28th Sep 2009 11:47
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
UBS AG London Branch |
|
Company dealt in |
Anglo American Plc |
|
Class of relevant security to which the dealings being disclosed relate(Note 1) |
0.54945 USD ordinary (GB00B1XZS820) |
|
Date of dealing |
25 September 2009 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in(Note 2)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
96306 0.00% |
894151 0.07% |
|
(2) Derivatives (other than options) |
0 0.00% |
0 0.00% |
|
(3) Options and agreements to purchase/sell |
0 0.00% |
0 0.00% |
|
Total |
96306 0.00% |
894151 0.07% |
(b) Interest and short positions in relevant securities of the company, other than the class dealt in (Note 2)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3)Options and agreements to purchase/sell |
||
|
Total |
(c) Rights to subscribe (Note 2)
|
Class of relevant security: |
Details |
3. DEALINGS(Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit(Note 4) |
|
Buy |
1530 |
20.27500 GBP |
|
Buy |
820 |
20.28000 GBP |
|
Buy |
241 |
20.29000 GBP |
|
Buy |
500 |
20.29500 GBP |
|
Buy |
11697 |
20.30000 GBP |
|
Buy |
1575 |
20.30500 GBP |
|
Buy |
3151 |
20.31000 GBP |
|
Buy |
2184 |
20.31500 GBP |
|
Buy |
2944 |
20.32000 GBP |
|
Buy |
3141 |
20.32500 GBP |
|
Buy |
643 |
20.33000 GBP |
|
Buy |
1122 |
20.33500 GBP |
|
Buy |
1837 |
20.34000 GBP |
|
Buy |
2879 |
20.34500 GBP |
|
Buy |
5425 |
20.35000 GBP |
|
Buy |
7155 |
20.35500 GBP |
|
Buy |
9851 |
20.36000 GBP |
|
Buy |
1093 |
20.36500 GBP |
|
Buy |
1519 |
20.37000 GBP |
|
Buy |
3546 |
20.37500 GBP |
|
Buy |
2771 |
20.38000 GBP |
|
Buy |
7909 |
20.38500 GBP |
|
Buy |
3909 |
20.39000 GBP |
|
Buy |
4716 |
20.39500 GBP |
|
Buy |
2007 |
20.40000 GBP |
|
Buy |
3395 |
20.40500 GBP |
|
Buy |
2711 |
20.41000 GBP |
|
Buy |
6066 |
20.41500 GBP |
|
Buy |
2623 |
20.42000 GBP |
|
Buy |
10450 |
20.42500 GBP |
|
Buy |
16709 |
20.43000 GBP |
|
Buy |
2284 |
20.43500 GBP |
|
Buy |
7193 |
20.44000 GBP |
|
Buy |
6255 |
20.44500 GBP |
|
Buy |
3333 |
20.45000 GBP |
|
Buy |
2976 |
20.45500 GBP |
|
Buy |
1286 |
20.46000 GBP |
|
Buy |
8580 |
20.46500 GBP |
|
Buy |
4907 |
20.47000 GBP |
|
Buy |
1094 |
20.47500 GBP |
|
Buy |
6923 |
20.48000 GBP |
|
Buy |
5127 |
20.48500 GBP |
|
Buy |
4323 |
20.49000 GBP |
|
Buy |
6066 |
20.49500 GBP |
|
Buy |
7556 |
20.50000 GBP |
|
Buy |
7247 |
20.50500 GBP |
|
Buy |
5214 |
20.51000 GBP |
|
Buy |
3824 |
20.51500 GBP |
|
Buy |
5142 |
20.52000 GBP |
|
Buy |
7157 |
20.52500 GBP |
|
Buy |
6202 |
20.53000 GBP |
|
Buy |
2683 |
20.53500 GBP |
|
Buy |
6814 |
20.54000 GBP |
|
Buy |
8761 |
20.54500 GBP |
|
Buy |
6668 |
20.55000 GBP |
|
Buy |
2740 |
20.55500 GBP |
|
Buy |
4320 |
20.56000 GBP |
|
Buy |
1261 |
20.56500 GBP |
|
Buy |
7346 |
20.57000 GBP |
|
Buy |
4478 |
20.57500 GBP |
|
Buy |
1170 |
20.58000 GBP |
|
Buy |
5896 |
20.58500 GBP |
|
Buy |
13166 |
20.59000 GBP |
|
Buy |
5959 |
20.59500 GBP |
|
Buy |
9352 |
20.60000 GBP |
|
Buy |
6989 |
20.60500 GBP |
|
Buy |
4083 |
20.61000 GBP |
|
Buy |
14798 |
20.61500 GBP |
|
Buy |
419 |
20.62500 GBP |
|
Buy |
735 |
20.63000 GBP |
|
Buy |
402 |
20.63500 GBP |
|
Buy |
1400 |
20.64000 GBP |
|
Buy |
902 |
20.64500 GBP |
|
Buy |
1080 |
20.65000 GBP |
|
Buy |
2054 |
20.66500 GBP |
|
Buy |
370 |
20.67000 GBP |
|
Buy |
200 |
20.67500 GBP |
|
Buy |
3682 |
20.68500 GBP |
|
Buy |
204 |
20.69500 GBP |
|
Buy |
1749 |
20.72000 GBP |
|
Buy |
1000 |
20.73000 GBP |
|
Sell |
940 |
20.27000 GBP |
|
Sell |
6118 |
20.27500 GBP |
|
Sell |
