8th Apr 2015 11:41
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 7 April 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 860,718 | 0.23% | 403,279 | 0.11% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 63,610 | 0.02% | 441,714 | 0.12% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| TOTAL: | 924,328 | 0.25% | 844,993 | 0.23% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 195 | 7.2050 GBP | ||||||||||||
| ORD | Purchase | 200 | 7.1950 GBP | ||||||||||||
| ORD | Purchase | 301 | 7.1900 GBP | ||||||||||||
| ORD | Purchase | 465 | 7.1739 GBP | ||||||||||||
| ORD | Purchase | 588 | 7.1850 GBP | ||||||||||||
| ORD | Purchase | 1,100 | 7.1700 GBP | ||||||||||||
| ORD | Purchase | 1,653 | 7.2100 GBP | ||||||||||||
| ORD | Purchase | 2,085 | 7.1993 GBP | ||||||||||||
| ORD | Purchase | 2,406 | 7.2031 GBP | ||||||||||||
| ORD | Purchase | 4,048 | 7.2215 GBP | ||||||||||||
| ORD | Purchase | 4,247 | 7.2151 GBP | ||||||||||||
| ORD | Purchase | 7,857 | 7.2024 GBP | ||||||||||||
| ORD | Purchase | 23,363 | 7.1963 GBP | ||||||||||||
| ORD | Purchase | 30,687 | 7.2058 GBP | ||||||||||||
| ORD | Purchase | 100,687 | 7.2096 GBP | ||||||||||||
| ORD | Sale | 301 | 7.1900 GBP | ||||||||||||
| ORD | Sale | 522 | 7.2034 GBP | ||||||||||||
| ORD | Sale | 588 | 7.1850 GBP | ||||||||||||
| ORD | Sale | 824 | 7.1974 GBP | ||||||||||||
| ORD | Sale | 1,105 | 7.1950 GBP | ||||||||||||
| ORD | Sale | 1,135 | 7.1970 GBP | ||||||||||||
| ORD | Sale | 1,407 | 7.2057 GBP | ||||||||||||
| ORD | Sale | 1,653 | 7.2100 GBP | ||||||||||||
| ORD | Sale | 1,924 | 7.1825 GBP | ||||||||||||
| ORD | Sale | 2,161 | 7.2244 GBP | ||||||||||||
| ORD | Sale | 4,812 | 7.2017 GBP | ||||||||||||
| ORD | Sale | 7,013 | 7.1973 GBP | ||||||||||||
| ORD | Sale | 7,722 | 7.2006 GBP | ||||||||||||
| ORD | Sale | 11,964 | 7.2061 GBP | ||||||||||||
| ORD | Sale | 56,877 | 7.2019 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 96 | 7.1996 GBP | |||||||||||
| ORD | CFD | Long | 1,573 | 7.2039 GBP | |||||||||||
| ORD | SWAP | Long | 2,746 | 7.2227 GBP | |||||||||||
| ORD | CFD | Long | 4,812 | 7.2017 GBP | |||||||||||
| ORD | SWAP | Long | 7,515 | 7.1980 GBP | |||||||||||
| ORD | CFD | Long | 7,722 | 7.2005 GBP | |||||||||||
| ORD | SWAP | Long | 8,611 | 7.1950 GBP | |||||||||||
| ORD | CFD | Long | 57,738 | 7.2011 GBP | |||||||||||
| ORD | SWAP | Short | 600 | 7.2009 GBP | |||||||||||
| ORD | CFD | Short | 1,573 | 7.1957 GBP | |||||||||||
| ORD | CFD | Short | 2,899 | 7.2025 GBP | |||||||||||
| ORD | SWAP | Short | 4,625 | 7.2173 GBP | |||||||||||
| ORD | CFD | Short | 4,958 | 7.2022 GBP | |||||||||||
| ORD | SWAP | Short | 10,446 | 7.1893 GBP | |||||||||||
| ORD | CFD | Short | 30,687 | 7.2057 GBP | |||||||||||
| ORD | CFD | Short | 100,687 | 7.2096 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 8 Apr 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
Copyright Business Wire 2015
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