10th Apr 2015 11:27
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 9 April 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 1,067,438 | 0.29% | 414,936 | 0.11% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 47,195 | 0.01% | 614,462 | 0.17% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| TOTAL: | 1,114,633 | 0.30% | 1,029,398 | 0.28% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 76 | 7.0350 GBP | ||||||||||||
| ORD | Purchase | 85 | 7.0400 GBP | ||||||||||||
| ORD | Purchase | 257 | 7.0450 GBP | ||||||||||||
| ORD | Purchase | 518 | 7.0800 GBP | ||||||||||||
| ORD | Purchase | 518 | 7.0850 GBP | ||||||||||||
| ORD | Purchase | 524 | 7.0750 GBP | ||||||||||||
| ORD | Purchase | 542 | 7.0700 GBP | ||||||||||||
| ORD | Purchase | 738 | 7.0602 GBP | ||||||||||||
| ORD | Purchase | 746 | 7.1300 GBP | ||||||||||||
| ORD | Purchase | 757 | 7.0500 GBP | ||||||||||||
| ORD | Purchase | 892 | 7.1171 GBP | ||||||||||||
| ORD | Purchase | 1,920 | 7.0742 GBP | ||||||||||||
| ORD | Purchase | 5,590 | 7.1372 GBP | ||||||||||||
| ORD | Purchase | 5,967 | 7.0979 GBP | ||||||||||||
| ORD | Purchase | 9,626 | 7.1118 GBP | ||||||||||||
| ORD | Purchase | 13,294 | 7.1480 GBP | ||||||||||||
| ORD | Purchase | 24,461 | 7.1447 GBP | ||||||||||||
| ORD | Purchase | 38,898 | 7.0644 GBP | ||||||||||||
| ORD | Purchase | 100,687 | 7.1296 GBP | ||||||||||||
| ORD | Purchase | 122,841 | 7.1434 GBP | ||||||||||||
| ORD | Purchase | 309,161 | 7.1121 GBP | ||||||||||||
| ORD | Sale | 76 | 7.0350 GBP | ||||||||||||
| ORD | Sale | 85 | 7.0400 GBP | ||||||||||||
| ORD | Sale | 104 | 7.0450 GBP | ||||||||||||
| ORD | Sale | 382 | 7.0730 GBP | ||||||||||||
| ORD | Sale | 518 | 7.0800 GBP | ||||||||||||
| ORD | Sale | 518 | 7.0850 GBP | ||||||||||||
| ORD | Sale | 524 | 7.0750 GBP | ||||||||||||
| ORD | Sale | 542 | 7.0700 GBP | ||||||||||||
| ORD | Sale | 746 | 7.1300 GBP | ||||||||||||
| ORD | Sale | 757 | 7.0500 GBP | ||||||||||||
| ORD | Sale | 1,022 | 7.0475 GBP | ||||||||||||
| ORD | Sale | 1,200 | 7.0692 GBP | ||||||||||||
| ORD | Sale | 1,737 | 7.1549 GBP | ||||||||||||
| ORD | Sale | 1,766 | 7.1227 GBP | ||||||||||||
| ORD | Sale | 2,923 | 7.0647 GBP | ||||||||||||
| ORD | Sale | 3,267 | 7.0582 GBP | ||||||||||||
| ORD | Sale | 3,300 | 7.1443 GBP | ||||||||||||
| ORD | Sale | 4,076 | 7.0805 GBP | ||||||||||||
| ORD | Sale | 7,017 | 7.1088 GBP | ||||||||||||
| ORD | Sale | 9,414 | 7.1331 GBP | ||||||||||||
| ORD | Sale | 29,966 | 7.0554 GBP | ||||||||||||
| ORD | Sale | 65,049 | 7.0939 GBP | ||||||||||||
| ORD | Sale | 72,241 | 7.1124 GBP | ||||||||||||
| ORD | Sale | 157,692 | 7.1465 GBP | ||||||||||||
| ORD | Sale | 169,517 | 7.1201 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | SWAP | Long | 16 | 7.0993 GBP | |||||||||||
| ORD | SWAP | Long | 1,287 | 7.0950 GBP | |||||||||||
| ORD | SWAP | Long | 2,038 | 7.1573 GBP | |||||||||||
| ORD | SWAP | Long | 3,278 | 7.1424 GBP | |||||||||||
| ORD | CFD | Long | 4,051 | 7.0883 GBP | |||||||||||
| ORD | CFD | Long | 7,017 | 7.1088 GBP | |||||||||||
| ORD | CFD | Long | 7,713 | 7.2050 GBP | |||||||||||
| ORD | CFD | Long | 10,492 | 7.1255 GBP | |||||||||||
| ORD | SWAP | Short | 400 | 7.0850 GBP | |||||||||||
| ORD | SWAP | Short | 969 | 7.0517 GBP | |||||||||||
| ORD | CFD | Short | 2,184 | 7.1628 GBP | |||||||||||
| ORD | CFD | Short | 3,783 | 7.0603 GBP | |||||||||||
| ORD | SWAP | Short | 4,141 | 7.0562 GBP | |||||||||||
| ORD | CFD | Short | 4,713 | 7.0895 GBP | |||||||||||
| ORD | CFD | Short | 4,859 | 7.0472 GBP | |||||||||||
| ORD | CFD | Short | 7,713 | 7.2050 GBP | |||||||||||
| ORD | SWAP | Short | 8,563 | 7.1585 GBP | |||||||||||
| ORD | CFD | Short | 100,687 | 7.1296 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 10 Apr 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
Copyright Business Wire 2015
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