23rd Jan 2015 11:29
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 22 January 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 849,468 | 0.23% | 479,900 | 0.13% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 276,407 | 0.08% | 521,136 | 0.14% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| TOTAL: | 1,125,875 | 0.31% | 1,001,036 | 0.28% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 288 | 7.0250 GBP | ||||||||||||
| ORD | Purchase | 449 | 6.9700 GBP | ||||||||||||
| ORD | Purchase | 553 | 7.0450 GBP | ||||||||||||
| ORD | Purchase | 3,475 | 6.9750 GBP | ||||||||||||
| ORD | Purchase | 4,153 | 7.0079 GBP | ||||||||||||
| ORD | Purchase | 9,817 | 6.9938 GBP | ||||||||||||
| ORD | Purchase | 11,508 | 6.9805 GBP | ||||||||||||
| ORD | Purchase | 139,074 | 7.0500 GBP | ||||||||||||
| ORD | Purchase | 200,000 | 7.0350 GBP | ||||||||||||
| ORD | Purchase | 1,000 | 7.0000 GBP | ||||||||||||
| ORD | Sale | 279 | 7.0257 GBP | ||||||||||||
| ORD | Sale | 297 | 7.0250 GBP | ||||||||||||
| ORD | Sale | 449 | 6.9700 GBP | ||||||||||||
| ORD | Sale | 553 | 7.0450 GBP | ||||||||||||
| ORD | Sale | 1,089 | 6.9775 GBP | ||||||||||||
| ORD | Sale | 2,581 | 6.9891 GBP | ||||||||||||
| ORD | Sale | 4,128 | 6.9750 GBP | ||||||||||||
| ORD | Sale | 4,369 | 7.0069 GBP | ||||||||||||
| ORD | Sale | 4,766 | 6.9965 GBP | ||||||||||||
| ORD | Sale | 4,768 | 6.9749 GBP | ||||||||||||
| ORD | Sale | 5,906 | 7.0024 GBP | ||||||||||||
| ORD | Sale | 6,456 | 7.0407 GBP | ||||||||||||
| ORD | Sale | 11,740 | 7.0474 GBP | ||||||||||||
| ORD | Sale | 16,948 | 7.0455 GBP | ||||||||||||
| ORD | Sale | 82,144 | 7.0256 GBP | ||||||||||||
| ORD | Sale | 229,231 | 7.0459 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 2,333 | 6.9764 GBP | |||||||||||
| ORD | CFD | Long | 5,906 | 7.0024 GBP | |||||||||||
| ORD | SWAP | Long | 7,100 | 7.0433 GBP | |||||||||||
| ORD | SWAP | Long | 8,486 | 6.9864 GBP | |||||||||||
| ORD | CFD | Short | 2,807 | 6.9657 GBP | |||||||||||
| ORD | SWAP | Short | 8,471 | 7.0026 GBP | |||||||||||
| ORD | SWAP | Short | 14,855 | 6.9904 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 23 Jan 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
Copyright Business Wire 2015
Related Shares:
BarclaysCastelnau Group