 American 20100729OTC Buy 1337 28.02 American 20110630OTC Sell 709 78.05 American 20081030OTC Sell 751 80.57 American 20100128OTC Buy 492 45.61 American 20090326OTC Sell 4551 35.59 American 20090924OTC Buy 78 114.58 European 20101230OTC Sell 294 49.68 American 20090730OTC Buy 731 28.41 American 20090625OTC Sell 324 70.85 American 20101230OTC Sell 1090 73.34 American 20091231OTC Sell 225 46.61 European 20090730OTC Sell 395 31.63 American 20080626OTC Sell 824 28.65 American 20081030OTC Sell 875 44.66 American 20090827OTC Buy 224 84.72 American 20080731OTC Sell 441 31.33 American 20110630OTC Sell 710 30.09 American 20090430OTC Buy 2152 30.19 American 20080731OTC Sell 359 34.82 American 20090625OTC Sell 175 142.00 American 20091231OTC Sell 304 82.09 American 20100930OTC Buy 733 29.10 American 20080731OTC Sell 474 51.97 American 20090326OTC Sell 327 70.16 American 20120329OTC Sell 3808 30.19 American 20080626OTC Sell 669 74.72 American 20080828OTC Sell 2111 63.01 American 20080731OTC Buy 372 41.95 American 20080626OTC Sell 645 36.41 American 20110428OTC Sell 288 58.12 American 20080626OTC Sell 371 43.00 American 20080626OTC Sell 506 79.04 American 20080731OTC Sell 215 77.59 American 20081030OTC Sell 1760 78.85 American 20121227OTC Sell 2609 77.80 American 20080626OTC Sell 785 76.42 American 20080626OTC Sell 259 43.85 American 20100826OTC Sell 69 143.56 American 20090326OTC Sell 682 32.54 American 20080731OTC Sell 192 75.65 American 20090730OTC Sell 373 33.50 American 20101230OTC Sell 2042 35.54 American 20100527OTC Buy 599 34.21 American 20090730OTC Sell 350 35.70 American 20101028OTC Buy 99 46.68 European 20100429OTC Sell 728 55.60 American 20120329OTC Sell 541 33.04 American 20110728OTC Sell 119 79.20 American 20110331OTC Sell 408 83.15 American 20110630OTC Sell 387 36.06 American 20090730OTC Sell 994 35.20 American 20100729OTC Sell 1465 81.20 American 20121227OTC Sell 1109 90.12 American 20090528OTC Sell 668 35.26 American 20110825OTC Sell 1045 44.01 American 20080925OTC Sell 919 32.20 American 20090730OTC Buy 161 111.47 European 20090326OTC Sell 572 35.81 American 20090730OTC Sell 425 70.50 American 20080828OTC Sell 194 76.87 American 20101028OTC Sell 358 32.13 American 20080228OTC Sell 2105 31.93 American 20110728OTC Buy 1562 31.98 American 20110428OTC Sell 588 78.23 American 20090226OTC Sell 891 50.47 American 20090625OTC Sell 17778 28.41 American 20090625OTC Sell 210 79.57 American 20120830OTC Buy 34 104.54 European 20090730OTC Sell 646 32.45 American 20080626OTC Sell 508 45.05 American 20080131OTC Sell 138 68.77 American 20090730OTC Sell 548 78.44 American 20090827OTC Sell 2598 44.56 American 20110331OTC Sell 427 51.15 American 20090730OTC Sell 412 33.96 American 20080228OTC Sell 535 41.94 American 20080828OTC Sell 486 74.00 American 20080131OTC Sell 550 41.81 American 20090730OTC Sell 538 73.51 American 20100930OTC Sell 127 74.12 American 20080731OTC Sell 11275 29.50 American 20110526OTC Sell 412 37.91 American 20090129OTC Sell 375 93.26 American 20090528OTC Sell 236 76.01 American 20080327OTC Sell 963 77.02 American 20110127OTC Sell 1003 78.07 American 20090730OTC Sell 156 79.77 American 20080731OTC Buy 440 35.65 American 20080925OTC Sell 454 36.64 American 20090528OTC Sell 128 73.85 American 20080529OTC Sell 1817 43.61 American 20091231OTC Sell 920 35.85 American 20100527OTC Sell 744 31.21 American 20100624OTC Sell 504 34.70 American 20110224OTC Sell 4567 35.21 American 20080731OTC Sell 121 78.40 American 20091126OTC Sell 2332 85.70 American 20090625OTC Sell 398 34.64 American 20111229OTC Sell 1171 75.13 American 20090625OTC Sell 456 56.52 American 20110630OTC Sell 1533 78.25 American 20120426OTC Buy 396 31.53 American 20090730OTC Buy 1164 31.41 American 20090129OTC Buy 529 44.82 American 20090625OTC Sell 769 78.00 American 20100729OTC Sell 150 63.27 American 20090730OTC Sell 3221 29.10 American 20080131OTC Sell 1093 30.14 American 20081127OTC Sell 730 77.32 American 20090730OTC Sell 262 60.90 American 20111124OTC Sell 658 77.80 American 20100826OTC Sell 558 44.76 American 20090625OTC Buy 538 73.51 American 20090730OTC Sell 562 