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EPT Disclosure

11th Nov 2008 11:08

RNS Number : 9025H
Citigroup GM Australia Pty Ltd
11 November 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Australia Pty Limited

Company dealt in

Rio Tinto Ltd

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ord/Equity

Date of dealing

10 November 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

827,306  (0.18%)

356,695   (0.06%)

(2) Derivatives (other than options)

(0.00%)

 (0.00%)

(3) Options and agreements to purchase/sell

520,389  (0.11%)

3,266,397  (0.72%)

Total

1,347,695  (0.29%)

3,523,092  (0.78%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

  Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

AUD (unless stated)

33650

77.480003

8379

77.790001

4314

78

2479

77.769997

2360

77.669998

1713

77.849999

1530

77.769997

1448

77.849999

1429

77.669998

1026

77.779999

640

78

593

78

587

77.879997

587

77.889999

569

77.669998

564

77.449997

557

77.550003

557

77.349999

511

76.980003

492

77.279999

492

77.300003

490

77.779999

486

76.690002

486

76.849999

480

76.800003

465

77.760002

465

77.160004

465

77.25

465

77.010002

465

76.949997

440

77.910004

421

77.75

411

78.029999

411

77.580002

410

77.300003

406

78.18

391

77.440002

391

77.5

387

77.339996

386

77.440002

386

78.440002

386

78.580002

384

76.879997

383

76.790001

380

78.360001

378

76.18

378

76.150002

378

76.110001

378

76.019997

376

78.25

376

78.260002

365

77.279999

362

76.5

348

77.940002

342

76.080002

342

76

342

76.400002

339

76.900002

331

77.959999

331

77.769997

328

77.199997

328

77.400002

324

76.5

324

78.239998

323

77.660004

321

76.5

318

77.209999

310

78.260002

310

78.230003

301

78.139999

300

76.800003

292

76.849999

289

75.910004

283

77.849999

282

77.470001

280

78.120003

278

78.25

275

77.370003

274

78.209999

270

77.199997

265

78.300003

264

78.360001

262

78

262

76.120003

259

77.660004

258

78.220001

257

77.300003

256

76

256

77.769997

247

77.279999

242

77.839996

237

78

236

78

234

78.349999

230

78.199997

227

78.239998

225

77.290001

225

75.989998

218

78.220001

215

77.510002

215

77.739998

200

77.559998

195

77.400002

194

76.480003

194

77.339996

193

77.849999

190

76.480003

183

77.800003

183

77.07

169

78.169998

166

78.349999

153

78.220001

151

77.050003

151

76.580002

148

76.800003

147

77.300003

140

78.230003

137

76.699997

137

77.480003

135

78.040001

134

78.160004

132

76

125

77.849999

124

76.790001

121

77.059998

119

78.220001

112

78.360001

112

78.190002

112

78.239998

111

77.669998

110

76.580002

109

77.040001

109

78.199997

108

76

108

76

106

77.510002

104

77.040001

100

77.459999

100

77.339996

100

77.279999

100

77.849999

98

78

97

77.849999

96

77.849999

94

77.739998

93

78

92

77.419998

91

77.419998

89

77.849999

89

75.959999

88

76.699997

85

76.120003

82

78.160004

82

78.160004

81

77.260002

81

77.559998

76

76.110001

76

77.300003

74

77.260002

74

77.489998

74

78

74

78.120003

73

78

72

77.410004

70

77.260002

67

78

65

77.650002

64

77.489998

63

77.300003

62

77.099999

62

78.010002

62

77.050003

61

78.220001

60

78.309998

60

78.199997

60

77.650002

60

77.290001

60

77.199997

60

77

60

77.120003

60

76.900002

60

77

60

77.290001

60

77.309998

60

77.480003

60

77.400002

60

77.760002

60

78.209999

60

78.110001

59

77.839996

58

77.599999

