6th Mar 2015 11:36
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 5 March 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 813,044 | 0.22% | 269,492 | 0.07% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 148,893 | 0.04% | 510,221 | 0.14% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 961,937 | 0.26% | 779,713 | 0.21% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 208 | 6.9295 GBP | ||||||||||||
| ORD | Purchase | 271 | 6.9350 GBP | ||||||||||||
| ORD | Purchase | 609 | 6.9208 GBP | ||||||||||||
| ORD | Purchase | 778 | 6.9450 GBP | ||||||||||||
| ORD | Purchase | 871 | 6.9200 GBP | ||||||||||||
| ORD | Purchase | 1,134 | 6.9550 GBP | ||||||||||||
| ORD | Purchase | 1,135 | 6.9521 GBP | ||||||||||||
| ORD | Purchase | 1,168 | 6.9250 GBP | ||||||||||||
| ORD | Purchase | 1,318 | 6.9224 GBP | ||||||||||||
| ORD | Purchase | 1,571 | 6.9495 GBP | ||||||||||||
| ORD | Purchase | 1,618 | 6.9400 GBP | ||||||||||||
| ORD | Purchase | 3,026 | 6.9600 GBP | ||||||||||||
| ORD | Purchase | 3,331 | 6.9500 GBP | ||||||||||||
| ORD | Purchase | 7,130 | 6.9440 GBP | ||||||||||||
| ORD | Purchase | 8,088 | 6.9375 GBP | ||||||||||||
| ORD | Purchase | 10,019 | 6.9294 GBP | ||||||||||||
| ORD | Purchase | 11,264 | 6.9452 GBP | ||||||||||||
| ORD | Purchase | 21,557 | 6.9490 GBP | ||||||||||||
| ORD | Purchase | 287,219 | 6.9454 GBP | ||||||||||||
| ORD | Sale | 778 | 6.9450 GBP | ||||||||||||
| ORD | Sale | 785 | 6.9550 GBP | ||||||||||||
| ORD | Sale | 866 | 6.9434 GBP | ||||||||||||
| ORD | Sale | 871 | 6.9200 GBP | ||||||||||||
| ORD | Sale | 1,052 | 6.9393 GBP | ||||||||||||
| ORD | Sale | 1,155 | 6.9350 GBP | ||||||||||||
| ORD | Sale | 1,168 | 6.9250 GBP | ||||||||||||
| ORD | Sale | 1,618 | 6.9400 GBP | ||||||||||||
| ORD | Sale | 2,135 | 6.9600 GBP | ||||||||||||
| ORD | Sale | 2,579 | 6.9338 GBP | ||||||||||||
| ORD | Sale | 3,171 | 6.9500 GBP | ||||||||||||
| ORD | Sale | 4,044 | 6.9375 GBP | ||||||||||||
| ORD | Sale | 4,805 | 6.9447 GBP | ||||||||||||
| ORD | Sale | 15,698 | 6.9443 GBP | ||||||||||||
| ORD | Sale | 25,713 | 6.9477 GBP | ||||||||||||
| ORD | Sale | 28,384 | 6.9471 GBP | ||||||||||||
| ORD | Sale | 56,930 | 6.9476 GBP | ||||||||||||
| ORD | Sale | 158,120 | 6.9522 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | SWAP | Long | 610 | 6.9399 GBP | |||||||||||
| ORD | CFD | Long | 1,277 | 6.9443 GBP | |||||||||||
| ORD | SWAP | Long | 3,421 | 6.9362 GBP | |||||||||||
| ORD | CFD | Long | 4,805 | 6.9447 GBP | |||||||||||
| ORD | CFD | Long | 8,731 | 6.9595 GBP | |||||||||||
| ORD | SWAP | Short | 800 | 6.9382 GBP | |||||||||||
| ORD | SWAP | Short | 3,417 | 6.9307 GBP | |||||||||||
| ORD | SWAP | Short | 3,900 | 6.9534 GBP | |||||||||||
| ORD | CFD | Short | 7,578 | 6.9508 GBP | |||||||||||
| ORD | CFD | Short | 21,766 | 6.9438 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 6 Mar 2015 | ||||||||||||||
| Contact name: | Sushil Vashisht | ||||||||||||||
| Telephone number: | 020 7773 0744 | ||||||||||||||
Copyright Business Wire 2015
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