19th Oct 2016 16:00
Shareholdings of directors and persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)
Rio Tinto plc
19 October 2016
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Hugo Bague
| ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Group executive Organisational Resources | ||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| N/A | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||
b)
| Nature of the transaction
| Acquisition of shares and award of matching shares under the Global Employee Share Plan
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
57.4326
26.11748
| ||||||
e)
| Date of the transaction
| 2016-10-17 | ||||||
f)
| Place of the transaction
| XLON |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Alfredo Barrios | ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Chief executive Aluminium | ||||||
b)
| Initial notification /Amendment
| Initial Notifcation | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| N/A | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757
| ||||||
b)
| Nature of the transaction
| Acquisition of shares and award of matching shares under the Global Employee Share Plan
| ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
57.278
26.11748 | ||||||
e)
| Date of the transaction
| 2016-10-17 | ||||||
f)
| Place of the transaction
| XLON |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||
a)
| Name
| Alan Davies
| ||||||||||
2
| Reason for the notification
| |||||||||||
a)
| Position/status
| Chief executive Energy & Minerals | ||||||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||
a)
| Name
| Rio Tinto plc | ||||||||||
b)
| LEI
| N/A | ||||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757
| ||||||||||
b)
| Nature of the transaction
| i. Acquisition of shares and award of matching shares under the Global Employee Share Plan ii. acquisition of shares and award of matching shares under the UK Share Plan (SIP) | ||||||||||
c)
| Price(s) and volume(s)
|
| ||||||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
56.7162
26.11748
| ||||||||||
e)
| Date of the transaction
| 2016-10-17 | ||||||||||
f)
| Place of the transaction
| XLON |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||
a)
| Name
| Jean-Sebastien Jacques
| ||||||||||
2
| Reason for the notification
| |||||||||||
a)
| Position/status
| Chief executive | ||||||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||
a)
| Name
| Rio Tinto plc | ||||||||||
b)
| LEI
| N/A | ||||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 | ||||||||||
b)
| Nature of the transaction
| i. Acquisition of shares and award of matching shares under the Global Employee Share Plan ii. Acquisition of share and award of matching shares under the UK Share Plan (SIP) | ||||||||||
c)
| Price(s) and volume(s)
|
| ||||||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
56.7162
26.11748
| ||||||||||
e)
| Date of the transaction
| 2016-10-17 | ||||||||||
f)
| Place of the transaction
| XLON |
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
a)
| Name
| Debra Valentine
| ||||||
2
| Reason for the notification
| |||||||
a)
| Position/status
| Group executive Legal & Regulatory Affairs | ||||||
b)
| Initial notification /Amendment
| Initial Notification | ||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
a)
| Name
| Rio Tinto plc | ||||||
b)
| LEI
| N/A | ||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
American Depositary Shares (ADS)
Us672041008
| ||||||
b)
| Nature of the transaction
| Acquisition of ADS and award of matching ADS under the GlobalEmployee Share Plan | ||||||
c)
| Price(s) and volume(s)
|
| ||||||
d)
| Aggregated information
- Aggregated volume
- Price
|
78.3904
31.8406
| ||||||
e)
| Date of the transaction
| 2016-10-17 | ||||||
f)
| Place of the transaction
| NYSE |
Victoria HamesActing Company Secretary
| |
Rio Tinto plc6 St James's Square London SW1Y 4AD United Kingdom
T +44 20 7781 1668Registered in England No. 719885
|
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Rio Tinto