35.55 American 20101028OTC Sell 749 44.32 American 20090730OTC Sell 1309 79.52 American 20080731OTC Sell 3307 35.66 American 20080626OTC Sell 302 76.05 American 20080731OTC Sell 214 75.52 American 20080731OTC Buy 198 46.78 European 20101230OTC Sell 565 36.25 American 20080626OTC Sell 319 76.03 American 20080731OTC Sell 270 92.39 American 20110630OTC Sell 912 32.46 American 20101230OTC Sell 722 30.97 American 20090730OTC Buy 356 43.88 American 20080424OTC Sell 350 44.62 American 20100624OTC Sell 628 35.73 European 20090326OTC Sell 354 35.32 American 20080731OTC Sell 1943 78.43 American 20110428OTC Sell 210 79.72 American 20081127OTC Sell 253 59.30 American 20090528OTC Buy 48 115.31 European 20111027OTC Buy 669 74.72 American 20080731OTC Sell 167 74.65 American 20091029OTC Sell 83 65.94 European 20120329OTC Sell 798 75.09 American 20120531OTC Sell 2230 77.80 American 20080228OTC Sell 831 30.07 American 20080731OTC Buy 547 31.15 American 20100429OTC Sell 420 36.12 American 20080424OTC Sell 547 31.15 American 20090708OTC Sell 2502 34.12 American 20081127OTC Sell 482 76.90 American 20090730OTC Sell 129 73.40 American 20110331OTC Buy 452 66.38 European 20101125OTC Sell 428 83.70 American 20090730OTC Sell 1931 45.82 American 20090730OTC Sell 503 34.78 American 20090528OTC Sell 145 68.77 American 20080731OTC Sell 453 27.63 American 20090730OTC Sell 482 103.64 American 20080731OTC Sell 314 77.24 American 20080731OTC Sell 210 45.16 American 20080828OTC Sell 1266 44.08 American 20090730OTC Sell 339 46.19 American 20080828OTC Buy 479 78.25 American 20090326OTC Sell 116 81.38 American 20090730OTC Sell 218 82.32 American 20110929OTC Buy 529 43.27 American 20080731OTC Buy 757 44.08 American 20110428OTC Sell 2250 44.42 American 20100325OTC Sell 680 33.77 American 20090226OTC Sell 507 45.37 American 20080131OTC Sell 216 57.77 American 20080731OTC Buy 781 47.45 European 20100729OTC Sell 287 79.69 American 20120223OTC Sell 299 56.00 American 20080626OTC Sell 768 131.26 American 20080731OTC Sell 246 80.99 American 20080327OTC Sell 99 46.78 European 20080731OTC Sell 216 77.25 American 20111124OTC Sell 370 45.13 American 20110428OTC Sell 353 77.75 American 20100429OTC Sell 453 73.80 American 20080731OTC Buy 643 77.70 American 20080731OTC Sell 70 142.75 American 20071227OTC Sell 190 49.92 American 20100729OTC Sell 293 78.25 American 20100930OTC Sell 205 72.99 American 20080131OTC Buy 339 46.19 American 20110428OTC Sell 5858 35.55 American 20101028OTC Sell 358 34.85 American 20110630OTC Sell 1033 87.15 American 20120426OTC Sell 358 32.05 American 20080731OTC Sell 355 35.21 American 20090730OTC Sell 209 80.07 American 20100729OTC Sell 914 37.42 American 20090625OTC Sell 349 42.49 American 20110331OTC Sell 779 44.25 American 20090528OTC Sell 306 78.70 American 20080925OTC Sell 755 29.62 American 20100729OTC Sell 158 80.11 American 20110224OTC Buy 380 77.83 American 20080327OTC Sell 2894 43.94 American 20090730OTC Sell 342 83.80 American 20090326OTC Sell 502 99.37 American 20110526OTC Sell 322 46.47 American 20080327OTC Sell 770 44.56 American 20090226OTC Sell 1150 36.49 American 20090625OTC Sell 513 44.78 American 20091126OTC Sell 332 69.11 American 20100527OTC Sell 382 32.66 American 20100729OTC Sell 836 29.85 American 20090730OTC Sell 484 60.72 American 20080626OTC Buy 727 29.42 American 20100325OTC Sell 168 88.72 American 20090730OTC Sell 332 34.56 American 20080731OTC Sell 781 47.45 European 20110428OTC Buy 912 32.46 American 20090730OTC Sell 1337 28.02 American 20080731OTC Sell 370 76.90 American 20100325OTC Sell 170 74.77 American 20090326OTC Sell 904 44.74 American 20080626OTC Sell 224 84.72 American 20110929OTC Sell 481 31.14 American 20081030OTC Buy 456 43.85 American 20080529OTC Sell 3365 37.26 American 20101125OTC Sell 116 81.80 American 20080731OTC Sell 1171 34.16 American 20100826OTC Sell 671 78.21 American 20071227OTC Sell 2806 35.63 American 20080131OTC Sell 507 46.02 American 20080228OTC Sell 2177 33.07 American 20080731OTC Sell 382 78.44 American 20110630OTC Sell 259 77.20 American 20110825OTC Sell 466 30.45 American 20080731OTC Sell 279 71.68 