6th Feb 2015 11:33
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 5 February 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 811,446 | 0.22% | 366,467 | 0.10% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 126,752 | 0.03% | 434,434 | 0.12% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| TOTAL: | 938,198 | 0.26% | 800,901 | 0.22% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 70 | 7.0600 GBP | ||||||||||||
| ORD | Purchase | 360 | 7.0500 GBP | ||||||||||||
| ORD | Purchase | 436 | 7.0650 GBP | ||||||||||||
| ORD | Purchase | 478 | 7.0750 GBP | ||||||||||||
| ORD | Purchase | 769 | 7.0400 GBP | ||||||||||||
| ORD | Purchase | 1,114 | 7.0550 GBP | ||||||||||||
| ORD | Purchase | 1,276 | 7.0562 GBP | ||||||||||||
| ORD | Purchase | 1,505 | 7.0598 GBP | ||||||||||||
| ORD | Purchase | 1,588 | 7.0479 GBP | ||||||||||||
| ORD | Purchase | 2,546 | 7.0700 GBP | ||||||||||||
| ORD | Purchase | 2,765 | 7.0530 GBP | ||||||||||||
| ORD | Purchase | 4,542 | 7.0677 GBP | ||||||||||||
| ORD | Purchase | 5,573 | 7.0637 GBP | ||||||||||||
| ORD | Purchase | 11,329 | 7.0625 GBP | ||||||||||||
| ORD | Purchase | 200,000 | 7.0536 GBP | ||||||||||||
| ORD | Sale | 125 | 7.0512 GBP | ||||||||||||
| ORD | Sale | 239 | 7.0750 GBP | ||||||||||||
| ORD | Sale | 255 | 7.0650 GBP | ||||||||||||
| ORD | Sale | 334 | 7.0550 GBP | ||||||||||||
| ORD | Sale | 376 | 7.0495 GBP | ||||||||||||
| ORD | Sale | 547 | 7.0500 GBP | ||||||||||||
| ORD | Sale | 769 | 7.0400 GBP | ||||||||||||
| ORD | Sale | 823 | 7.0600 GBP | ||||||||||||
| ORD | Sale | 868 | 7.0551 GBP | ||||||||||||
| ORD | Sale | 988 | 7.0466 GBP | ||||||||||||
| ORD | Sale | 3,248 | 7.0577 GBP | ||||||||||||
| ORD | Sale | 4,604 | 7.0423 GBP | ||||||||||||
| ORD | Sale | 6,672 | 7.0488 GBP | ||||||||||||
| ORD | Sale | 6,913 | 7.0516 GBP | ||||||||||||
| ORD | Sale | 10,302 | 7.0520 GBP | ||||||||||||
| ORD | Sale | 13,311 | 7.0502 GBP | ||||||||||||
| ORD | Sale | 14,514 | 7.0568 GBP | ||||||||||||
| ORD | Sale | 18,962 | 7.0584 GBP | ||||||||||||
| ORD | Sale | 21,982 | 7.0587 GBP | ||||||||||||
| ORD | Sale | 26,079 | 7.0635 GBP | ||||||||||||
| ORD | Sale | 32,747 | 7.0563 GBP | ||||||||||||
| ORD | Sale | 112,459 | 7.0505 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | SWAP | Long | 2,574 | 7.0495 GBP | |||||||||||
| ORD | SWAP | Long | 6,100 | 7.0469 GBP | |||||||||||
| ORD | CFD | Long | 10,302 | 7.0520 GBP | |||||||||||
| ORD | SWAP | Long | 11,200 | 7.0499 GBP | |||||||||||
| ORD | CFD | Long | 14,446 | 7.0512 GBP | |||||||||||
| ORD | SWAP | Short | 2,898 | 7.0531 GBP | |||||||||||
| ORD | CFD | Short | 3,166 | 7.0586 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 6 Feb 2015 | ||||||||||||||
| Contact name: | Sushil Vashisht | ||||||||||||||
| Telephone number: | 020 7 773 0744 | ||||||||||||||
Copyright Business Wire 2015
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