29th Jan 2015 11:53
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 28 January 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 896,678 | 0.25% | 503,567 | 0.14% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 250,082 | 0.07% | 507,598 | 0.14% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 1,146,760 | 0.32% | 1,011,165 | 0.28% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 455 | 7.0400 GBP | ||||||||||||
| ORD | Purchase | 605 | 7.0692 GBP | ||||||||||||
| ORD | Purchase | 1,080 | 7.0710 GBP | ||||||||||||
| ORD | Purchase | 1,490 | 7.0600 GBP | ||||||||||||
| ORD | Purchase | 2,175 | 7.0700 GBP | ||||||||||||
| ORD | Purchase | 2,296 | 7.0800 GBP | ||||||||||||
| ORD | Purchase | 2,800 | 7.0523 GBP | ||||||||||||
| ORD | Purchase | 3,149 | 7.0673 GBP | ||||||||||||
| ORD | Purchase | 3,818 | 7.0655 GBP | ||||||||||||
| ORD | Purchase | 10,108 | 7.0643 GBP | ||||||||||||
| ORD | Purchase | 18,331 | 7.0450 GBP | ||||||||||||
| ORD | Purchase | 100,005 | 7.0601 GBP | ||||||||||||
| ORD | Purchase | 250,000 | 7.0597 GBP | ||||||||||||
| ORD | Sale | 455 | 7.0400 GBP | ||||||||||||
| ORD | Sale | 609 | 7.0700 GBP | ||||||||||||
| ORD | Sale | 790 | 7.0678 GBP | ||||||||||||
| ORD | Sale | 1,148 | 7.0800 GBP | ||||||||||||
| ORD | Sale | 1,234 | 7.0650 GBP | ||||||||||||
| ORD | Sale | 1,264 | 7.0767 GBP | ||||||||||||
| ORD | Sale | 1,587 | 7.0590 GBP | ||||||||||||
| ORD | Sale | 1,923 | 7.0600 GBP | ||||||||||||
| ORD | Sale | 1,945 | 7.0553 GBP | ||||||||||||
| ORD | Sale | 3,367 | 7.0622 GBP | ||||||||||||
| ORD | Sale | 3,883 | 7.0627 GBP | ||||||||||||
| ORD | Sale | 5,586 | 7.0574 GBP | ||||||||||||
| ORD | Sale | 7,048 | 7.0588 GBP | ||||||||||||
| ORD | Sale | 8,596 | 7.0661 GBP | ||||||||||||
| ORD | Sale | 11,432 | 7.0450 GBP | ||||||||||||
| ORD | Sale | 32,832 | 7.0589 GBP | ||||||||||||
| ORD | Sale | 38,164 | 7.0559 GBP | ||||||||||||
| ORD | Sale | 76,210 | 7.0611 GBP | ||||||||||||
| ORD | Sale | 115,820 | 7.0575 GBP | ||||||||||||
| ORD | Sale | 121,784 | 7.0613 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 1,007 | 7.0603 GBP | |||||||||||
| ORD | CFD | Long | 2,360 | 7.0629 GBP | |||||||||||
| ORD | CFD | Long | 3,135 | 7.0700 GBP | |||||||||||
| ORD | CFD | Long | 5,586 | 7.0574 GBP | |||||||||||
| ORD | SWAP | Long | 6,695 | 7.0635 GBP | |||||||||||
| ORD | CFD | Long | 38,164 | 7.0559 GBP | |||||||||||
| ORD | SWAP | Short | 785 | 7.0562 GBP | |||||||||||
| ORD | SWAP | Short | 2,102 | 7.0460 GBP | |||||||||||
| ORD | CFD | Short | 4,425 | 7.0718 GBP | |||||||||||
| ORD | CFD | Short | 12,563 | 7.0647 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 29 Jan 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
Copyright Business Wire 2015
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