American 20110428OTC Buy 516 44.56 American 20080626OTC Sell 1012 81.38 American 20080731OTC Sell 1715 35.27 American 20090924OTC Buy 120 153.76 European 20110526OTC Sell 631 75.92 American 20080925OTC Buy 471 31.81 American 20110728OTC Sell 327 76.38 American 20090730OTC Sell 529 43.27 American 20100729OTC Sell 606 74.20 American 20081030OTC Sell 569 44.16 American 20110728OTC Sell 792 31.53 American 20090730OTC Buy 370 45.13 American 20080626OTC Sell 633 37.88 American 20080626OTC Sell 3618 75.59 American 20100729OTC Sell 115 81.94 American 20091126OTC Sell 515 45.51 American 20090625OTC Sell 198 81.78 American 20100729OTC Sell 148 83.97 American 20110728OTC Sell 443 45.12 American 20080327OTC Buy 540 33.10 American 20120329OTC Sell 1489 28.82 American 20100429OTC Sell 272 84.52 American 20111229OTC Sell 210 69.45 American 20100729OTC Sell 232 71.89 American 20080731OTC Buy 178 74.43 American 20100729OTC Sell 298 76.87 American 20091126OTC Sell 366 34.12 American 20110630OTC Sell 486 35.91 American 20110526OTC Sell 175 113.45 American 20100429OTC Sell 592 77.59 American 20120426OTC Sell 2743 35.16 American 20110428OTC Buy 166 60.09 American 20090430OTC Sell 3550 28.33 American 20071227OTC Sell 335 49.89 American 20080731OTC Sell 268 92.98 American 20110428OTC Sell 1067 77.75 American 20091029OTC Sell 5239 30.77 American 20110127OTC Sell 350 35.69 American 20110224OTC Sell 324 76.67 American 20110728OTC Sell 259 69.31 American 20090430OTC Buy 680 33.77 American 20090226OTC Sell 1444 76.01 American 20121129OTC Buy 517 34.52 American 20090730OTC Sell 184 51.43 American 20090730OTC Sell 228 92.00 American 20081127OTC Sell 563 31.78 American 20080731OTC Sell 853 37.46 American 20100930OTC Sell 179 89.12 American 20100624OTC Sell 995 72.84 American 20090730OTC Sell 585 34.97 American 20080424OTC Sell 483 75.47 American 20081030OTC Sell 641 71.68 American 20120223OTC Sell 117 80.59 American 20110127OTC Sell 587 34.87 American 20071227OTC Sell 248 60.51 American 20090730OTC Buy 2806 35.63 American 20071227OTC Sell 773 33.99 American 20100930OTC Sell 1168 43.85 American 20120830OTC Sell 220 113.50 American 20080424OTC Buy 225 46.61 European 20091126OTC Buy 768 78.07 American 20120830OTC Sell 297 42.01 American 20110825OTC Sell 515 75.13 American 20090625OTC Buy 205 72.99 American 20090528OTC Sell 128 99.90 American 20110331OTC Buy 1963 35.61 American 20110428OTC Sell 878 43.37 American 20090625OTC Sell 383 59.48 American 20101125OTC Sell 726 44.74 American 20090730OTC Sell 3353 34.79 American 20081127OTC Sell 365 52.00 American 20080731OTC Sell 673 103.90 American 20121025OTC Sell 4064 73.77 American 20080626OTC Sell 178 95.03 American 20110630OTC Sell 533 74.93 American 20080529OTC Sell 1412 35.42 American 20110630OTC Sell 665 75.06 American 20110224OTC Sell 547 32.72 American 20080731OTC Sell 225 74.26 American 20090730OTC Sell 977 35.80 American 20100729OTC Sell 803 74.64 American 20100729OTC Sell 2682 31.98 American 20100729OTC Sell 1480 77.40 American 20081030OTC Sell 755 44.17 American 20100930OTC Sell 1269 44.44 American 20100729OTC Sell 495 29.95 American 20090625OTC Buy 569 44.16 American 20120531OTC Sell 423 44.82 American 20090226OTC Buy 288 58.12 American 20090625OTC Sell 166 60.09 American 20110526OTC Sell 1219 78.05 American 20080228OTC Buy 536 27.93 American 20110630OTC Sell 540 33.10 American 20090326OTC Buy 405 33.99 American 20110630OTC Sell 129 73.43 American 20080131OTC Sell 469 31.49 American 20110728OTC Buy 984 34.12 American 20100527OTC Sell 6959 77.62 American 20100729OTC Sell 320 73.10 American 20080626OTC Sell 239 100.09 American 20100729OTC Sell 227 73.68 American 20100729OTC Sell 306 74.43 American 20101028OTC Sell 322 75.46 American 20081127OTC Sell 112 84.21 American 20090730OTC Sell 205 80.85 American 20080731OTC Sell 734 102.11 American 20071227OTC Buy 515 45.51 American 20081127OTC Sell 223 75.02 American 20111027OTC Sell 1575 77.83 American 20080828OTC Sell 1991 34.36 American 20090326OTC Sell 330 43.96 American 20110630OTC Sell 282 77.90 American 20110825OTC Sell 2341 79.13 American 20110929OTC Sell 477 76.42 