14th Nov 2008 10:49
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
RIO TINTO PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
13 November 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
1659870 120 |
25.85 GBP 155.55 USD |
24.20 GBP 155.55 USD |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1560758 120 |
25.85 GBP 58.1171 AUD 155.55 USD |
16.4682 GBP 58.1171 AUD 155.55 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
SWAP |
Long |
800 |
24.9098 GBP |
|
CFD |
Short |
5280 |
24.9787 GBP |
|
CFD |
Short |
2280 |
24.9787 GBP |
|
CFD |
Short |
12440 |
24.9787 GBP |
|
CFD |
Long |
19225 |
25.3777 GBP |
|
CFD |
Long |
8000 |
25.3777 GBP |
|
CFD |
Short |
2915 |
25.2331 GBP |
|
CFD |
Long |
4000 |
25.1487 GBP |
|
CFD |
Long |
9775 |
25.3777 GBP |
|
CFD |
Short |
37000 |
24.7908 GBP |
|
CFD |
Short |
6432 |
25.2528 GBP |
|
CFD |
Long |
11560 |
24.8931 GBP |
|
CFD |
Short |
9293 |
25.2331 GBP |
|
CFD |
Long |
4000 |
25.5423 GBP |
|
CFD |
Short |
4000 |
24.6813 GBP |
|
CFD |
Short |
1000 |
25.0075 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
14 November 2008 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto