Director/PDMR Shareholding

NOTIFICATION OF TRANSACTIONS OF DIRECTORS/PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY AND CONNECTED PERSONS Annex DTR3 1. Name of the issuer 2. State whether the notification relates to (i) a transaction CANACCORD GENUITY GROUP INC. notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). DTR 3.1.2 R 3. Name of person discharging 4. State whether notification relates managerial responsibilities/ to a person connected with a person director discharging managerial responsibilities/director named in DAVID KASSIE 3 and identify the connected person MICHAEL HARRIS N/A PAUL REYNOLDS BRAD KOTUSH MATTHEW GAASENBEEK JOHN ROTHWELL DANIEL DAVIAU 5. Indicate whether the notification 6. Description of shares (including is in respect of a holding of the class), debentures or derivatives person referred to in 3 or 4 or financial instruments relating above or in respect of a to shares non-beneficial interest COMMON SHARES NOTIFICATION RELATES TO THE PERSONS NAMED IN 3. 7. Name of registered shareholders 8 State the nature of the transaction (s) and, if more than one, the number of shares held by each of ACQUISTION OF COMMON SHARES ON them VESTING OF RESTRICTED STOCK UNITS UNDER LONG TERM INCENTIVE PLAN; DAVID KASSIE: 3,482,431 MICHAEL HARRIS: 63,500 SALE OF COMMON SHARES TO COVER TAX LIABILITIES; PAUL REYNOLDS: 1,184,967 PURCHASE IN OPEN MARKET BRAD KOTUSH: 275,878 MATTHEW GAASENBEEK: 428,815 JOHN ROTHWELL: 325,065 DANIEL DAVIAU:1,251,292 The figure above includes shareholdings owned by Mr. Reynolds' spouse. 9. Number of shares, debentures or 10. Percentage of issued class acquired financial instruments relating to (treasury shares of that class shares acquired should not be taken into account when calculating percentage) DAVID KASSIE: 1,350 MICHAEL HARRIS: 15,000 DAVID KASSIE: 0.0013% MICHAEL HARRIS: 0.0147% PAUL REYNOLDS:2,957 PAUL REYNOLDS: 0.0029% BRAD KOTUSH:2,357 BRAD KOTUSH: 0.0023% MATTHEW GAASENBEEK:109,502 MATTHEW GAASENBEEK: 0.1073% JOHN ROTHWELL:3,730 JOHN ROTHWELL: 0.0037% DANIEL DAVIAU:1,007 DANIEL DAVIAU: 0.001% 11. Number of shares, debentures or 12. Percentage of issued class disposed financial instruments relating to (treasury shares of that class shares disposed should not be taken into account when calculating percentage) PAUL REYNOLDS: (1,427) PAUL REYNOLDS: 0.0014% BRAD KOTUSH: (1,288) BRAD KOTUSH: 0.0013% MATTHEW GAASENBEEK: (59,802) MATTHEW GAASENBEEK: 0.0586% 13. Price per share or value of 14. Date and place of transaction transaction TORONTO- NOVEMBER 7, 2013 PRICE PER SHARE ON DAY OF VESTING (NOVEMBER 7): HIGH CAD$6.60; LOW CAD$6.06 PRICE PER SHARE ON SALE: CAD$6.06 PRICE PER SHARE ON PURCHASE IN OPEN MARKET:CAD$6.12 15. Total holding following 16. Date issuer informed of transaction notification and total percentage holding following notification NOVEMBER 8, 2013 (any treasury shares should not be taken into account when calculating percentage) DAVID KASSIE: 3,483,781 / 3.413% MICHAEL HARRIS: 78,500 / 0.0769% PAUL REYNOLDS: 1,186,497/ 1.162% BRAD KOTUSH: 276,947 / 0.271% MATTHEW GAASENBEEK: 478,515 / 0. 469% JOHN ROTHWELL: 328,795/ 0.322% DANIEL DAVIAU: 1,252,299/ 1.227% If a person discharging managerial responsibilities has been granted options bythe issuer complete the following boxes 17 Date of grant 18. Period during which or date on which exercisable 19. Total amount paid (if any) for 20. Description of shares or debentures grant of the option involved (class and number) 21. Exercise price (if fixed at time 22. Total number of shares or of grant) or indication that debentures over which options held price is to be fixed at the time following notification of exercise 23. Any additional information 24. Name of contact and telephone number for queries NONE JULIA GRAY 1-416-687-5315 Name of authorised official of issuer responsible for making notification JULIA GRAY, ASSOCIATE GENERAL COUNSEL AND ASSISTANT CORPORATE SECRETARY Date of Notification: NOVEMBER 11,2013 Notes: This form is intended for use by an issuer to make a RIS notificationrequired by DTR 3.1.4. (1) An issuer making a notification in respect of a transaction relating to theshares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. (2) An issuer making a notification in respect of a derivative relating theshares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. (3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3and 17 to 24. (4) An issuer making a notification in respect of a financial instrumentrelating to the shares of the issuer (other than a debenture) should completeboxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.