American 20110825OTC Sell 525 35.67 American 20110224OTC Sell 1137 79.07 American 20120329OTC Sell 1050 32.82 American 20110526OTC Sell 638 39.13 American 20110526OTC Sell 471 31.81 American 20100930OTC Sell 1446 69.14 American 20100429OTC Sell 554 41.49 American 20110728OTC Sell 216 77.32 American 20110728OTC Sell 474 35.09 American 20090430OTC Sell 2058 35.22 American 20080731OTC Sell 212 88.26 American 20110331OTC Sell 133 78.07 American 20090730OTC Buy 412 33.61 American 20110630OTC Sell 392 44.06 American 20090226OTC Sell 1941 34.61 American 20110728OTC Sell 212 78.64 American 20090528OTC Sell 518 44.38 American 20080131OTC Sell 372 41.95 American 20080327OTC Sell 310 74.05 American 20110127OTC Sell 715 78.25 American 20100527OTC Sell 586 34.94 American 20090625OTC Sell 660 75.66 American 20090924OTC Sell 773 77.96 American 20090730OTC Buy 994 35.20 American 20120830OTC Sell 2316 32.38 American 20090625OTC Buy 573 34.90 American 20090326OTC Sell 124 76.06 American 20080626OTC Sell 1091 35.28 American 20080925OTC Sell 989 33.96 American 20110728OTC Sell 2305 43.37 American 20080731OTC Sell 409 38.27 American 20100527OTC Sell 304 75.46 American 20110224OTC Sell 976 28.10 American 20110728OTC Buy 383 59.48 American 20090226OTC Sell 163 76.35 American 20090326OTC Sell 506 29.18 American 20110331OTC Sell 381 78.61 American 20090625OTC Buy 382 78.44 American 20080731OTC Buy 773 28.96 American 20090625OTC Sell 310 80.44 American 20110331OTC Sell 1689 44.50 American 20090625OTC Buy 364 34.36 American 20080925OTC Sell 251 99.44 American 20080731OTC Sell 693 30.82 American 20091231OTC Sell 2262 44.18 American 20110127OTC Sell 923 36.19 American 20080731OTC Sell 416 60.05 American 20100729OTC Sell 544 92.20 American 20091029OTC Sell 1321 33.90 American 20080731OTC Sell 397 31.46 American 20090625OTC Sell 529 44.82 American 20110728OTC Sell 218 76.65 American 20080731OTC Sell 323 71.13 American 20090625OTC Sell 3372 35.35 American 20080731OTC Sell 2123 30.04 American 20090430OTC Buy 132 110.08 European 20110630OTC Sell 184 77.32 American 20080626OTC Sell 469 71.33 American 20080731OTC Sell 283 105.65 American 20090730OTC Sell 814 73.65 American 20101125OTC Buy 83 65.94 European 20120830OTC Sell 2190 33.61 American 20081030OTC Sell 602 27.85 American 20080828OTC Sell 115 82.00 American 20080731OTC Sell 923 77.70 American 20110331OTC Sell 274 75.79 American 20110331OTC Sell 302 82.55 American 20081127OTC Sell 252 71.35 American 20080626OTC Sell 438 58.07 American 20090924OTC Buy 1053 79.13 American 20090730OTC Sell 2577 35.15 American 20110127OTC Sell 497 35.21 American 20121025OTC Sell 274 74.36 American 20110331OTC Sell 336 68.24 American 20080731OTC Sell 7000 88.44 American 20090326OTC Sell 339 67.92 American 20080731OTC Sell 505 45.29 American 20111124OTC Sell 277 52.57 American 20110526OTC Buy 131 75.91 American 20090625OTC Buy 618 42.03 European 20110428OTC Buy 332 45.65 European 20110224OTC Sell 1027 32.72 American 20101125OTC Sell 728 38.96 American 20090730OTC Sell 166 75.12 American 20081127OTC Sell 157 76.39 American 20081127OTC Sell 231 75.67 American 20110825OTC Sell 486 46.99 American 20090326OTC Buy 299 56.00 American 20120830OTC Buy 112 41.44 European 20101230OTC Sell 541 31.82 American 20080424OTC Sell 493 35.41 American 20100826OTC Sell 798 36.28 American 20110825OTC Buy 214 77.98 American 20080731OTC Sell 208000 120.00 European 20080424OTC Sell 529 44.27 American 20080828OTC Sell 458 31.00 American 20091029OTC Sell 455 75.66 American 20100128OTC Sell 1271 78.44 American 20091231OTC Sell 356 43.88 American 20091231OTC Sell 717 34.82 American 20100325OTC Sell 8375 28.96 American 20101028OTC Sell 823 36.07 American 20080731OTC Buy 475 29.94 American 20080327OTC Sell 353 34.89 American 20090226OTC Sell 982 74.31 American 20081030OTC Sell 1417 73.31 American 20110331OTC Sell 167 74.21 American 20080124OTC Sell 128 74.18 American 20080731OTC Sell 160 77.80 American 20080327OTC Sell 594 38.49 American 20110630OTC Sell 380 38.12 American 20110630OTC Sell 672 37.18 American 20100429OTC Sell 517 34.52 American 20090625OTC Sell 266 62.82 