25th Aug 2005 16:42
ICAP PLC25 August 2005 NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS This form is intended for use by an issuer to make a RIS notification requiredby DR 3.1.4R(1). (1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.(2) An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. (3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. (4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. Please complete all relevant boxes in block capital letters. 1. Name of the issuer ICAP PLC 2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) (iii) 3. Name of person discharging managerial responsibilities/director MICHAEL SPENCER 4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person MR M SPENCER AND MRS SPENCER 5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest 6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 10P EACH 7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them IPGL LIMITED 5,223,855 INCAP FINANCE BV 125,545,705 M SPENCER (PERSONAL HOLDING) 996,800 HELD IN TRUST FOR CHILDREN 50,000 8. State the nature of the transaction TRANSFER OF SHARES FROM IPGL LIMITED TO INCAP FINANCE B.V. 9. Number of shares, debentures or financial instruments relating to shares acquired 10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) 11. Number of shares, debentures or financial instruments relating to shares disposed 12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) 13. Price per share or value of transaction N/A 14. Date and place of transaction 24 AUGUST 2005 LONDON 15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) INCAP FINANCE B.V. 130,769,560 21.554% M SPENCER (PERSONAL HOLDING) 0.164% 996,800 HELD IN TRUST FOR CHILDREN 50,000 0.008% 16. Date issuer informed of transaction 24 AUGUST 2005 If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes 17. Date of grant 18. Period during which or date on which it can be exercised 19. Total amount paid (if any) for grant of the option 20. Description of shares or debentures involved (class and number) 21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise 22. Total number of shares or debentures over which options held following notification 23. Any additional information SEE BELOW NOTIFICATION 24. Name of contact and telephone number for queries KATHRYN DICKINSON 020 7000 5782 Name and signature of duly authorised officer of issuer responsible for making notification Date of notification 25 AUGUST 2005 Letter to ICAP Notification pursuant to sections 198,203 and 324 of the Companies Acts 1985 1. We write to inform you that the 5,223,855 ordinary shares of 10p each in ICAP Plc ("the Company") heretofore owned and registered in the name of IPGL Limited ("IPGL"), have been transferred to its subsidiary, Incap Finance B.V. ("Incap Finance"), Atrium, Strawinskylaan 3105, 1077 ZX Amsterdam, The Netherlands, and that the registration of such transfer is pending. Accordingly, on 24 August 2005 Incap Finance acquired a notifiable interest in such 5,223,855 shares bringing the total notifiable interest of Incap Finance up to 130,769,560 shares of 10p each in ICAP Plc. 2. Michael and Lorraine Spencer have an interest in 55.1 per cent of IPGL. There is no change in the interests of Michael and Lorraine Spencer, IPGL and Incap Finance in the shares of the Company within the meaning of the statutory provisions referred to above. This notice is given in fulfilment of, and for the express purpose ofdischarging the obligations upon all of the individuals and companies namedabove pursuant to the said sections of the companies Act in relation to thematters referred to in paragraph 1 above. For and on behalf of IPGL LimitedMr & Mrs Spencer This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
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