700 |
20.28500 GBP |
|
Sell |
1100 |
20.29000 GBP |
|
Sell |
1807 |
20.29500 GBP |
|
Sell |
2370 |
20.30000 GBP |
|
Sell |
1298 |
20.30500 GBP |
|
Sell |
1167 |
20.31000 GBP |
|
Sell |
1773 |
20.31500 GBP |
|
Sell |
2950 |
20.32000 GBP |
|
Sell |
4408 |
20.32500 GBP |
|
Sell |
300 |
20.33000 GBP |
|
Sell |
6984 |
20.33500 GBP |
|
Sell |
6832 |
20.34000 GBP |
|
Sell |
4176 |
20.34500 GBP |
|
Sell |
8997 |
20.35000 GBP |
|
Sell |
4017 |
20.35500 GBP |
|
Sell |
3173 |
20.36000 GBP |
|
Sell |
14 |
20.36500 GBP |
|
Sell |
2847 |
20.37000 GBP |
|
Sell |
5724 |
20.37500 GBP |
|
Sell |
5183 |
20.38000 GBP |
|
Sell |
2202 |
20.38500 GBP |
|
Sell |
409 |
20.39000 GBP |
|
Sell |
4050 |
20.39500 GBP |
|
Sell |
7874 |
20.40000 GBP |
|
Sell |
2497 |
20.40500 GBP |
|
Sell |
5485 |
20.41000 GBP |
|
Sell |
1898 |
20.41500 GBP |
|
Sell |
2607 |
20.42000 GBP |
|
Sell |
527 |
20.42500 GBP |
|
Sell |
7217 |
20.43000 GBP |
|
Sell |
7101 |
20.43500 GBP |
|
Sell |
4943 |
20.44000 GBP |
|
Sell |
3715 |
20.44500 GBP |
|
Sell |
13955 |
20.45000 GBP |
|
Sell |
8993 |
20.45500 GBP |
|
Sell |
4931 |
20.46000 GBP |
|
Sell |
8751 |
20.46500 GBP |
|
Sell |
6592 |
20.47000 GBP |
|
Sell |
1534 |
20.47500 GBP |
|
Sell |
6370 |
20.48000 GBP |
|
Sell |
8733 |
20.48500 GBP |
|
Sell |
10148 |
20.49000 GBP |
|
Sell |
7331 |
20.49500 GBP |
|
Sell |
13352 |
20.50000 GBP |
|
Sell |
2241 |
20.50500 GBP |
|
Sell |
2722 |
20.51000 GBP |
|
Sell |
1290 |
20.51500 GBP |
|
Sell |
2422 |
20.52000 GBP |
|
Sell |
2774 |
20.52500 GBP |
|
Sell |
13310 |
20.53000 GBP |
|
Sell |
8137 |
20.53500 GBP |
|
Sell |
3379 |
20.54000 GBP |
|
Sell |
6438 |
20.54500 GBP |
|
Sell |
18810 |
20.55000 GBP |
|
Sell |
6775 |
20.55500 GBP |
|
Sell |
12184 |
20.56000 GBP |
|
Sell |
5269 |
20.56500 GBP |
|
Sell |
1349 |
20.57000 GBP |
|
Sell |
1317 |
20.57500 GBP |
|
Sell |
3829 |
20.58000 GBP |
|
Sell |
4820 |
20.58500 GBP |
|
Sell |
3208 |
20.59000 GBP |
|
Sell |
5829 |
20.59500 GBP |
|
Sell |
5931 |
20.60000 GBP |
|
Sell |
5723 |
20.60500 GBP |
|
Sell |
3735 |
20.61000 GBP |
|
Sell |
5826 |
20.61500 GBP |
|
Sell |
5543 |
20.62000 GBP |
|
Sell |
1098 |
20.62500 GBP |
|
Sell |
434 |
20.63000 GBP |
|
Sell |
1067 |
20.63500 GBP |
|
Sell |
974 |
20.64000 GBP |
|
Sell |
2252 |
20.65000 GBP |
|
Sell |
600 |
20.65500 GBP |
|
Sell |
145 |
20.66500 GBP |
|
Sell |
5662 |
20.67000 GBP |
|
Sell |
7910 |
20.68000 GBP |
|
Sell |
2023 |
20.69000 GBP |
|
Sell |
479 |
20.70000 GBP |
|
Sell |
366 |
20.73000 GBP |
|
Sell |
93 |
20.74500 GBP |
|
Sell |
1875 |
240.86381 ZAR |
|
TOTAL BUY : |
349489 |
|
|
TOTAL SALE : |
371932 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short(Note 5) |
Number of securities(Note 6) |
Price per unit(Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates(Note 6) |
Exercise price |
Type,e.g. American, European etc. |
Expiry date |
Option money paid/received per unit(Note 4) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit(Note 4) |
(d) Other dealings (including new securities)(Note 3)
|
Nature of transaction(Note 7) |
Details |
Price per unit (if applicable)(Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 38.5(b) attached?(Note 8) YES/NO
|
Date of disclosure |
28 September 2009 |
|
Contact name |
Stacy Otieno |
|
Telephone number |
+44 (0)20 7568 9289 |
|
Name of offeree/offeror with which connected |
Anglo American Plc |
|
Nature of connection(Note 9) |
Connected Adviser |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk
Related Shares:
Anglo American