American 20080731OTC Buy 96 48.36 European 20091126OTC Sell 329 75.59 American 20080626OTC Sell 305 75.37 American 20090326OTC Sell 383 32.59 American 20090730OTC Sell 1605 43.61 American 20110331OTC Sell 666 50.31 American 20110929OTC Sell 2326 34.49 American 20110630OTC Buy 330 43.96 American 20111229OTC Sell 765 79.13 American 20080131OTC Sell 944 36.20 American 20091231OTC Sell 235 71.07 American 20090924OTC Sell 475 29.94 American 20071227OTC Sell 900 32.90 American 20101230OTC Sell 3054 29.42 American 20081030OTC Sell 671 31.88 American 20090730OTC Sell 279 59.89 American 20111229OTC Sell 382 43.78 American 20081030OTC Sell 854 31.43 American 20100624OTC Sell 928 44.42 American 20100930OTC Sell 163 97.99 American 20081030OTC Sell 322 73.60 American 20080731OTC Sell 1624 34.89 American 20110728OTC Sell 324 44.91 American 20091126OTC Sell 361 34.59 American 20091029OTC Sell 387 35.56 American 20080626OTC Buy 87 52.90 European 20071227OTC Sell 1851 34.90 American 20080731OTC Sell 248 67.50 American 20080828OTC Buy 1820 30.77 American 20101230OTC Sell 194 72.99 American 20100624OTC Sell 240 69.45 American 20080424OTC Sell 956 78.02 American 20100729OTC Sell 526 45.52 American 20100930OTC Sell 3684 35.61 American 20110728OTC Buy 556 44.91 American 20090326OTC Sell 330 75.58 American 20100624OTC Sell 419 82.25 American 20090326OTC Sell 582 35.15 American 20090625OTC Sell 252 99.00 American 20090129OTC Sell 971 44.03 American 20090625OTC Buy 363 41.78 European 20110331OTC Buy 539 44.03 American 20080424OTC Sell 1013 76.50 American 20090226OTC Buy 541 29.50 American 20110929OTC Sell 408 29.40 American 20110728OTC Sell 3846 78.00 American 20080731OTC Buy 98 46.93 European 20090730OTC Sell 715 27.95 American 20080626OTC Sell 988 33.99 American 20090625OTC Buy 424 29.43 American 20110428OTC Sell 223 80.46 American 20090730OTC Sell 2538 34.27 American 20120927OTC Sell 3442 78.66 American 20100624OTC Sell 972 78.66 American 20080731OTC Sell 467 44.68 American 20100624OTC Sell 303 52.83 European 20090625OTC Sell 862 34.81 American 20080731OTC Sell 306 74.86 American 20080529OTC Sell 363 63.30 American 20090730OTC Sell 281 78.18 American 20080828OTC Buy 749 44.32 American 20080731OTC Sell 149 73.79 American 20080925OTC Sell 308 78.56 American 20080529OTC Sell 2458 35.65 American 20111124OTC Sell 131 75.91 American 20081030OTC Sell 2290 44.32 American 20090730OTC Sell 334 37.35 American 20110630OTC Sell 239 83.61 American 20100624OTC Sell 209 69.66 American 20090730OTC Sell 354 35.30 American 20090226OTC Sell 214 78.18 American 20110224OTC Sell 493 80.57 American 20101230OTC Sell 402 38.94 American 20090625OTC Sell 417 34.02 American 20080731OTC Sell 537 73.88 American 20091231OTC Sell 2188 44.20 American 20111027OTC Sell 2989 78.27 American 20090730OTC Sell 264 67.93 American 20110825OTC Sell 599 33.42 American 20080731OTC Sell 318 75.40 American 20091126OTC Sell 350 35.74 American 20110428OTC Sell 784 44.57 American 20110127OTC Sell 1164 31.41 American 20081225OTC Sell 726 43.58 American 20110630OTC Sell 7710 28.16 American 20110428OTC Sell 380 77.83 American 20091231OTC Sell 580 76.60 American 20080925OTC Sell 643 77.70 American 20110331OTC Sell 555 39.60 American 20080731OTC Sell 175 75.71 American 20110728OTC Sell 811 73.90 American 20110929OTC Sell 226 73.85 American 20080131OTC Sell 441 78.10 American 20090730OTC Sell 328 70.01 American 20081030OTC Sell 388 32.13 American 20080731OTC Sell 634 78.86 American 20080626OTC Sell 487 35.84 American 20100624OTC Sell 238 50.02 American 20080731OTC Buy 387 35.55 American 20090730OTC Sell 817 76.39 American 20110630OTC Sell 354 35.25 American 20090528OTC Buy 266 62.82 American 20091231OTC Sell 1100 77.20 American 20110728OTC Sell 556 44.91 American 20110825OTC Sell 1902 33.86 American 20110630OTC Sell 169 97.99 American 20110728OTC Sell 373 78.77 American 20111027OTC Sell 127 98.17 American 20090528OTC Sell 479 78.25 American 20090730OTC Sell 7228 27.93 American 20090226OTC Sell 424 29.43 American 20100826OTC Sell 226 70.51 American 20090730OTC Sell 316 76.75 American 20111229OTC Sell 316 55.41 American 