16th Feb 2015 11:24
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 13 February 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 798,169 | 0.22% | 287,430 | 0.08% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 74,538 | 0.02% | 464,369 | 0.13% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| TOTAL: | 872,707 | 0.24% | 751,799 | 0.21% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 264 | 7.0375 GBP | ||||||||||||
| ORD | Purchase | 333 | 7.0300 GBP | ||||||||||||
| ORD | Purchase | 411 | 7.0125 GBP | ||||||||||||
| ORD | Purchase | 468 | 7.0316 GBP | ||||||||||||
| ORD | Purchase | 510 | 7.0278 GBP | ||||||||||||
| ORD | Purchase | 523 | 7.0350 GBP | ||||||||||||
| ORD | Purchase | 809 | 7.0150 GBP | ||||||||||||
| ORD | Purchase | 928 | 7.0100 GBP | ||||||||||||
| ORD | Purchase | 1,835 | 7.0194 GBP | ||||||||||||
| ORD | Purchase | 2,327 | 7.0233 GBP | ||||||||||||
| ORD | Purchase | 2,444 | 7.0273 GBP | ||||||||||||
| ORD | Purchase | 2,776 | 7.0169 GBP | ||||||||||||
| ORD | Purchase | 3,059 | 7.0200 GBP | ||||||||||||
| ORD | Purchase | 5,351 | 7.0231 GBP | ||||||||||||
| ORD | Purchase | 9,205 | 7.0400 GBP | ||||||||||||
| ORD | Purchase | 9,504 | 7.0285 GBP | ||||||||||||
| ORD | Purchase | 10,840 | 7.0250 GBP | ||||||||||||
| ORD | Purchase | 22,665 | 7.0143 GBP | ||||||||||||
| ORD | Purchase | 29,370 | 7.0248 GBP | ||||||||||||
| ORD | Sale | 7 | 7.0343 GBP | ||||||||||||
| ORD | Sale | 17 | 7.0346 GBP | ||||||||||||
| ORD | Sale | 264 | 7.0375 GBP | ||||||||||||
| ORD | Sale | 667 | 7.0339 GBP | ||||||||||||
| ORD | Sale | 928 | 7.0100 GBP | ||||||||||||
| ORD | Sale | 1,271 | 7.0300 GBP | ||||||||||||
| ORD | Sale | 1,558 | 7.0320 GBP | ||||||||||||
| ORD | Sale | 1,622 | 7.0214 GBP | ||||||||||||
| ORD | Sale | 1,867 | 7.0150 GBP | ||||||||||||
| ORD | Sale | 2,455 | 7.0400 GBP | ||||||||||||
| ORD | Sale | 2,477 | 7.0350 GBP | ||||||||||||
| ORD | Sale | 2,730 | 7.0203 GBP | ||||||||||||
| ORD | Sale | 3,213 | 7.0285 GBP | ||||||||||||
| ORD | Sale | 3,251 | 7.0264 GBP | ||||||||||||
| ORD | Sale | 3,628 | 7.0200 GBP | ||||||||||||
| ORD | Sale | 5,223 | 7.0221 GBP | ||||||||||||
| ORD | Sale | 13,473 | 7.0250 GBP | ||||||||||||
| ORD | Sale | 17,335 | 7.0261 GBP | ||||||||||||
| ORD | Sale | 18,036 | 7.0298 GBP | ||||||||||||
| ORD | Sale | 29,047 | 7.0218 GBP | ||||||||||||
| ORD | Sale | 33,753 | 7.0206 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 2,730 | 7.0203 GBP | |||||||||||
| ORD | SWAP | Long | 5,331 | 7.0242 GBP | |||||||||||
| ORD | CFD | Long | 17,335 | 7.0261 GBP | |||||||||||
| ORD | SWAP | Long | 19,500 | 7.0291 GBP | |||||||||||
| ORD | CFD | Long | 43,518 | 7.0220 GBP | |||||||||||
| ORD | SWAP | Short | 468 | 7.0317 GBP | |||||||||||
| ORD | SWAP | Short | 1,038 | 7.0319 GBP | |||||||||||
| ORD | SWAP | Short | 1,868 | 7.0197 GBP | |||||||||||
| ORD | SWAP | Short | 4,460 | 7.0308 GBP | |||||||||||
| ORD | CFD | Short | 5,403 | 7.0304 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 16 Feb 2015 | ||||||||||||||
| Contact name: | Sushil Vashisht | ||||||||||||||
| Telephone number: | 020 7773 0744 | ||||||||||||||
Copyright Business Wire 2015
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