14th Oct 2008 10:29
|
FORM |
|
38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
13/10/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
3,040,004 |
GBP 2.12 |
GBP 1.49 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,619,383 |
GBP 2.12 |
GBP 1.47 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
287,187 |
GBP 1.97 |
|
Long Swap |
LONG |
17,503 |
GBP 1.80 |
|
Long Swap |
LONG |
24,334 |
GBP 2.10 |
|
Long Swap |
LONG |
27,980 |
GBP 1.66 |
|
Long Swap |
LONG |
41,720 |
GBP 1.66 |
|
Long Swap |
LONG |
42,900 |
GBP 2.10 |
|
Long Swap |
LONG |
65,226 |
GBP 2.10 |
|
Long Swap |
LONG |
75,920 |
GBP 1.64 |
|
Long Swap |
LONG |
90,000 |
GBP 1.52 |
|
Long Swap |
LONG |
117,471 |
GBP 1.63 |
|
Long Swap |
LONG |
130,000 |
GBP 1.72 |
|
Long Swap |
LONG |
145,000 |
GBP 1.68 |
|
Long Swap |
LONG |
233,380 |
GBP 1.80 |
|
Long Swap |
LONG |
1,085 |
GBP 1.50 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
117,471 |
GBP 1.63 |
|
Short Swap |
SHORT |
200 |
GBP 2.00 |
|
Short Swap |
SHORT |
103,900 |
GBP 1.68 |
|
Short Swap |
SHORT |
95,000 |
GBP 1.82 |
|
Short Swap |
SHORT |
90,000 |
GBP 1.53 |
|
Short Swap |
SHORT |
89,560 |
GBP 2.11 |
|
Short Swap |
SHORT |
79,802 |
GBP 2.00 |
|
Short Swap |
SHORT |
50,000 |
GBP 1.82 |
|
Short Swap |
SHORT |
42,900 |
GBP 2.10 |
|
Short Swap |
SHORT |
41,720 |
GBP 1.63 |
|
Short Swap |
SHORT |
29,000 |
GBP 2.00 |
|
Short Swap |
SHORT |
25,875 |
GBP 2.00 |
|
Short Swap |
SHORT |
17,679 |
GBP 2.00 |
|
Short Swap |
SHORT |
1,085 |
GBP 1.50 |
|
Short Swap |
SHORT |
130,000 |
GBP 1.99 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
14/10/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM |
|
38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
13/10/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
5,188,723 |
GBP 1.23 |
GBP 0.86 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,642 |
GBP |
GBP |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
4,954,966 |
GBP 1.19 |
GBP 0.85 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
404,842 |
GBP 0.97 |
|
Long Swap |
LONG |
20,600 |
GBP 0.97 |
|
Long Swap |
LONG |
25,620 |
GBP 1.13 |
|
Long Swap |
LONG |
26,620 |
GBP 0.87 |
|
Long Swap |
LONG |
27,296 |
GBP 0.98 |
|
Long Swap |
LONG |
30,363 |
GBP 0.97 |
|
Long Swap |
LONG |
33,610 |
GBP 1.13 |
|
Long Swap |
LONG |
47,491 |
GBP 1.23 |
|
Long Swap |
LONG |
50,000 |
GBP 0.89 |
|
Long Swap |
LONG |
51,855 |
GBP 1.15 |
|
Long Swap |
LONG |
17,297 |
GBP 1.03 |
|
Long Swap |
LONG |
327,509 |
GBP 1.23 |
|
Long Swap |
LONG |
225,712 |
GBP 1.12 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
7,296 |
GBP 1.02 |
|
Short Swap |
SHORT |
1,150,787 |
GBP 1.00 |
|
Short Swap |
SHORT |
327,509 |
GBP 0.96 |
|
Short Swap |
SHORT |
85,465 |
GBP 1.14 |
|
Short Swap |
SHORT |
47,491 |
GBP 0.96 |
|
Short Swap |
SHORT |
29,713 |
GBP 1.00 |
|
Short Swap |
SHORT |
25,620 |
GBP 1.15 |
|
Short Swap |
SHORT |
20,600 |
GBP 0.98 |
|
Short Swap |
SHORT |
20,000 |
GBP 1.03 |
|
Short Swap |
SHORT |
17,297 |
GBP 1.03 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
14/10/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT- |
|
SERVICING CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Imperial Energy Corporation Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
13/10/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
146,008 |
GBP 9.96 |
GBP 9.86 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
73,600 |
GBP 10.00 |
GBP 9.84 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
14/10/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Imperial Energy Corporation Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT- |
|
SERVICING CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
CENTRICA PLC |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
13/10/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
2,070,527 |
GBP 2.86 |
GBP 2.69 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,971,200 |
GBP 2.87 |
GBP 2.69 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
14/10/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
EDF S.A. |
|
Nature of connection # |
Advisor |
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