20090625OTC Sell 1875 78.70 American 20101230OTC Sell 136 69.69 American 20110630OTC Sell 5123 78.86 American 20080626OTC Buy 487 35.84 American 20081030OTC Buy 845 34.27 American 20120927OTC Buy 663 42.15 European 20110728OTC Sell 492 45.61 American 20100729OTC Sell 550 41.67 American 20080731OTC Sell 244 68.57 American 20080731OTC Buy 303 52.83 European 20080529OTC Sell 955 83.66 American 20110224OTC Sell 380 43.94 American 20111027OTC Sell 134 70.98 American 20100930OTC Sell 646 34.61 American 20110728OTC Sell 4810 34.21 American 20090129OTC Sell 704 44.03 American 20080731OTC Sell 180 107.85 American 20090226OTC Sell 463 35.94 American 20081030OTC Buy 941 34.79 American 20080731OTC Sell 1476 36.09 American 20080731OTC Sell 296 75.92 American 20100527OTC Sell 345 36.30 American 20090129OTC Sell 337 77.75 American 20090730OTC Buy 310 74.05 American 20110526OTC Buy 289 43.65 European 20100729OTC Sell 309 74.31 American 20110224OTC Sell 1005 74.61 American 20081030OTC Buy 238 50.02 American 20090326OTC Sell 610 75.40 American 20080626OTC Sell 350 35.66 American 20120927OTC Sell 5247 28.58 American 20090326OTC Sell 334 68.76 American 20081030OTC Sell 636 77.75 American 20090730OTC Sell 191 94.10 American 20090730OTC Sell 3696 38.63 American 20090730OTC Sell 359 34.82 American 20110630OTC Sell 299 142.00 American 20110224OTC Sell 371 80.76 American 20080731Call Warrant Buy 912 0.00 European 20110728Call Warrant Sell 14811 0.00 European 20080731Call Warrant Sell 22500 145.00 European 20071220Put Warrant Sell 18500 120.00 European 20071220Call Warrant Sell 10000 100.00 European 20080124Call Warrant Sell 1000 112.00 European 20071220Call Warrant Sell 92313 150.00 European 20071220Call Warrant Sell 14292 118.00 European 20071220Call Warrant Sell 1000 102.00 European 20071220Call Warrant Sell 4000 140.00 European 20080124Call Warrant Sell 1000 108.00 European 20071220Put Warrant Sell 60000 110.00 European 20071220Call Warrant Sell 89000 150.00 European 20071220Put Warrant Sell 40000 120.00 European 20080626Call Warrant Sell 79350 110.00 European 20071220Put Warrant Sell 1341 74.45 European 20080627Put Warrant Sell 637 74.48 European 20080410Put Warrant Sell 6523 74.72 European 20080630Put Warrant Sell 1086 87.40 European 20080630Put Warrant Sell 1086 87.40 European 20080620Put Warrant Sell 1646 86.58 European 20080630Put Warrant Sell 1079 87.97 European 20080630Put Warrant Sell 1063 89.30 European 20080630Put Warrant Sell 1056 89.82 European 20080715Put Warrant Sell 868 91.10 European 20080715Put Warrant Sell 868 91.10 European 20080707Put Warrant Sell 1069 88.83 European 20080701Put Warrant Sell 1086 87.37 European 20080625Put Warrant Sell 1083 87.64 European 20080630Put Warrant Sell 1539 97.40 European 20080619Put Warrant Sell 1745 89.99 European 20080704Put Warrant Sell 2021 93.96 European 20080703Put Warrant Sell 2527 96.49 European 20080715Put Warrant Sell 1524 93.43 European 20080630Put Warrant Sell 1019 93.19 European 20080630Put Warrant Sell 3054 98.19 European 20080630Put Warrant Sell 1018 93.19 European 20080630Put Warrant Sell 3056 93.29 European 20080725Put Warrant Sell 1120 93.28 European 20080707Put Warrant Sell 1015 93.58 European 20080630Put Warrant Sell 2022 93.58 European 20080630Put Warrant Sell 2030 93.58 European 20080703Put Warrant Sell 1015 93.58 European 20080703Put Warrant Sell 3052 93.38 European 20080630Put Warrant Sell 1022 92.92 European 20080630Put Warrant Sell 508 93.38 European 20080703Put Warrant Sell 1525 93.38 European 20080703Put Warrant Sell 4936 92.42 European 20080707Put Warrant Sell 1034 91.74 European 20080703Put Warrant Sell 1420 97.40 European 20080630Put Warrant Sell 1034 96.75 European 20080630Put Warrant Sell 507 93.44 European 20080630Put Warrant Sell 1015 98.36 European 20081001Put Warrant Sell 5081 93.44 European 20080630Put Warrant Sell 5081 93.44 European 20080704Put Warrant Sell 1031 92.04 European 20080703Put Warrant Sell 25252 99.00 European 20080630Put Warrant Sell 5083 93.44 European 20080707Put Warrant Sell 600 94.99 European 20080703Put Warrant Sell 4504 94.99 European 20080630Put