56

77.910004

56

77.940002

55

77.099999

55

77.709999

55

78.209999

55

77.940002

55

77.940002

49

77.459999

48

76.5

44

77.510002

42

76.800003

38

77.07

37

78.199997

36

77.279999

34

77.400002

32

77.559998

31

76.5

31

77.120003

30

78.040001

30

78.040001

30

77.300003

29

77.959999

29

78.160004

27

76.110001

27

77.419998

27

77.470001

27

77.75

26

77.290001

25

77.370003

24

77.080002

23

76.150002

22

77.839996

22

77.120003

21

77.040001

21

76.800003

20

77.260002

20

76.5

20

77.370003

19

77.709999

19

77.68

19

77.849999

18

77.779999

18

77.709999

18

77.669998

18

77.849999

18

77.849999

15

77.370003

14

77.779999

14

78.010002

14

78.010002

13

77.099999

13

78.120003

13

77.75

12

76.480003

12

77.470001

9

77.410004

8

77.699997

8

77.419998

7

78.139999

6

77.059998

6

77.860001

5

77.279999

5

77.559998

5

77.339996

5

77.419998

5

78.209999

4

78.230003

4

77.949997

4

77.559998

4

78.010002

4

77.75

2

77.599999

2

77.120003

2

78.220001

1

77.699997

1

77.849999

1

77.849999

1

77.459999

1

77.300003

1

77.190002

1

77.120003

1

77.120003

1

76.800003

1

76.800003

Total

101,970

Sales

Number of securities

Price per unit (Note 4)

AUD (unless stated)

-1

78

-1

77.300003

-2

78.260002

-2

78.230003

-2

75.010002

-2

78.25

-5

77.279999

-6

75

-10

78.230003

-11

78.260002

-11

78.25

-11

77.68

-19

75

-20

77.260002

-28

75

-31

78.150002

-32

78.330002

-36

77.279999

-45

78.199997

-50

75

-55

77.709999

-55

77.709999

-56

76.199997

-60

78.199997

-62

78.010002

-62

78.010002

-64

78.139999

-65

78.139999

-67

77.769997

-68

75

-70

77.260002

-74

77.260002

-81

78.160004

-81

77.260002

-82

78.160004

-82

78.160004

-89

75.989998

-98

75.019997

-99

78.169998

-100

75

-100

78.139999

-100

75

-100

77.690002

-108

76

-108

76

-123

78.010002

-135

78.040001

-135

78.040001

-138

78.139999

-138

76.5

-150

77.25

-160

78.199997

-162

78.199997

-165

78.199997

-169

78.230003

-171

77.910004

-173

75

-200

78.230003

-200

78.220001

-200

78.209999

-200

75

-200

75

-207

78.25

-208

75

-211

78.059998

-213

75

-214

78.199997

-220

77.769997

-225

77.290001

-227

78.209999

-230

78.239998

-230

78.199997

-230

78.199997

-232

78.260002

-232

75

-232

78.25

-236

78

-236

78

-237

78

-237

78

-240

77.239998

-240

76.639999

-244

75

-247

77.279999

-255

78.139999

-256

76

-256

76

-257

77.300003

-260

75

-275

78.239998

-294

77.239998

-306

77.769997

-310

78.230003

-316

75

-348

77.940002

-348

77.940002

-350

75

-351

77.239998

-357

77.849999

-362

76.5

-362

76.5

-364

78.260002

-376

78.260002

-376

78.25

-401

75.940002

-438

77.82

-444

76.199997

-492

77.300003

-492

77.279999

-495

78.010002

-496

75

-500

75.949997

-500

77.239998

-500

75

-521

75

-642

77.830002

-890

75.959999

-909

78.139999

-916

76

-985

75

-1000

75

-1101

75

-1166

78.25

-1254

75

-1257

75

-1269

75

-1315

78.139999

-1342

75

-1350

75

-1500

78.139999

-1571

77.769997

-1709

75.940002

-1793

75

-1965

77.239998

-2360

77.669998

-2360

77.669998

-2479

77.769997

-2479

77.769997

-2952

78.199997

-3583

78

-8379

77.790001

-8791

78

-33650

77.480003

-92750

78.089996

Total

205,533

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call option;

 P = put option)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (AUD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (AUD) (Note 4) 

