9th Mar 2015 11:49
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 6 March 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 833,174 | 0.23% | 338,507 | 0.09% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 169,641 | 0.05% | 512,219 | 0.14% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 1,002,815 | 0.27% | 850,726 | 0.23% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 105 | 6.9662 GBP | ||||||||||||
| ORD | Purchase | 235 | 6.9600 GBP | ||||||||||||
| ORD | Purchase | 661 | 6.9758 GBP | ||||||||||||
| ORD | Purchase | 2,987 | 6.9712 GBP | ||||||||||||
| ORD | Purchase | 3,073 | 6.9450 GBP | ||||||||||||
| ORD | Purchase | 3,232 | 6.9500 GBP | ||||||||||||
| ORD | Purchase | 3,887 | 6.9536 GBP | ||||||||||||
| ORD | Purchase | 5,973 | 6.9550 GBP | ||||||||||||
| ORD | Purchase | 6,932 | 6.9522 GBP | ||||||||||||
| ORD | Purchase | 20,825 | 6.9677 GBP | ||||||||||||
| ORD | Purchase | 49,660 | 6.9759 GBP | ||||||||||||
| ORD | Purchase | 226,718 | 6.9802 GBP | ||||||||||||
| ORD | Sale | 470 | 6.9600 GBP | ||||||||||||
| ORD | Sale | 1,075 | 6.9700 GBP | ||||||||||||
| ORD | Sale | 1,682 | 6.9564 GBP | ||||||||||||
| ORD | Sale | 2,215 | 6.9500 GBP | ||||||||||||
| ORD | Sale | 2,417 | 6.9659 GBP | ||||||||||||
| ORD | Sale | 2,483 | 6.9525 GBP | ||||||||||||
| ORD | Sale | 2,814 | 6.9540 GBP | ||||||||||||
| ORD | Sale | 3,662 | 6.9450 GBP | ||||||||||||
| ORD | Sale | 3,905 | 6.9550 GBP | ||||||||||||
| ORD | Sale | 4,044 | 6.9388 GBP | ||||||||||||
| ORD | Sale | 4,514 | 6.9673 GBP | ||||||||||||
| ORD | Sale | 5,899 | 6.9658 GBP | ||||||||||||
| ORD | Sale | 12,425 | 6.9566 GBP | ||||||||||||
| ORD | Sale | 16,787 | 6.9830 GBP | ||||||||||||
| ORD | Sale | 17,855 | 6.9512 GBP | ||||||||||||
| ORD | Sale | 43,027 | 6.9795 GBP | ||||||||||||
| ORD | Sale | 187,540 | 6.9806 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 2,206 | 6.9853 GBP | |||||||||||
| ORD | CFD | Long | 2,308 | 6.9501 GBP | |||||||||||
| ORD | CFD | Long | 2,417 | 6.9659 GBP | |||||||||||
| ORD | SWAP | Long | 3,700 | 6.9499 GBP | |||||||||||
| ORD | SWAP | Long | 8,656 | 6.9638 GBP | |||||||||||
| ORD | CFD | Long | 8,952 | 6.9497 GBP | |||||||||||
| ORD | SWAP | Short | 323 | 6.9676 GBP | |||||||||||
| ORD | CFD | Short | 1,374 | 6.9610 GBP | |||||||||||
| ORD | SWAP | Short | 1,392 | 6.9791 GBP | |||||||||||
| ORD | SWAP | Short | 6,400 | 6.9893 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 9 Mar 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
Copyright Business Wire 2015
Related Shares:
BarclaysCastelnau Group