Warrant Sell 1007 99.44 European 20080703Put Warrant Sell 10026 94.68 European 20080630Put Warrant Sell 1007 99.44 European 20080916Put Warrant Sell 1475 93.37 European 20081210Put Warrant Sell 939 101.07 European 20081126Put Warrant Sell 758 125.31 European 20080701Call Warrant Buy 1341 89.34 European 20080627Call Warrant Buy 637 98.00 European 20080410Call Warrant Buy 6523 98.31 European 20080630Call Warrant Buy 1086 109.48 European 20080630Call Warrant Buy 1086 105.80 European 20080620Call Warrant Buy 1646 118.48 European 20080630Call Warrant Buy 1079 111.12 European 20080630Call Warrant Buy 1063 112.80 European 20080630Call Warrant Buy 1056 112.04 European 20080715Call Warrant Buy 868 115.07 European 20080715Call Warrant Buy 868 115.07 European 20080707Call Warrant Buy 1069 112.20 European 20080701Call Warrant Buy 1086 109.44 European 20080625Call Warrant Buy 1083 119.93 European 20080630Call Warrant Buy 1539 116.88 European 20080619Put Warrant Sell 0 European 20080704Call Warrant Buy 2021 118.68 European 20080703Call Warrant Buy 2527 123.71 European 20080715Call Warrant Buy 1524 114.58 European 20080630Call Warrant Buy 1019 122.61 European 20080630Call Warrant Buy 3054 117.83 European 20080630Call Warrant Buy 1018 122.61 European 20080630Call Warrant Buy 3056 117.84 European 20080725Call Warrant Buy 1120 117.83 European 20080707Call Warrant Buy 1015 118.21 European 20080630Call Warrant Buy 2022 123.14 European 20080630Call Warrant Buy 2030 128.06 European 20080703Call Warrant Buy 1015 116.24 European 20080703Call Warrant Buy 3052 117.95 European 20080630Call Warrant Buy 1022 127.15 European 20080630Call Warrant Buy 508 117.95 European 20080703Call Warrant Buy 1525 117.95 European 20080703Call Warrant Buy 4936 116.74 European 20080707Call Warrant Buy 1034 115.89 European 20080703Call Warrant Buy 1420 116.88 European 20080630Call Warrant Buy 1034 117.07 European 20080630Call Warrant Buy 507 118.03 European 20080630Call Warrant Buy 1015 119.02 European 20081001Call Warrant Buy 5081 122.95 European 20080630Call Warrant Buy 5081 116.06 European 20080704Call Warrant Buy 1031 116.26 European 20080703Call Warrant Buy 25252 123.75 European 20080630Call Warrant Buy 5083 116.06 European 20080707Call Warrant Buy 600 119.99 European 20080703Call Warrant Buy 4504 119.99 European 20080630Call Warrant Buy 1007 120.32 European 20080703Call Warrant Buy 10026 124.57 European 20080630Call Warrant Buy 1007 120.32 European 20080916Call Warrant Buy 1475 117.94 European 20081210Call Warrant Buy 939 122.35 European 20081126Call Warrant Buy 758 158.28 European 20081127 Annexure A Purchase/Sale Number of Securities Price per Unit (AUD)Purchase 117 141.7Purchase 57 141.73Purchase 155 141.73Purchase 284 141.73Purchase 32 141.73Purchase 128 141.73Purchase 338 141.73Purchase 358 141.67Purchase 25 141.67Purchase 217 141.67Purchase 25 141.67Purchase 57 141.67Purchase 261 141.67Purchase 370 141.66Purchase 35 141.66Purchase 127 141.64Purchase 116 141.64Purchase 9 141.64Purchase 273 141.76Purchase 300 141.76Purchase 37 141.76Purchase 351 141.76Purchase 39 141.76Purchase 281 141.77Purchase 39 141.77Purchase 182 141.77Purchase 68 141.77Purchase 430 141.77Purchase 435 141.78Purchase 500 141.78Purchase 65 141.78Purchase 698 141.74Purchase 162 141.74Purchase 98 141.74Purchase 42 141.74Purchase 743 141.73Purchase 67 141.73Purchase 127 141.73Purchase 63 141.73Purchase 198 141.73Purchase 36 141.73Purchase 54 141.73Purchase 82 141.73Purchase 630 141.71Purchase 150 141.67Purchase 526 141.8Purchase 253 141.81Purchase 84 141.81Purchase 127 141.81Purchase 80 142.04Purchase 155 141.7Purchase 1,029 141.71Purchase 197 141.7Purchase 723 141.7Purchase 106 141.7Purchase 1,000 141.97Purchase 814 141.97Purchase 1,007 141.97Purchase 859 141.97Purchase 248 141.97Purchase 72 141.97Purchase 516 141.69Purchase 280 141.69Purchase 316 141.82Purchase 50 141.82Purchase 3,961 141.82Purchase 70 141.2Purchase 1,252 141.2Purchase 1,678 141.2Purchase 1,800 141.2Purchase 34 141.83Purchase 250 142.6Purchase 100 142.14Purchase 34 141.93Purchase 128 141.93Purchase 100 142Purchase 138 141.93Purchase 150 