7th Apr 2015 10:57
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL DERRIVATIVE FUNDING LLC | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | XL GROUP PLC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 2 April 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 203,947 | 0.08% | 1,446,124 | 0.56% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 0 | 0.00% | 174,637 | 0.07% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 203,947 | 0.08% | 1,620,761 | 0.63% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 2 | 37.0800 USD | ||||||||||||
| ORD | Purchase | 9 | 37.0200 USD | ||||||||||||
| ORD | Sale | 77 | 36.9300 USD | ||||||||||||
| ORD | Sale | 150,001 | 37.0800 USD | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
| security | description | reference | |||||||||||||
| securities | |||||||||||||||
| ORD | SWAP | Long | 150,000 | 37.0800 USD | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 7 Apr 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
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