9th Apr 2015 11:55
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL DERRIVATIVE FUNDING LLC | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | XL GROUP PLC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 8 April 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 232,822 | 0.09% | 1,446,135 | 0.56% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 0 | 0.00% | 174,637 | 0.07% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 232,822 | 0.09% | 1,620,772 | 0.63% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 3 | 37.8500 USD | ||||||||||||
| ORD | Purchase | 39 | 37.6700 USD | ||||||||||||
| ORD | Purchase | 237 | 37.6140 USD | ||||||||||||
| ORD | Purchase | 300 | 37.7250 USD | ||||||||||||
| ORD | Purchase | 500 | 37.5800 USD | ||||||||||||
| ORD | Purchase | 500 | 37.6420 USD | ||||||||||||
| ORD | Purchase | 557 | 37.7335 USD | ||||||||||||
| ORD | Purchase | 600 | 37.6966 USD | ||||||||||||
| ORD | Purchase | 2,400 | 37.7117 USD | ||||||||||||
| ORD | Purchase | 2,900 | 37.7014 USD | ||||||||||||
| ORD | Purchase | 4,200 | 37.6501 USD | ||||||||||||
| ORD | Purchase | 6,331 | 37.6276 USD | ||||||||||||
| ORD | Purchase | 9,375 | 37.6853 USD | ||||||||||||
| ORD | Purchase | 150,001 | 37.3400 USD | ||||||||||||
| ORD | Sale | 5 | 37.4700 USD | ||||||||||||
| ORD | Sale | 5 | 37.4900 USD | ||||||||||||
| ORD | Sale | 150,001 | 37.3400 USD | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
| security | description | reference | |||||||||||||
| securities | |||||||||||||||
| ORD | SWAP | Long | 450,000 | 36.4300 USD | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class of relevant security | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| description | purchasing, | of | price | date | money | ||||||||||
| selling, | securities | per unit | paid/ | ||||||||||||
| varying etc | to which | received | |||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant security | Product description | Number of securities | Exercise price per | ||||||||||||
| unit | |||||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 9 Apr 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
Copyright Business Wire 2015
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