141.9Purchase 250 141.51Purchase 1,000 141.35Purchase 202 142.2Purchase 999 142Purchase 28 142.17Purchase 352 142.17Purchase 59 142.17Purchase 105 142.2Purchase 1,000 142.2Purchase 107 142.2Purchase 147 142.2Purchase 1 142Purchase 1,000 141.65Purchase 35 141.74Purchase 528 141.74Purchase 437 141.74Purchase 1,000 141.7Purchase 861 141.4Purchase 531 141.55Purchase 275 141.57Purchase 45 141.57Purchase 139 141.4Purchase 61 141.55Purchase 32 141.55Purchase 52 141.57Purchase 127 141.57Purchase 69 141.57Purchase 500 141.57Purchase 56 141.6Purchase 432 141.57Purchase 376 141.55Purchase 333 141.57Purchase 45 141.6Purchase 387 141.6Purchase 128 141.6Purchase 1,000 141.72Purchase 302 141.73Purchase 82 141.73Purchase 36 141.78Purchase 186 141.78Purchase 127 141.78Purchase 387 141.78Purchase 69 141.78Purchase 1,000 141.8Purchase 106 141.8Purchase 143 141.78Purchase 28 141.78Purchase 218 141.78Purchase 554 141.78Purchase 100 141.78Purchase 152 141.78Purchase 1,000 141.8Purchase 894 141.8Purchase 167 141.57Purchase 1,000 141.6Purchase 2,000 141.5Purchase 1,000 141.3Purchase 1,000 141.29Sale 8 141.97Sale 500 141.96Sale 5 141.96Sale 38 141.96Sale 38 141.95Sale 3,411 141.94Sale 18 141.78Sale 236 141.78Sale 20 141.78Sale 10 141.78Sale 264 141.78Sale 156 141.74Sale 22 141.2Sale 530 142.43Sale 218 142.41Sale 250 142.4Sale 248 141.75Sale 177 141.75Sale 9 141.75Sale 240 141.66Sale 34 141.75Sale 18 141.75Sale 8 141.66Sale 242 141.66Sale 6 141.66Sale 10 141.75Sale 400 142.19Sale 100 142.19Sale 210 142.74Sale 101 142.69Sale 148 142.69Sale 41 142.69Sale 1,495 141.97Sale 5 141.97Sale 710 141.85Sale 4 142.06Sale 196 142.06Sale 50 142Sale 983 141.73Sale 1 141.73Sale 1 141.73Sale 15 141.73Sale 2,000 141.98Sale 145 142.4Sale 222 142.4Sale 2,000 142.4Sale 70 142.4Sale 886 142.4Sale 1,677 142.4Sale 16 141.62Sale 15 141.62Sale 6 141.62Sale 290 141.61Sale 19 141.62Sale 37 141.62Sale 100 141.61Sale 18 141.61Sale 4,499 141.6Sale 352 141.8Sale 4,648 141.8Sale 700 141.72Sale 1,029 141.71Sale 424 141.72Sale 2,614 141.71Sale 233 141.71Sale 14,286 OTC Sale to custodian at market Annexure B Product Name Long/short Exec Quantity Exec PriceCFD Long 400 142.19CFD Long 101 142.69CFD Long 100 142.19CFD Long 210 142.74CFD Long 710 141.85CFD Long 148 142.69CFD Long 41 142.69CFD Long 1,495 141.97CFD Long 5 141.97CFD Long 4 142.06CFD Long 196 142.06CFD Long 1 141.73CFD Long 50 142CFD Long 983 141.73CFD Long 15 141.73CFD Long 1 141.73CFD Short 250 142.6CFD Short 100 142.14CFD Short 128 141.93CFD Short 34 141.93CFD Short 100 142CFD Short 138 141.93CFD Short 150 141.9CFD Short 250 141.51CFD Short 1,000 141.35 Annexure C Product Name Writing, Number of Exercise Type Expiry date Option money paid/ selling, securities to price (AUD) received per unit purchasing, which option (AUD) varying etc relatesPut Warrant Purchasing 11 140 American 20071220 1.69Call Warrant Purchasing 138 118 European 20071220 3.92Call Warrant Purchasing 1000 110 European 20080124 5.55Put Warrant Purchasing 28 80 European 20071220 61.96Put Warrant Purchasing 500 80 European 20071220 61.96Put Warrant Purchasing 20 80 European 20071220 61.96Put Warrant Purchasing 4000 47 European 20160519 97.19Put Warrant Purchasing 250 49.607 European 20170630 98.63Put Warrant Purchasing 250 49.607 European 20170630 98.6Put Warrant Purchasing 250 49.607 European 20170630 98.6Put Warrant Purchasing 250 49.607 European 20170630 98.6Call Warrant Selling 1000 150 European 20080327 1.865Call Warrant Selling 10000 150 European 20080327 1.84Call Warrant Selling 750 110 European 20080124 5.55Put Warrant Selling 70 142.7531 American 20121227 27.4648Put Warrant Selling 1000 90 European 20080327 54.76Put Warrant Selling 10000 65 European 20070927 33.03Put Warrant Selling 5000 65 European 20070927 33.2Put Warrant Selling 1500 65 European 20070927 33.02Put Warrant Selling 250 65 European 20070927 33.02Put Warrant Selling 1050 65 European 20070927 33.02Put Warrant Selling 1000 80 European 20161117 70.4OTC Selling 34 45.5008 European 20120629 100.4689 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
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