21st Jan 2015 11:33
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 20 January 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 823,603 | 0.23% | 499,482 | 0.14% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 294,972 | 0.08% | 478,660 | 0.13% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 1,118,575 | 0.31% | 978,142 | 0.27% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 114 | 6.9750 GBP | ||||||||||||
| ORD | Purchase | 159 | 6.9775 GBP | ||||||||||||
| ORD | Purchase | 269 | 6.9800 GBP | ||||||||||||
| ORD | Purchase | 435 | 6.9700 GBP | ||||||||||||
| ORD | Purchase | 564 | 6.9650 GBP | ||||||||||||
| ORD | Purchase | 732 | 6.9600 GBP | ||||||||||||
| ORD | Purchase | 840 | 6.9866 GBP | ||||||||||||
| ORD | Purchase | 923 | 6.9950 GBP | ||||||||||||
| ORD | Purchase | 1,190 | 6.9873 GBP | ||||||||||||
| ORD | Purchase | 1,856 | 6.9791 GBP | ||||||||||||
| ORD | Purchase | 2,030 | 6.9900 GBP | ||||||||||||
| ORD | Purchase | 2,467 | 6.9781 GBP | ||||||||||||
| ORD | Purchase | 2,571 | 6.9738 GBP | ||||||||||||
| ORD | Purchase | 4,195 | 6.9850 GBP | ||||||||||||
| ORD | Purchase | 6,440 | 6.9937 GBP | ||||||||||||
| ORD | Purchase | 12,506 | 6.9877 GBP | ||||||||||||
| ORD | Purchase | 16,503 | 6.9729 GBP | ||||||||||||
| ORD | Purchase | 17,294 | 6.9858 GBP | ||||||||||||
| ORD | Purchase | 42,135 | 6.9824 GBP | ||||||||||||
| ORD | Purchase | 42,695 | 6.9872 GBP | ||||||||||||
| ORD | Sale | 287 | 6.9776 GBP | ||||||||||||
| ORD | Sale | 114 | 6.9750 GBP | ||||||||||||
| ORD | Sale | 159 | 6.9775 GBP | ||||||||||||
| ORD | Sale | 257 | 6.9875 GBP | ||||||||||||
| ORD | Sale | 269 | 6.9800 GBP | ||||||||||||
| ORD | Sale | 435 | 6.9700 GBP | ||||||||||||
| ORD | Sale | 732 | 6.9600 GBP | ||||||||||||
| ORD | Sale | 923 | 6.9950 GBP | ||||||||||||
| ORD | Sale | 1,962 | 6.9793 GBP | ||||||||||||
| ORD | Sale | 2,110 | 6.9650 GBP | ||||||||||||
| ORD | Sale | 2,208 | 6.9900 GBP | ||||||||||||
| ORD | Sale | 3,423 | 6.9737 GBP | ||||||||||||
| ORD | Sale | 4,195 | 6.9850 GBP | ||||||||||||
| ORD | Sale | 5,126 | 6.9687 GBP | ||||||||||||
| ORD | Sale | 5,742 | 6.9841 GBP | ||||||||||||
| ORD | Sale | 11,004 | 6.9820 GBP | ||||||||||||
| ORD | Sale | 13,176 | 6.9719 GBP | ||||||||||||
| ORD | Sale | 14,984 | 6.9851 GBP | ||||||||||||
| ORD | Sale | 32,753 | 6.9825 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | SWAP | Long | 9,389 | 6.9777 GBP | |||||||||||
| ORD | CFD | Long | 12,421 | 6.9656 GBP | |||||||||||
| ORD | CFD | Long | 27,349 | 6.9824 GBP | |||||||||||
| ORD | SWAP | Short | 1 | 6.9700 GBP | |||||||||||
| ORD | SWAP | Short | 8,150 | 6.9882 GBP | |||||||||||
| ORD | SWAP | Short | 15,971 | 6.9855 GBP | |||||||||||
| ORD | CFD | Short | 27,521 | 6.9902 GBP | |||||||||||
| ORD | SWAP | Short | 27,521 | 6.9902 GBP | |||||||||||
| ORD | CFD | Short | 37,733 | 6.9804 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 21 Jan 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
Copyright Business Wire 2015
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