26th Nov 2007 13:07
Deutsche Bank AG26 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 23/11/2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long ShortOrdinary Number (%) Number (%) (1) Relevant securities -1,442,965 -0.32 (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total -1,442,965 -0.32 (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit - Australian Dollars $ Purchase 5529 128.12Purchase 239 128.13Purchase 3227 128.14Purchase 227 128.15Purchase 1599 128.16Purchase 798 128.17Purchase 126 128.18Purchase 3317 128.19Purchase 796 128.2Purchase 545 128.21Purchase 259 128.22Purchase 266 128.23Purchase 5202 128.25Purchase 137 128.26Purchase 6175 128.27687Purchase 32 128.28Purchase 950 128.28263Purchase 275 128.29Purchase 5383 128.3Purchase 29 128.31Purchase 2255 128.32Purchase 28 128.34Purchase 274 128.35Purchase 316 128.36Purchase 58 128.37Purchase 343 128.38Purchase 13549 128.4Purchase 222 128.42Purchase 281 128.44Purchase 820 128.45Purchase 918 128.46Purchase 312 128.47Purchase 616 128.48Purchase 1854 128.49Purchase 67370 128.5Purchase 586 128.51Purchase 3137 128.52Purchase 924 128.53Purchase 954 128.54Purchase 6282 128.55Purchase 508 128.57Purchase 29 128.58Purchase 950 128.5847Purchase 33739 128.5849Purchase 29 128.59Purchase 20000 128.593163Purchase 5897 128.6Purchase 407 128.61Purchase 13 128.62Purchase 383 128.63Purchase 3447 128.64Purchase 704 128.65Purchase 596 128.66Purchase 3367 128.67Purchase 1052 128.68Purchase 1778 128.69Purchase 10255 128.7Purchase 93 128.71Purchase 393 128.72Purchase 485 128.73Purchase 614 128.74Purchase 6926 128.75Purchase 270 128.76Purchase 1210 128.77Purchase 679 128.78Purchase 413 128.79Purchase 280 128.8Purchase 440 128.815Purchase 269 128.85Purchase 279 128.86Purchase 33 128.87Purchase 735 128.89Purchase 6098 128.9Purchase 554 128.93Purchase 129 128.94Purchase 280 128.97Purchase 500 129Purchase 1396 129.06TOTAL PURCHASE 241,440Sale 5535 128.12Sale 58 128.13Sale 3049 128.14Sale 45 128.15Sale 1352 128.16Sale 946 128.17Sale 126 128.18Sale 3024 128.19Sale 1366 128.2Sale 1056 128.21Sale 37 128.22Sale 39 128.23Sale 10645 128.25Sale 322 128.26Sale 1 128.27Sale 6175 128.27687Sale 32 128.28Sale 950 128.28263Sale 21 128.29Sale 6318 128.3Sale 418 128.31Sale 389 128.32Sale 2028 128.34Sale 59 128.36Sale 56 128.37Sale 4135 128.38Sale 19118 128.4Sale 105 128.45Sale 1207 128.46Sale 100 128.47Sale 49 128.48Sale 121 128.49Sale 68133 128.5Sale 1820 128.51Sale 2521 128.52Sale 194 128.53Sale 5529 128.54Sale 10229 128.55Sale 24 128.57Sale 29 128.58Sale 1900 128.5847Sale 67478 128.5849Sale 29 128.59Sale 10000 128.593163Sale 5069 128.6Sale 17 128.61Sale 13 128.62Sale 31 128.63Sale 5075 128.64Sale 1042 128.65Sale 2534 128.67Sale 81 128.68Sale 504 128.69Sale 15109 128.7Sale 28 128.72Sale 1065 128.73Sale 64 128.74Sale 6100 128.75Sale 45 128.76Sale 174 128.77Sale 41 128.78Sale 1435 128.8Sale 220 128.815Sale 33 128.87Sale 531 128.89Sale 11530 128.9Sale 1111 128.93Sale 129 128.94Sale 70 128.95Sale 13322 129Sale 1267 129.06Sale 383 129.14Sale 1365 129.22TOTAL SALES 305,156 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit - Australian Dollars $e.g. CFDCFD Long 300 128.17CFD Long 300 128.2CFD Long 99 128.25CFD Long 1 128.27CFD Long 6175 128.27687CFD Long 950 128.28263CFD Long 100 128.3CFD Long 1648 128.4CFD Long 200 128.46CFD Long 5500 128.5CFD Long 950 128.5847CFD Long 167 128.77CFD Long 1000 128.8CFD Long 500 128.89CFD Long 1436 128.9CFD Long 96 128.94CFD Long 70 128.95CFD Long 100 129.06CFD Short 6175 128.27687CFD Short 950 128.28263CFD Short 2000 128.32CFD Short 5500 128.5CFD Short 52 128.54CFD Short 148 128.55CFD Short 10000 128.59316CFD Short 300 128.61CFD Short 400 128.75CFD Short 167 128.77CFD Short 220 128.815CFD Short 500 129. (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. N/A Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 26/11/2007 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto