6th Dec 2017 12:36
Brewin Dolphin Holdings PLC
(the 'Company')
Persons discharging managerial responsibilities ('PDMR') received a conditional share award granted under the Company's Long Term Performance Plan ('LTIP') in December 2014 (the 'Awards'). The performance period for the Awards was three years to 30 September 2017. Performance against the criteria was tested and the Awards automatically vested at 16.2% on 4 December 2017.
The Company has in place an automatic sell to cover tax and national insurance provision (the 'Provision'), after which the balance of shares is automatically transferred to the participant (the 'Balance of Shares').
Detailed below is the Balance of Shares post the Provision having been applied. The price used for the value of the Balance of Shares is the market price used for the Provision.
All individuals listed below have retained the Balance of Shares.
The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Susan Beckett
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief Risk Officer (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
5,000 shares
369.6610p
| ||||
e)
| Date of the transaction
| 2017-12-4 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Robin Beer
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Managing Director of Investment Solutions & Distribution (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
4,445 shares
369.6610p
| ||||
e)
| Date of the transaction
| 2017-12-4 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Charles Ferry
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Managing Director of Private Clients (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
3,852 shares
369.6610p
| ||||
e)
| Date of the transaction
| 2017-12-4 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Nicholas Fitzgerald
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Managing Director of Financial Planning (PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
2,289 shares
369.6610p
| ||||
e)
| Date of the transaction
| 2017-12-4 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| David Nicol
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief Executive (Director/PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
10,372 shares
369.6610p
| ||||
e)
| Date of the transaction
| 2017-12-4 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Andrew Westenberger
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Finance Director (Diector/PDMR) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Brewin Dolphin Holdings PLC | ||||
b)
| LEI
| 213800PS7FS5UYOWAC49 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Shares
GB0001765816 | ||||
b)
| Nature of the transaction
| Resulting acquisition of the Balance of shares following automatic vesting of share award under the LTIP and the automatic Provision having been applied. | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
8,890 shares
369.6610p
| ||||
e)
| Date of the transaction
| 2017-12-4 | ||||
f)
| Place of the transaction
| London Stock Exchange | ||||
Related Shares:
BRW.L