C

purchasing

108000

95

E

20090326

1.09

C

purchasing

24000

95

E

20090326

1.01

P

purchasing

15000

100

E

20090326

4.63

C

purchasing

10800

95

E

20090326

0.975

C

purchasing

10000

75

E

20090924

16.2

P

purchasing

9000

164.66

A

20121227

16.2

P

purchasing

9000

153.6

A

20130107

3.47

C

purchasing

5000

104

A

20090226

20.675

P

selling

5000

75

A

20111222

23.38

P

selling

1000

80

A

20111222

3.25

P

selling

400

70

A

20101223

25.8

P

selling

0

70

A

20101223

86.675

C

selling

0

75

E

20090924

76.1503

C

selling

-200

75

E

20090924

25.6

P

selling

-200

90

E

20090326

25.6

C

selling

-14400

95

E

20090326

1.16

P

selling

-15000

100

E

20090326

4.68

C

selling

-54000

95

E

20090326

1.115

C

selling

-54000

95

E

20090326

1.06

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

NONE

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

11 November 2008

Contact name

Pavla Trskova

Telephone number

02890 409544

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

P

purchased

90000

72

A

20081218

P

purchased

50979

37.6132

E

20091001

P

purchased

40000

77.94

E

20100219

P

purchased

39000

38.5842

E

20091201

P

purchased

29000

78.5

E

20110630

P

purchased

24000

43.3704

E

20100628

P

purchased

20000

43.3704

E

20100628

P

purchased

20000

89

E

20100809

P

purchased

19000

77.8

E

20090630

P

purchased

10000

95.75

E

20100629

P

purchased

10000

138.11

E

20120416

P

purchased

6789

77.2

E

20110627

P

purchased

6646

75.22

E

20100524

P

purchased

6646

82.55

E

20100517

P

purchased

6415

95.75

E

20100628

P

purchased

6415

95.7

E

20120905

P

purchased

6268

98.22

E

20120912

P

purchased

5808

78.5

E

20110630

P

purchased

5428

78.5

E

20110630

P

purchased

5270

78.46

A

20090924

P

purchased

5000

75

A

20111222

P

purchased

5000

110

A

20081218

P

purchased

5000

68.66

A

20090924

P

purchased

5000

80

A

20111222

P

purchased

5000

122

A

20081218

P

purchased

5000

72

A

20081218

C

purchased

4886

74

A

20090326

P

purchased

4850

64

A

20090625

P

purchased

4420

84

A

20081218

C

purchased

4320

75

A

20090326

P

purchased

3801

121

A

20081127

C

purchased

3016

76

A

20090326

C

purchased

2994

75

A

20081218

C

purchased

2988

86

A

20081127

C

purchased

2722

90

A

20081218

P

purchased

2591

68

A

20101223

P

purchased

2591

110

A

20090625

P

purchased

2248

60

A

20090326

C

purchased

2000

78.46

A

20090924

C

purchased

2000

88

A

20081218

P

purchased

1976

77

A

20111222

C

purchased

1936

94

A

20081127

C

purchased

1917

77

A

20090326

C

purchased

1370

104

A

20090226

P

written

1352

74

A

20081218

P

written

1273

82

A

20090326

P

written

1273

50

A

20090326

C

written

1188

85

A

20090326

C

written

1152

86

A

20090326

P

written

1152

50

A

20081218

C

written

1152

82

A

20081127

P

written

1152

70

A

20101223

P

written

1132

130

A

20081218

C

written

1000

85

A

20111222

C

written

1000

122

A

20081218

C

written

1000

95

A

20090326

P

written

1000

141.69

A

20130627

C

written

873

56.89

A

20090924

P

written

869

129.41

A

20121220

P

written

725

128.75

A

20130228

P

written

561

127.31

A

20130228

P

written

561

124.35

A

20130228

P

written

514

143.31

A

20130627

P

written

514

141.79

A

20110630

P

written

464

141.69

A

20110630

P

written

464

139.04

A

20130627

P

written

422

141.75

A

20130627

P

written

422

139.59

A

20130627

P

written

405

130.34

A

20121220

P

written

400

128.71

A

20110224

P

written

392

92.66

A

20110728

P

written

388

93.6

A

20110728

P

written

388

94.02

A

20110728

P

