13th Sep 2019 15:29
UNITED UTILITIES GROUP PLC
Classification - Director/PDMR Shareholding
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Louise Beardmore
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Customer Services and People Director/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. | |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 1) 2019-09-10 2) 2019-09-10 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| James Bullock
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Strategy and Regulation Director/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities and balance retention.
| |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 1) 2019-09-10 2) 2019-09-10 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Simon Gardiner
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Company Secretary/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities and retention of the balance.
| |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 1) 2019-09-10 2) 2019-09-10 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Gaynor Kenyon
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Corporate Affairs Director/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.
| |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 1) 2019-09-10 2) 2019-09-10 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Philip Aspin
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Group Financial Controller/ PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.
| |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 3) 2019-09-10 4) 2019-09-10 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Simon Chadwick
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Digital Services & Central Operations/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.
| |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 5) 2019-09-10 6) 2019-09-10 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| James Keith Haslett
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Director of Wastewater/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.
| |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 7) 2019-09-10 8) 2019-09-10 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Joanne Harrison
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Asset Management Director/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.
| |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 9) 2019-09-10 10) 2019-09-10 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Tom Lissett
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Director of Bioresource & Energy Services/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities and retention of balance.
| |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 11) 2019-09-10 12) 2019-09-10 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Martin Padley
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Water and Scientific Services Director/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities retention of balance.
| |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 13) 2019-09-10 14) 2019-09-10 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Richard Ratcliff
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Engineering Delivery Director/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.
| |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 15) 2019-09-10 16) 2019-09-10 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Paula Steer
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Director of Health, Safety and Wellbeing/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.
| |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 17) 2019-09-10 18) 2019-09-10 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
Related Shares:
United Utilities