written

365

131.2

A

20130328

P

written

332

140.36

A

20130627

P

written

332

78.5

E

20110630

P

written

330

78.5

E

20110630

P

written

302

78.5

E

20110630

P

written

302

78.5

E

20110630

P

written

296

98.22

E

20120912

P

written

290

98.22

E

20120912

P

written

290

95.7

E

20120905

P

written

268

95.7

E

20120905

P

written

266

94.08

A

20110728

P

written

208

135.22

A

20110412

C

written

208

65

A

20081127

P

written

203

95.75

E

20100628

P

written

203

95.75

E

20100628

P

written

191

135.38

A

20130725

P

written

191

82.55

E

20100517

P

written

191

82.55

E

20100517

C

written

191

60

E

20090326

P

written

177

136.18

A

20130627

P

written

160

75.22

E

20100524

P

written

159

75.22

E

20100524

P

written

141

137

A

20130328

P

written

138

77.2

E

20110627

P

written

117

77.2

E

20110627

C

written

115

75

E

20090924

P

written

107

131.14

A

20121011

P

written

99

131.96

A

20130205

P

written

90

98.1

A

20100625

P

written

88

138.11

E

20120416

P

written

88

138.11

E

20120416

P

written

87

95.75

E

20100629

P

written

81

95.75

E

20100629

P

written

79

77.8

E

20090630

P

written

78

77.8

E

20090630

P

written

77

89

E

20100809

P

written

71

89

E

20100809

P

written

-70

138

A

20130228

P

written

-191

89.4361

A

20110207

P

written

-191

137.5

A

20130725

C

written

-203

88

E

20091215

P

written

-208

83.22

A

20111007

P

written

-270

43.3704

E

20100628

P

written

-290

43.3704

E

20100628

P

written

-302

43.3704

E

20100628

P

written

-332

43.3704

E

20100628

C

written

-388

95

A

20081218

P

written

-391

105.3

A

20110523

C

written

-422

59.227

A

20130627

P

written

-464

78.5

E

20110630

P

written

-514

78.5

E

20110630

P

written

-561

153.6

A

20130107

P

written

-945

85.0735

A

20110228

C

written

-1152

105

E

20090326

P

written

-1152

99.8

A

20110428

P

written

-1174

174.48

A

20130521

C

written

-1232

66

E

20091215

P

written

-1273

160.932

A

20121128

P

written

-1280

73.8533

A

20101229

C

written

-1948

85

A

20100623

P

written

-2000

38.5842

E

20091201

P

written

-2491

38.5842

E

20091201

P

written

-2591

119

A

20120711

C

written

-2755

80

E

20090423

P

written

-3140

164.66

A

20121227

P

written

-5000

85.04

A

20110328

P

written

-5000

115.61

A

20120613

C

written

-5000

110

A

20081218

P

written

-5000

96.12

A

20110623

P

written

-5000

110

E

20090326

C

written

-6415

95

E

20090326

P

written

-6646

99.12

A

20120425

P

written

-8000

88.07

A

20110623

P

written

-10000

109.19

A

20120530

P

written

-10800

97.272

A

20120828

P

written

-12000

119.75

A

20120628

P

written

-14000

92.64

A

20110624

P

written

-14137

116.82

A

20120711

P

written

-20000

88.6

A

20120327

P

written

-24600

77.94

E

20100219

P

written

-26309

77.94

E

20100219

P

written

-33000

90

E

20090326

P

written

-44000

37.6132

E

20091001

P

written

-50000

37.6132

E

20091001

P

written

-50000

94.91

A

20110623

C

written

-61000

64

A

20090619

P

written

-75000

100

E

20081218

P

written

-87000

72

A

20081218

C

written

-90000

58.592

A

20120628

P

written

-90000

74.25

E

20110727

P

written

-178000

56.1501

A

20101011

C

written

-385200

115

E

20090326

C

written

-449640

145

E

20081218

C

written

-468000

135

E

20081218

C

written

-999720

115

E

20081218

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.  Full details of any existing agreements to purchase or to sell should also be given on this form.  

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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